Details on current and completed consultations from SIX Exchange Regulation and comments of SIX Exchange Regulation on various consultations.
Regulations - Overview
Regulations which contain the provisions for admission to trading of securities and for trading on SIX Swiss Exchange, SIX Corporate Bonds and SIX Repo.
The regulations are classified by the target groups listed below (list is not exhaustive):
- In the Regulation Finder Issuer, you will find a structured list of all the listing rules governing the admission of securities for trading (secondary market). The finder contains the Listing Rules and all other rules, prospectus schemes, directives, circulars and the charges for listings and maintaining listings, as set out in the List of Charges associated with the Listing Rules.
- The Regulation Finder Participants contains details of all regulations applicable to participants, including the Rule Book, directives and guidelines of SIX Swiss Exchange Ltd, SIX Corporate Bonds Ltd. and SIX Repo AG.
- The Regulation Finder Investors contains all the regulations that apply to our investors.
- The Federal decrees that define the requirements for establishing and operating financial market infrastructure – particularly in relation to trading venues – and for commercial securities trading, together with all the relevant ordinances, can be viewed using any of the finders: simply filter by type or publisher.
Regulations for issuers and participants that have been abrogated following revisions or amendments, as well as details on revisions to the trading regulations of SIX Swiss Exchange Ltd are available under Revisions / Archive.
Regulatory Board Communiqué No. 5/2018
New reporting obligation for issuers with registered offices outside Switzerland if their auditors are no longer subject to oversight by a foreign audit oversight authority that is recognised by the Federal Council / Art. 8 of the Federal Act on the Licensing and Oversight of Auditors (Auditor Oversight Act, "AOA")
Regulatory Board Communiqué No. 4/2018
Partial revision of Listing Rules as well as Rule Books for SIX Swiss Exchange Ltd, SIX Corporate Bonds Ltd and SIX Repo Ltd