Regulations for Participants

Regulations which contain the provisions for trading on SIX Swiss Exchange, SIX Structured Products and SIX Corporate Bonds.

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37 results found

Entry into force date: Federal Decrees FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: Federal Decrees FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date: Federal Decrees FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

Entry into force date: Trading Regulation RB

Rule Book - SIX Corporate Bonds AG

The Rule Book aims to ensure equal treatment of investors and participants, as well as the transparency and proper functioning of securities trading on SIX Corporate Bonds.

Entry into force date: Trading Regulation DIR01

Directive 1 - SIX Corporate Bonds AG: Admission of Participants

This Directive contains provisions for the admission of participants, the appropriate organisation and registration obligations and is based on Part I (Admission) of the Rule Book.

Entry into force date: Trading Regulation DIR01

Directive 1 - SIX Structured Products Exchange Ltd.: Admission of Participants

This Directive contains provisions for the admission of participants and market makers, the appropriate organisation and registration obligations and is based on Part I (Admission) of the Rule Book.

Entry into force date: Trading Regulation DIR02

Directive 2 - SIX Corporate Bonds AG: Technical Connectivity

This Directive contains provisions on the technical connectivity to the SIX Corporate Bonds system and is based on Clauses 4.4 and 5.5 Rule Book.

Entry into force date: Trading Regulation DIR02

Directive 2 - SIX Structured Products Exchange Ltd.: Technical Connectivity

This Directive contains provisions on the technical connectivity to the exchange system and is based on Clauses 3.5 and 4.7 Rule Book.

Entry into force date: Trading Regulation DIR03

Directive 3 - SIX Corporate Bonds AG: Trading

This Directive contains provisions for trading on SIX Corporate Bonds and is based on Part II (Trading) of the Rule Book.

Entry into force date: Trading Regulation DIR03

Directive 3 - SIX Structured Products Exchange Ltd.: Trading

This Directive contains provisions for trading on the Exchange and is based on Part II of the Rule Book.

Entry into force date: Trading Regulation DIR04

Directive 4 - SIX Corporate Bonds AG: Market Control

This Directive contains provisions for market control and is based on Clauses 9.5 and 11 Rule Book.

Entry into force date: Trading Regulation DIR04

Directive 4 - SIX Structured Products Exchange Ltd.: Market Control

This Directive contains provisions for market control and is based on Clauses 9.4 and 10.5 Rule Book.

Entry into force date: Trading Regulation DIR05

Directive 5 - SIX Corporate Bonds AG: Market Information

This Directive contains provisions on the use and further transmission of market information which is sent to the participant via the SIX Corporate Bonds system and is based on Clause 12 Rule Book.

Entry into force date: Trading Regulation DIR06

Directive 6 - SIX Corporate Bonds AG: Fees and Costs

According to Clause 5.6 Rule Book, the participant must pay all charges and costs.

Entry into force date: Trading Regulation DIR06

Directive 6 - SIX Structured Products Exchange Ltd.: Market Information

This Directive contains provisions on the use and further transmission of market information which is sent to the participant via the exchange system and is based on Clause 12 Rule Book.

Entry into force date: Reporting Rules RR

Reporting Rules

Reporting Office Rules for the Fulfilment of the Legal Reporting Requirements for Securities Dealers

Entry into force date: Rules of Organisation RBOR

Regulatory Bodies Organisation Rules

SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's exchanges

Entry into force date: Federal Decrees BEHG

Börsengesetz, SR 954.1,SR 954.1, German

954.1 - Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)

Entry into force date: Federal Decrees BEHV

Börsenverordnung, SR 954.11,SR 954.11, German

954.11 - Verordnung vom 2. Dezember 1996 über die Börsen und den Effektenhandel (Börsenverordnung, BEHV)