Regulations for Investors

Regulations which contain the provisions for admission to trading of securities and for trading on SIX Swiss Exchange.

Here you can filter regulations according to various criteria. You can use filters individually or in combination.

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26 results

Entry into force date: Admission Regulation LR

Listing Rules

Listing Rules

Entry into force date: Admission Regulation DFR

Directive Financial Reporting

Directive on Financial Reporting

Entry into force date: Admission Regulation DCFH

Directive Complex Financial History

Directive on Presentation of a Complex Financial History in the Listing Prospectus

Entry into force date: Admission Regulation DCG

Directive Corporate Governance

Directive on Information relating to Corporate Governance

Entry into force date: Admission Regulation DAH

Directive Ad hoc Publicity

Directive on Ad hoc Publicity

Entry into force date: Admission Regulation DMT

Directive Management Transactions

Directive on Disclosure of Management Transactions

Entry into force date: Admission Regulation DRRO

Directive Regular Reporting Obligations

Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes

Entry into force date: Admission Regulation DRPRO

Directive Reporting Platform DRRO

Directive on the Use of the Electronic Reporting Platform to Fulfil Reporting Obligations Under Art. 9 of the Directive on Regular Reporting Obligations

Admission Regulation CIR2

Circular No. 2

Circular No. 2 - Financial Reporting

Admission Regulation CIR3

Circular No. 3

Circular No. 3 - Practice for the Listing of Derivatives

Admission Regulation CIR4

Circular No. 4

Circular No. 4 - Practice for the Listing of Bonds

Entry into force date: Rules of Organisation

Rules for the Disclosure Office of SIX Swiss Exchange

Entry into force date: Rules of Organisation IRRB

Internal Regulations

Internal Regulations for the Regulatory Board

Entry into force date: Rules of Organisation RBOR

Regulatory Bodies Organisation Rules

SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's trading venues

Entry into force date: Appeals Board & Sanctions Commission ABR

Appeals Board Rules

Rules for the Appeals Board of the trading venues of SIX

Entry into force date: Proceedings RP

Rules of Procedure

Rules of Procedure

Entry into force date: Proceedings RUF

Regulations Use of Fines

Regulations on the Use of Fines

Entry into force date: Admission Regulation LOCR

List of Charges Regulatory Bodies

List of Charges Regulatory Bodies

Entry into force date: Trading Regulation LOC

List of Charges under the Listing Rules

List of Charges under the Listing Rules

Entry into force date: Federal Decrees FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: Federal Decrees FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date: Federal Decrees FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

Entry into force date: Federal Decrees BEHG

Börsengesetz, German

Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)

Entry into force date: Federal Decrees BEHV

Börsenverordnung, German

Verordnung vom 2. Dezember 1996 über die Börsen und den Effektenhandel (Börsenverordnung, BEHV)

Entry into force date: Federal Decrees CISA

Collective Investment Schemes Act

Federal Act on Collective Investment Schemes

Entry into force date: Federal Decrees TOO

Takeover Ordinance

Ordinance of the Takeover Board on Public Takeover Offers

News

Regulatory Board Communiqué COM201904

Regulatory Board Communiqué No. 4/2019

Repeal of SIX Corporate Bonds AG regulations due to discontinuation of operation as a multilateral trading facility

Regulatory Board Communiqué COM201903

Regulatory Board Communiqué No. 3/2019

New Rules of Arbitration and Adjustment to the Procedural Provisions