Regulation Finder

Regulations which contain the provisions for admission to trading of securities and for trading on SIX Swiss Exchange, SIX Structured Products and SIX Corporate Bonds.

Here you can filter regulations according to various criteria. You can use filters individually or in combination.

Target Group

Topic

Trading Platform

Type

Publisher

86 results found

Entry into force date: Federal Decrees FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: Federal Decrees FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date: Federal Decrees FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

Entry into force date: Trading Regulation RB

Rule Book - SIX Corporate Bonds AG

The Rule Book aims to ensure equal treatment of investors and participants, as well as the transparency and proper functioning of securities trading on SIX Corporate Bonds.

Entry into force date: Trading Regulation DIR01

Directive 1 - SIX Corporate Bonds AG: Admission of Participants

This Directive contains provisions for the admission of participants, the appropriate organisation and registration obligations and is based on Part I (Admission) of the Rule Book.

Entry into force date: Trading Regulation DIR01

Directive 1 - SIX Structured Products Exchange Ltd.: Admission of Participants

This Directive contains provisions for the admission of participants and market makers, the appropriate organisation and registration obligations and is based on Part I (Admission) of the Rule Book.

Entry into force date: Trading Regulation DIR02

Directive 2 - SIX Corporate Bonds AG: Technical Connectivity

This Directive contains provisions on the technical connectivity to the SIX Corporate Bonds system and is based on Clauses 4.4 and 5.5 Rule Book.

Entry into force date: Trading Regulation DIR02

Directive 2 - SIX Structured Products Exchange Ltd.: Technical Connectivity

This Directive contains provisions on the technical connectivity to the exchange system and is based on Clauses 3.5 and 4.7 Rule Book.

Entry into force date: Trading Regulation DIR03

Directive 3 - SIX Corporate Bonds AG: Trading

This Directive contains provisions for trading on SIX Corporate Bonds and is based on Part II (Trading) of the Rule Book.

Entry into force date: Trading Regulation DIR03

Directive 3 - SIX Structured Products Exchange Ltd.: Trading

This Directive contains provisions for trading on the Exchange and is based on Part II of the Rule Book.

Entry into force date: Trading Regulation DIR04

Directive 4 - SIX Corporate Bonds AG: Market Control

This Directive contains provisions for market control and is based on Clauses 9.5 and 11 Rule Book.

Entry into force date: Trading Regulation DIR04

Directive 4 - SIX Structured Products Exchange Ltd.: Market Control

This Directive contains provisions for market control and is based on Clauses 9.4 and 10.5 Rule Book.

Entry into force date: Admission Regulation RSFS

Rules SIX Swiss Exchange-Sponsored Foreign Shares Segment

Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange-Sponsored Foreign Shares Segment

Entry into force date: Trading Regulation DIR05

Directive 5 - SIX Corporate Bonds AG: Market Information

This Directive contains provisions on the use and further transmission of market information which is sent to the participant via the SIX Corporate Bonds system and is based on Clause 12 Rule Book.

Entry into force date: Admission Regulation RSIF

Rules Sponsored Investment Funds Segment

Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment

Entry into force date: Trading Regulation DIR06

Directive 6 - SIX Corporate Bonds AG: Fees and Costs

According to Clause 5.6 Rule Book, the participant must pay all charges and costs.

Entry into force date: Trading Regulation DIR06

Directive 6 - SIX Structured Products Exchange Ltd.: Market Information

This Directive contains provisions on the use and further transmission of market information which is sent to the participant via the exchange system and is based on Clause 12 Rule Book.

Entry into force date: Admission Regulation RIB

Rules International Bonds

Rules for the Admission of International Bonds to Trading on SIX Swiss Exchange

Entry into force date: Admission Regulation RES

Rules Equity Securities

Rules for the Authorisation of International Equity Securities to Trading on SIX Swiss Exchange

Entry into force date: Admission Regulation

Rules for the Admission to Trading of International Bonds on SIX Corporate Bonds

These Rules govern the admission of international bonds to trading on SIX Corporate Bonds, as well as market transparency safeguards in connection with the trading services offered by SIX Corporate Bonds AG.

Admission Regulation SCH

Instructions Schemes

Instructions for using Schemes A to G

Entry into force date: Reporting Rules RR

Reporting Rules

Reporting Office Rules for the Fulfilment of the Legal Reporting Requirements for Securities Dealers

Entry into force date: Reporting Rules RR

Reporting Rules (revised)

Reporting Office Rules for the Fulfilment of the Legal Reporting Requirements for Securities Dealers (revised)

Admission Regulation SCHA

Scheme A

Scheme A - Equity Securities

Admission Regulation SCHB

Scheme B

Scheme B - Investment Companies

Admission Regulation SCHC

Scheme C

Scheme C - Real Estate Companies

Admission Regulation SCHD

Scheme D

Scheme D - Global Depository Receipts

Admission Regulation SCHG

Scheme G

Scheme G - Exchange Traded Products

Entry into force date: Admission Regulation DTR

Directive Track Record

Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)

Entry into force date: Admission Regulation DRR

Directive Recognised Representatives

Directive on the Recognition as Competent Issuers and Representatives

Entry into force date: Admission Regulation DD

Directive Delisting

Directive on Delisting of Equity Securities, Derivatives and Exchange Traded Products

Entry into force date: Admission Regulation DDCIS

Directive Delisting Collective Investment Schemes

Directive on Delisting of Domestic and Foreign Collective Investment Schemes

Entry into force date: Admission Regulation DCFH

Directive Complex Financial History

Directive on Presentation of a Complex Financial History in the Listing Prospectus

Entry into force date: Admission Regulation DRRO

Directive Regular Reporting Obligations

Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes

Entry into force date: Admission Regulation DRPRO

Directive Reporting Platform DRRO

Directive on the Use of the Electronic Reporting Platform to Fulfil Reporting Obligations Under Art. 9 of the Directive on Regular Reporting Obligations

Admission Regulation CIR2

Circular No. 2

Circular No. 2 - Financial Reporting

Admission Regulation CIR3

Circular No. 3

Circular No. 3 - Practice for the Listing of Derivatives

Admission Regulation CIR4

Circular No. 4

Circular No. 4 - Practice for the Listing of Bonds

Entry into force date: Rules of Organisation RBOR

Regulatory Bodies Organisation Rules

SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's exchanges

Entry into force date: Federal Decrees BEHG

Börsengesetz, SR 954.1,SR 954.1, German

954.1 - Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)

Entry into force date: Federal Decrees BEHV

Börsenverordnung, SR 954.11,SR 954.11, German

954.11 - Verordnung vom 2. Dezember 1996 über die Börsen und den Effektenhandel (Börsenverordnung, BEHV)

Entry into force date: Federal Decrees CISA

Collective Investment Schemes Act, CC 951.31

951.31 - Federal Act of 23 June 2006 on Collective Investment Schemes (Collective Investment Schemes Act, CISA)

Entry into force date: Federal Decrees TOO

Takeover Ordinance

954.195.1 - Ordinance of the Takeover Board on Public Takeover Offers (Takeover Ordinance, TOO) of 21 August 2008 (as at 01 May 2013)