Regulation Finder

Regulations which contain the provisions for admission to trading of securities and for trading on SIX Swiss Exchange, SIX Corporate Bonds and SIX Repo.

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84 results

Entry into force date: Trading Regulation RB

Rule Book - SIX Corporate Bonds AG

The Rule Book aims to ensure equal treatment of investors and participants, as well as the transparency and proper functioning of securities trading on SIX Corporate Bonds.

Entry into force date: Trading Regulation DIR01

Directive 1 - SIX Corporate Bonds AG: Admission of Participants

This Directive contains provisions for the admission of participants, the appropriate organisation and registration obligations and is based on Part I (Admission) of the Rule Book.

Entry into force date: Trading Regulation DIR02

Directive 2 - SIX Corporate Bonds AG: Technical Connectivity

This Directive contains provisions on the technical connectivity to the SIX Corporate Bonds system and is based on Clauses 4.4 and 5.5 Rule Book.

Entry into force date: Trading Regulation DIR03

Directive 3 - SIX Corporate Bonds AG: Trading

This Directive contains provisions for trading on SIX Corporate Bonds and is based on Part II (Trading) of the Rule Book.

Entry into force date: Trading Regulation DIR04

Directive 4 - SIX Corporate Bonds AG: Market Control

This Directive contains provisions for market control and is based on Clauses 9.5 and 11 Rule Book.

Entry into force date: Admission Regulation RSFS

Rules SIX Swiss Exchange-Sponsored Foreign Shares Segment

Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange-Sponsored Foreign Shares Segment

Entry into force date: Trading Regulation DIR05

Directive 5 - SIX Corporate Bonds AG: Market Information

This Directive contains provisions on the use and further transmission of market information which is sent to the participant via the SIX Corporate Bonds system and is based on Clause 12 Rule Book.

Entry into force date: Admission Regulation RSIF

Rules Sponsored Investment Funds Segment

Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment

Entry into force date: Admission Regulation RIB

Rules International Bonds

Rules for the Admission of International Bonds to Trading on SIX Swiss Exchange

Entry into force date: Admission Regulation RES

Rules Equity Securities

Rules for the Admission of International Equity Securities to Trading on SIX Swiss Exchange

Entry into force date: Admission Regulation

Rules for the Admission to Trading of International Bonds on SIX Corporate Bonds AG

These Rules govern the admission of international bonds to trading on SIX Corporate Bonds, as well as market transparency safeguards in connection with the trading services offered by SIX Corporate Bonds AG.

Entry into force date: Admission Regulation DTR

Directive Track Record

Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)

Entry into force date: Admission Regulation DRR

Directive Recognised Representatives

Directive on the Recognition as Competent Issuers and Representatives

Entry into force date: Admission Regulation DD

Directive Delisting

Directive on Delisting of Equity Securities, Derivatives and Exchange Traded Products

Entry into force date: Admission Regulation DDCIS

Directive Delisting Collective Investment Schemes

Directive on Delisting of Domestic and Foreign Collective Investment Schemes

Entry into force date: Admission Regulation DCLE

Directive CONNEXOR Listing Enhancement

Directive on the Use of the Electronic CONNEXOR Listing Enhancement Platform for the Listing of Derivatives

Entry into force date: Admission Regulation DCFH

Directive Complex Financial History

Directive on Presentation of a Complex Financial History in the Listing Prospectus

Entry into force date: Admission Regulation DRRO

Directive Regular Reporting Obligations

Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes

Entry into force date: Admission Regulation DRPRO

Directive Reporting Platform DRRO

Directive on the Use of the Electronic Reporting Platform to Fulfil Reporting Obligations Under Art. 9 of the Directive on Regular Reporting Obligations

Admission Regulation CIR2

Circular No. 2

Circular No. 2 - Financial Reporting

Admission Regulation CIR3

Circular No. 3

Circular No. 3 - Practice for the Listing of Derivatives

Admission Regulation CIR4

Circular No. 4

Circular No. 4 - Practice for the Listing of Bonds

Entry into force date: Rules of Organisation RBOR

Regulatory Bodies Organisation Rules

SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's trading venues

Entry into force date: Rules of Organisation RBOR-REV

Regulatory Bodies Organisation Rules (revised)

SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's trading venues

Entry into force date: Federal Decrees FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: Federal Decrees FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date: Federal Decrees FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

Entry into force date: Federal Decrees BEHG

Börsengesetz, German

Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)

Entry into force date: Federal Decrees BEHV

Börsenverordnung, German

Verordnung vom 2. Dezember 1996 über die Börsen und den Effektenhandel (Börsenverordnung, BEHV)

Entry into force date: Federal Decrees TOO

Takeover Ordinance

Ordinance of the Takeover Board on Public Takeover Offers