Means of legal redress

Sanction decisions of Surveillance & Enforcement may be appealed to the Sanctions Commission. Decisions of the Sanctions Commission may be appealed by complaint to the Board of Arbitration of SIX Swiss Exchange.

Sanction decisions of Surveillance & Enforcement may be appealed to the Sanctions Commission within 10 exchange days after notification of the decision. Sanctions Commission decisions regarding the exclusion of participants and traders may be appealed to the Appeals Board pursuant to Art. 37 FMIA. Complaints regarding all other Sanctions Commission decisions may be filed with the Board of Arbitration.

Regulations

Entry into force date: FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: BEHG

Börsengesetz, SR 954.1,SR 954.1, German

954.1 - Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)