Trading surveillance department Surveillance & Enforcement

As an independent body within SIX, the trading surveillance department Surveillance & Enforcement monitors trading on SIX Swiss Exchange, SIX Structured Products and SIX Corporate Bonds.

Trading surveillance department Surveillance & Enforcement

Trading Regulations SIX Swiss Exchange Ltd

Trading Regulations SIX Structured Products Exchange Ltd

Trading Regulations SIX Corporate Bonds AG

Federal Decrees and FINMA Circulars

Entry into force date: FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

Entry into force date: BEHV

Börsenverordnung, SR 954.11,SR 954.11, German

954.11 - Verordnung vom 2. Dezember 1996 über die Börsen und den Effektenhandel (Börsenverordnung, BEHV)

Entry into force date: FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date:

FINMA Circular 2013/8 - Market conduct rules

Supervisory rules for market conduct in securities trading

Entry into force date: BEHG

Börsengesetz, SR 954.1,SR 954.1, German

954.1 - Bundesgesetz vom 24. März 1995 über die Börsen und den Effektenhandel (Börsengesetz, BEHG)