Communiqués from SIX regulatory bodies

Communiqués published in connection with listing and admission to trading or participation and exchange trading in SIX Swiss Exchange, SIX Structured Products and SIX Corporate Bonds.

SIX Swiss Exchange Communiqués relate inter alia to amendments to directives, changes in the participant base, new admissions to trading and regulatory matters and are disseminated directly to participants and traders. You can find an overview on the SIX Swiss Exchange website.

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213 results found

Media Release

Reprimand issued against Addex Therapeutics Ltd

Errors in its 2014 IFRS annual financial statements and its 2015 IFRS interim financial statements

SIX Exchange Regulation Communiqué SER201604

SIX Exchange Regulation Communiqué No. 4/2016

Areas of focus for the review of 2016 annual and interim financial statements

SIX Exchange Regulation Communiqué SER201603

SIX Exchange Regulation Communiqué No. 3/2016

Amendments to regulations in line with new financial market legislation

SIX Exchange Regulation Communiqué SER201602

SIX Exchange Regulation Communiqué No. 2/2016

Change of regulatory standard following the implementation of different accounting standards

SIX Exchange Regulation Communiqué SER201601

SIX Exchange Regulation Communiqué No. 1/2016

Effects of the new financial market legislation on listing rules and regulations

SIX Exchange Regulation Communiqué SER201512

SIX Exchange Regulation Communiqué No. 12/2015

Information from the Disclosure Office in connection with the entry into force of the Financial Market Infrastructure Act and the FINMA Financial Market Infrastructure Ordinance.

SIX Exchange Regulation Communiqué SER201511

SIX Exchange Regulation Communiqué No. 11/2015

Publication of a new guideline on the Directive on Regular Reporting Obligations

SIX Exchange Regulation Communiqué SER201510

SIX Exchange Regulation Communiqué No. 10/2015

Updated findings on IFRS from the review of financial statements for 2014

SIX Exchange Regulation Communiqué SER201509

SIX Exchange Regulation Communiqué No. 9/2015

Communiqué on the revision and partial entry into force of Art. 8 of the Federal Act of 16 December 2005 on the Licensing and Oversight of Auditors (Auditor Oversight Act, AOA)

Entry into force date: Regulatory Board Communiqué COM201502

Regulatory Board Communiqué No. 2/2015

Revision of the Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange-Sponsored Segment

Media Release

Investigation against Accu Holding AG

SIX Exchange Regulation is opening an investigation against Accu Holding AG regarding a potential violation of reporting obligations.

Media Release

SIX Exchange Regulation issues reprimand against ams AG

SIX Exchange Regulation has pronounced a reprimand against ams AG for breaching the rules on disclosure of management transactions.

SIX Exchange Regulation Communiqué SER201508

SIX Exchange Regulation Communiqué No. 8/2015

Important information for subscribers to updates to the Admission of Securities Manual for issuers

SIX Exchange Regulation Communiqué SER201505

SIX Exchange Regulation Communiqué No. 5/2015

CONNEXOR Events now compulsory for the fulfilment of regular reporting obligations for derivatives, amendment to the Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes (DRRO)

Media Release

SIX Swiss Exchange fines LifeWatch AG

The SIX Swiss Exchange Sanction Commission has fined LifeWatch AG CHF 100,000 for breaches of the rules on ad hoc publicity.

SIX Exchange Regulation Communiqué SER201504

SIX Exchange Regulation Communiqué No. 4/2015

Areas of focus for the review of 2015 annual and interim financial statements

SIX Exchange Regulation Communiqué SER201503

SIX Exchange Regulation Communiqué No. 3/2015

Express charges for the registration and reissuance of bonds and derivatives programmes

SIX Exchange Regulation Communiqué SER201502

SIX Exchange Regulation Communiqué No. 2/2015

Use of CONNEXOR Events to be made compulsory for the fulfilment of regular reporting obligations for derivatives

SIX Exchange Regulation Communiqué SER201501

SIX Exchange Regulation Communiqué No. 1/2015

Launch of the new BPS Reporting Application to report admissible behaviours pursuant to Articles 55b and 55e SESTO

Regulatory Board Communiqué COM201406

Regulatory Board Communiqué No. 6/2014

Entry into force of the Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes (Directive Regular Reporting Obligations, DRRO). Entry into force of the revised Directive on the Listing of Foreign Companies (Directive Foreign Companies, DFC) and the revised Directive on Using the Electronic Reporting Platform for Reporting Obligations According to Circular No. 1, Annex 1 (Directive Reporting Platform Circular No. 1, DRPC)

Regulatory Board Communiqué COM201405

Regulatory Board Communiqué No. 5/2014

Treatment of cross and upstream guarantees with respect to the alternative fulfilment of capital resources and duration of existence requirements for issuers, within the meaning of Art. 8 of the Additional Rules for the Listing of Bonds

Regulatory Board Communiqué COM201404

Regulatory Board Communiqué No. 4/2014

Treatment of guarantors irrelevant under SIX Swiss Exchange rules and regulations

Entry into force date: Regulatory Board Communiqué COM201403

Regulatory Board Communiqué No. 3/2014

New Directive on the Delisting of Domestic and Foreign Collective Investment Schemes (DDCIS)

SIX Exchange Regulation Communiqué SER201404

SIX Exchange Regulation Communiqué No. 4/2014

Updated findings on IFRS from the review of financial statements for 2013

SIX Exchange Regulation Communiqué SER201403

SIX Exchange Regulation Communiqué No. 3/2014

Areas of focus for the review of 2014 annual and semi-annual financial statements

SIX Exchange Regulation Communiqué SER201402

SIX Exchange Regulation Communiqué No. 2/2014

Listing of actively managed ETFs under the SIX Swiss Exchange Standard for Collective Investment Schemes

Entry into force date: Regulatory Board Communiqué COM201401

Regulatory Board Communiqué No. 1/2014

Amendment of the following rules and regulations: - Listing Rules (LR) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Listing of Foreign Companies (Directive Foreign Companies, DFC) - Directive on the Form of Securities (Directive Form of Securities, DFS) - Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange Sponsored Segment (Rules SIX Swiss Exchange - Sponsored Segment, RSS) - SIX Swiss Exchange Rules for the Appeals Board (ABR)

Disclosure Office Notice III/13

Disclosure Office Notice III / 2013

Satisfying disclosure obligations in relation to the formation and disbanding of groups and changes in the composition of groups

SIX Exchange Regulation Communiqué SER201303

SIX Exchange Regulation Communiqué No. 3/2013

Findings in the financial statements for the financial year 2012 Areas of focus

SIX Exchange Regulation Communiqué SER201302

SIX Exchange Regulation Communiqué No. 2/2013

Main points of focus for the review of annual reports for 2013 and 2013/2014 with regard to compliance with the Directive on Information relating to Corporate Governance

Disclosure Office Notice I/13

Disclosure Office Notice I / 2013

Companies not domiciled in Switzerland that have their main listing on SIX Swiss Exchange

SIX Exchange Regulation Communiqué SER201301

SIX Exchange Regulation Communiqué No. 1/2013

Reports to the Exchange under the amended Stock Exchange Ordinance (SESTO) as of 1 May 2013

Entry into force date: Regulatory Board Communiqué COM201302

Regulatory Board Communiqué No. 2/2013

Amendment to Art. 2 (2) of the Directive on Disclosure of Management Transactions (DMT)

Entry into force date: Regulatory Board Communiqué COM201301

Regulatory Board Communiqué No. 1/2013

New Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment

SIX Exchange Regulation Communiqué SER201203

SIX Exchange Regulation Communiqué No. 3/2012

Areas of focus for the annual financial statements 2012 and the financial statements for the financial year 2013 Findings in the financial statements for the financial year 2011 Adjustment to publication practice

SIX Exchange Regulation Communiqué SER201202

SIX Exchange Regulation Communiqué No. 2/2012

Main points of focus for the review of annual reports for 2012 and 2012/2013 with regard to compliance with the Directive on Information relating to Corporate Governance

SIX Exchange Regulation Communiqué SER201201

SIX Exchange Regulation Communiqué No. 1/2012

Circular No. 1, Reporting Obligations Regarding the Maintenance of Listing Update to the Circular

SIX Exchange Regulation Communiqué SER201104

SIX Exchange Regulation Communiqué No. 4/2011

2011 Annual Financial Statements - Areas of Focus Updated Findings on IFRS Financial Statements

SIX Exchange Regulation Communiqué SER201103

SIX Exchange Regulation Communiqué No. 3/2011

Main points of focus for the review of annual reports for 2011 and 2011/2012 with regard to compliance with the Directive on Information relating to Corporate Governance

SIX Exchange Regulation Communiqué SER201102

SIX Exchange Regulation Communiqué No. 2/2011

FINMA Circular 2008/38 "Market conduct rules" - reporting to the Exchange

Entry into force date: Regulatory Board Communiqué COM201103

Regulatory Board Communiqué No. 3/2011

New "Rules for the Authorisation of International Equity Securities to Trading on SIX Swiss Exchange" Revision of various trading regulations (Rule Book and Directives)

Regulatory Board Communiqué COM201101

Regulatory Board Communiqué No. 1/2011

Treatment of cross and upstream guarantees with respect to the alternative fulfilment of capital requirements for issuers within the meaning of Art. 8 of the Additional Rules for the Listing of Bonds

Entry into force date: Regulatory Board Communiqué COM201102

Regulatory Board Communiqué No. 2/2011

Modification of Directive on Financial Reporting (Directive Financial Reporting, DFR)

Entry into force date: Regulatory Board Communiqué COM201007

Regulatory Board Communiqué No. 7/2010

Amendment to Art. 56 Listing Rules (LR) and the Directive on Disclosure of Management Transactions (DMT) Explanations relating to "Pre-trading Plans"

Regulatory Board Communiqué COM201006

Regulatory Board Communiqué No. 6/2010

Explanations with regard to the presentation of compensation to the most senior members of management in the Corporate Governance Report (Point 5.1. of the Annex to the Directive Corporate Governance)

Entry into force date: Regulatory Board Communiqué COM201005

Regulatory Board Communiqué No. 5/2010

General revision of the Scoach Schweiz AG rules and regulations for participants - entry into force of the new Rule Book

SIX Exchange Regulation Communiqué SER201009

SIX Exchange Regulation Communiqué No. 9/2010

Areas of focus for the review of 2010 annual financial statements Updated IFRS Circular

SIX Exchange Regulation Communiqué SER201008

SIX Exchange Regulation Communiqué No. 8/2010

Main points of focus for the review of annual reports for 2010 and 2010/2011 with regard to compliance with the Directive on Information relating to Corporate Governance

SIX Exchange Regulation Communiqué SER201006

SIX Exchange Regulation Communiqué No. 6/2010

Audit of SIX Swiss Exchange / Scoach Switzerland participants for calendar year 2010

SIX Exchange Regulation Communiqué SER201005

SIX Exchange Regulation Communiqué No. 5/2010

Directive on the Form of Securities (DFS) Specification of the wording of Art. 15 para. 2 (precautions with regard to the printing of individual securities certificates)

Entry into force date: SIX Exchange Regulation Communiqué SER201003

SIX Exchange Regulation Communiqué No. 3/2010

Shortening the deadline for submitting listing applications for exchange traded funds in accordance with Article 4 of the Directive on the Procedures for Equity Securities Change of practice

Entry into force date: Regulatory Board Communiqué COM201001

Regulatory Board Communiqué No. 1/2010

General revision of the SIX Swiss Exchange rules and regulations for participants - coming into force of the new Rule Book

SIX Exchange Regulation Communiqué SER201001

SIX Exchange Regulation Communiqué No. 1/2010

Daily adjustments of barriers and exercise prices for dynamic derivatives Change of practice

Entry into force date: Regulatory Board Communiqué COM200906

Regulatory Board Communiqué No. 6/2009

Directive on Using the Electronic Reporting Platform for Reporting Obligations According to Circular No. 1, Annex 1 (Directive Reporting Platform Circular No. 1, DRPC)

SIX Exchange Regulation Communiqué SER200905

SIX Exchange Regulation Communiqué No. 5/2009

Areas of focus for the review of 2009 annual financial statements Updated IFRS Circular

SIX Exchange Regulation Communiqué SER200904

SIX Exchange Regulation Communiqué No. 4/2009

Main points of focus for the review of annual reports for 2009 and 2009/2010 with regard to compliance with the Directive on Information relating to Corporate Governance.

Entry into force date: Regulatory Board Communiqué COM200903

Regulatory Board Communiqué No. 3/2009

Revision of the regulations governing listing on SIX Swiss Exchange - entry into force of the new rules

Regulatory Board Communiqué COM200902

Regulatory Board Communiqué No. 2/2009

New practices for public-sector issuers and/or guarantors concerning the content of bond prospectuses

Entry into force date: Regulatory Board Communiqué COM200901

Regulatory Board Communiqué No. 1/2009

Reunification of share trading on the SIX Swiss Exchange Rescinding the regulatory segment for listing in the SIX Swiss Exchange "EU-Compatible" Segment

Disclosure Office Notice I/09

Disclosure Office Notice I / 2009

Fulfilment of disclosure obligations in the prospectus

Disclosure Office Notice II/08

Disclosure Office Notice II / 2008

Issuer's publication obligations, with particular regard to the electronic publication platform

Regulatory Board Communiqué COM200809

Regulatory Board Communiqué No. 9/2008

Areas of focus for the review of 2008 financial statements Update of Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)

Regulatory Board Communiqué COM200806

Regulatory Board Communiqué No. 6/2008

Listing of derivatives whose underlying instruments have not been approved by the SFBC for public distribution in Switzerland

Regulatory Board Communiqué COM200807

Regulatory Board Communiqué No. 7/2008

Valuation and recognition of post-employment benefits in the interim financial statements as per IAS 19

Entry into force date: Regulatory Board Communiqué COM200805

Regulatory Board Communiqué No. 5/2008

Internet Based Listing: Online Admission of Derivatives Deadline for submission of applications for provisional admission to trading (T+1) to be brought forward from 14:00 CET to 12:00 CET on "triple witching" days

Entry into force date: Regulatory Board Communiqué COM200804

Regulatory Board Communiqué No. 4/2008

Inclusion of foreign issuers with a primary listing in the Swiss Performance Index SPI ® Introduction of a new reporting obligation for foreign issuers with a primary listing at SWX Swiss Exchange Limited

Entry into force date: Regulatory Board Communiqué COM200803

Regulatory Board Communiqué No. 3/2008

Derivatives that are traded for a maximum of 180 days Provisional admission to trading and listing Clarification of practice

Regulatory Board Communiqué COM200802

Regulatory Board Communiqué No. 2/2008

New classification of Admission Board Communiqués on the website of the SWX Swiss Exchange Limited for improved user-friendliness

Entry into force date: Regulatory Board Communiqué COM200801

Regulatory Board Communiqué No. 1/2008

Disclosure of shareholdings for issuers whose shares are listed in the «EU-compatible» segment of SWX / Abrogation without replacement of Art. 28 para. 1 AR EU

Regulatory Board Communiqué COM200713

Regulatory Board Communiqué No. 13/2007

Increase of the number of trading currencies for debt securities at the SWX Swiss Exchange

Entry into force date: Regulatory Board Communiqué COM200712

Regulatory Board Communiqué No. 12/2007

Directive on the Presentation of a Complex Financial History in the Listing Prospectus (DCFH)

Entry into force date: Regulatory Board Communiqué COM200711

Regulatory Board Communiqué No. 11/2007

Partial revision of the List of Charges New charges for equity securities in the SWX "EU-Compatible" Segment

Entry into force date: Regulatory Board Communiqué COM200710

Regulatory Board Communiqué No. 10/2007

Implementation of the Audit Oversight Act in the Listing Regulations Revision of Arts. 6, 71a, 80 and 82 of the Listing Rules and ref. no. 15 of the Directive on the Listing of Foreign Companies

Regulatory Board Communiqué COM200707

Regulatory Board Communiqué No. 7/2007

Update of Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)

Regulatory Board Communiqué COM200708

Regulatory Board Communiqué No. 8/2007

Areas of focus in the review of the annual financial reports for 2007 and the semi-annual financial reports for 2008

Regulatory Board Communiqué COM200709

Regulatory Board Communiqué No. 9/2007

Main focus for the review of the annual reports for 2007 and 2007/2008 in terms of compliance with the Directive on Information relating to Corporate Governance

Entry into force date: Regulatory Board Communiqué COM200706

Regulatory Board Communiqué No. 6/2007

Assurance of confidentiality in connection with the introduction of a central counterparty (CCP) at the SWX Swiss Exchange

Entry into force date: Regulatory Board Communiqué COM200705

Regulatory Board Communiqué No. 5/2007

Restructuring of the SMI ® / Trading in shares included in the new SLI Swiss Leader Index ® (SLI ® ) on virt-x

Regulatory Board Communiqué COM200704

Regulatory Board Communiqué No. 4/2007

Listing of dynamic certificates with discretionary management (Actively Managed Certificates)

Regulatory Board Communiqué COM200703

Regulatory Board Communiqué No. 3/2007

Recognition of equivalence by the Financial Services Authority (FSA) with regard to the rules governing the SWX "EU-Compatible" Segment

Entry into force date: Regulatory Board Communiqué COM200702

Regulatory Board Communiqué No. 2/2007

- Recognition of equivalence by the Financial Services Authority (FSA) - Entry into force of the rules and regulations for the SWX "EU-Compatible" Segment

Disclosure Office Notice III/00

Disclosure Office Notice III / 2000

Reporting upon disclosure of shareholdings as a business concern / group enterprise

Disclosure Office Notice II/00

Disclosure Office Notice II / 2000

Easing of reporting and disclosure requirements for trading inventories

Disclosure Office Notice I/00

Disclosure Office Notice I / 2000

Extent of reporting obligation for a business concern / group enterprise

Disclosure Office Notice II/99

Disclosure Office Notice II / 1999

Asset management and custody account business / nominees