Reporting Office for Securities Transactions

SIX Exchange Regulation Ltd as SIX Swiss Exchange reporting office (hereinafter "Reporting Office") receives reports and processes them according to Art. 5 Para. 4 FMIO-FINMA.

Relevant Information

Financial Market Infrastructure Act, FMIA
Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading

Financial Market Infrastructure Ordinance, FMIO
Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading

FINMA-Financial Market Infrastructure Ordinance, FMIO-FINMA
Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading

FINMA Circular 2018/2
The circular defines which securities and derivatives are subject to the obligation to report and which business transactions are subject to the obligation to report.

Reporting Office Rules
The reporting regulations define how trades in securities and derivatives must be reported.

Reporting Guide
This guide describes the basic trades and transactions that are to be reported to SIX Swiss Exchange Reporting Office.