Online Forms for Regular Reporting Obligations

Information and links for executing and transmitting reportable facts via online forms.

Issuers with primary-listed or main listed equity securities, i.e. shares and participation certificates, must use CONNEXOR® Reporting to report to SIX Exchange Regulation the information set out under Art. 9 DRRO.

Where the Art. 10 et seq. DRRO and the Annexes 2 - 6 thereto stipulate that reportable facts are to be transmitted via online forms (with or without official notice), the relevant information must be transmitted using the following online forms:

The following online forms are available for the following reportable facts that must, pursuant to Annexes 2 - 6 of the DRRO, be reported by email and for which it is stipulated that the information will be disseminated via official notice:

If CONNEXOR® Reporting is not available in exceptional cases for technical reasons, the following online forms may also be used:

Regulations

Entry into force date: Other Rules RSIF

Rules Sponsored Investment Funds Segment

Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment

Entry into force date: Directives DRRO

Directive Regular Reporting Obligations

Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes

News

Regulatory Board Communiqué COM201702

Regulatory Board Communiqué No. 2/2017

Partial revision of the Directive on Information relating to Corporate Governance (DCG) and the Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes (DRRO)

Publications

Manual

Connexor Reporting-Manual

Connexor Reporting-Manual (Release No. 3.0) for Reporting Obligations pursuant to Art. 9 of the Directive Regular Reporting Obligations as well as Annex 1

Manual

Information about the handling of Connexor Reporting

Information on Connexor Reporting for issuers with primary-listed equities on the SIX Swiss Exchange AG

Manual

Using the one-time password token SafeWord® Platinum for CONNEXOR Reporting

Instructions to Change of PIN upon first use of the token, Generation of one-time password and One-time password token blocked upon multiple entry of an incorrect PIN