Regulations for Issuers

Regulations which contain the provisions for admission to trading of securities on SIX Swiss Exchange, SIX Structured Products and SIX Corporate Bonds.

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56 results found

Entry into force date: Federal Decrees FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: Federal Decrees FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date: Federal Decrees FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

Entry into force date: Admission Regulation RSFS

Rules SIX Swiss Exchange-Sponsored Foreign Shares Segment

Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange-Sponsored Foreign Shares Segment

Entry into force date: Admission Regulation RSIF

Rules Sponsored Investment Funds Segment

Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment

Entry into force date: Admission Regulation RIB

Rules International Bonds

Rules for the Admission of International Bonds to Trading on SIX Swiss Exchange

Entry into force date: Admission Regulation RES

Rules Equity Securities

Rules for the Authorisation of International Equity Securities to Trading on SIX Swiss Exchange

Entry into force date: Admission Regulation

Rules for the Admission to Trading of International Bonds on SIX Corporate Bonds

These Rules govern the admission of international bonds to trading on SIX Corporate Bonds, as well as market transparency safeguards in connection with the trading services offered by SIX Corporate Bonds AG.

Admission Regulation SCH

Instructions Schemes

Instructions for using Schemes A to G

Admission Regulation SCHA

Scheme A

Scheme A - Equity Securities

Admission Regulation SCHB

Scheme B

Scheme B - Investment Companies

Admission Regulation SCHC

Scheme C

Scheme C - Real Estate Companies

Admission Regulation SCHD

Scheme D

Scheme D - Global Depository Receipts

Admission Regulation SCHG

Scheme G

Scheme G - Exchange Traded Products

Entry into force date: Admission Regulation DTR

Directive Track Record

Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)

Entry into force date: Admission Regulation DRR

Directive Recognised Representatives

Directive on the Recognition as Competent Issuers and Representatives

Entry into force date: Admission Regulation DD

Directive Delisting

Directive on Delisting of Equity Securities, Derivatives and Exchange Traded Products

Entry into force date: Admission Regulation DDCIS

Directive Delisting Collective Investment Schemes

Directive on Delisting of Domestic and Foreign Collective Investment Schemes

Entry into force date: Admission Regulation DCFH

Directive Complex Financial History

Directive on Presentation of a Complex Financial History in the Listing Prospectus

Entry into force date: Admission Regulation DRRO

Directive Regular Reporting Obligations

Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes

Entry into force date: Admission Regulation DRPRO

Directive Reporting Platform DRRO

Directive on the Use of the Electronic Reporting Platform to Fulfil Reporting Obligations Under Art. 9 of the Directive on Regular Reporting Obligations

Admission Regulation CIR2

Circular No. 2

Circular No. 2 - Financial Reporting

Admission Regulation CIR3

Circular No. 3

Circular No. 3 - Practice for the Listing of Derivatives

Admission Regulation CIR4

Circular No. 4

Circular No. 4 - Practice for the Listing of Bonds

Entry into force date: Rules of Organisation RBOR

Regulatory Bodies Organisation Rules

SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's exchanges

Entry into force date: Federal Decrees BEHG

Börsengesetz, SR 954.1,SR 954.1, German

954.1 - Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)

Entry into force date: Federal Decrees BEHV

Börsenverordnung, SR 954.11,SR 954.11, German

954.11 - Verordnung vom 2. Dezember 1996 über die Börsen und den Effektenhandel (Börsenverordnung, BEHV)

Entry into force date: Federal Decrees CISA

Collective Investment Schemes Act, CC 951.31

951.31 - Federal Act of 23 June 2006 on Collective Investment Schemes (Collective Investment Schemes Act, CISA)

Entry into force date: Federal Decrees TOO

Takeover Ordinance

954.195.1 - Ordinance of the Takeover Board on Public Takeover Offers (Takeover Ordinance, TOO) of 21 August 2008 (as at 01 May 2013)