Sanction decisions

Decisions that have become legally enforceable are published on the SIX Exchange Regulation website in anonymized form. Furthermore the Sanctions Commission may decide to publish the sanction decisions against participants by name.

Statistics of sanction decisions/Sanction notices

Year 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007
Reprimand participant         1 1 1   1  
Reprimand trader           1 2 3 3 5
Suspension participant         2          
Suspension trader                    
Expulsion participant                    
Fine participant 2 2       2   2 2 1
Revoking of trader registration                    

Sanction decisions/Sanction notices against participants and traders