Online Forms for Regular Reporting Obligations
Information and links for executing and transmitting reportable facts via online forms.
Issuers with primary-listed or main listed equity securities, i.e. shares and participation certificates, must use CONNEXOR® Reporting to report to SIX Exchange Regulation the information set out under Art. 9 DRRO.
Where the Art. 10 et seq. DRRO and the Annexes 2 - 6 thereto stipulate that reportable facts are to be transmitted via online forms (with or without official notice), the relevant information must be transmitted using the following online forms:
- Contact Persons
- Change of Registered Office (or change of billing address or of address for the delivery of legally relevant documents)
- Official Notice Name Change
- Official Notice Dividends (including share premium dividends)
- Official Notice Change of Underlying (Base Currency)
- Official Notice Capital Structure - Capital Increase
- Official Notice Capital Structure - Splits
- Official Notice Capital Decrease
- Official Notice Restructuring
The following online forms are available for the following reportable facts that must, pursuant to Annexes 2 - 6 of the DRRO, be reported by email and for which it is stipulated that the information will be disseminated via official notice:
If CONNEXOR® Reporting is not available in exceptional cases for technical reasons, the following online forms may also be used:
- Auditing Firm
- Conditional Capital
- Equity Capital (for companies with secondary listing)
- Registration Criteria for Registered Shares with Restricted Transferability and Voting Rights
Regulations
Additional Rules Exchange Traded Products
Additional Rules for the Listing of Exchange Traded Products
Rules Sponsored Investment Funds Segment
Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment
Directive Regular Reporting Obligations
Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes
Publications
Connexor Reporting-Manual
Connexor Reporting-Manual (Release No. 3.0) for Reporting Obligations pursuant to Art. 9 of the Directive Regular Reporting Obligations as well as Annex 1
SIX Exchange Regulation guideline on the Directive Regular Reporting Obligations (DRRO) of 9 November 2015 (Guideline on DRRO)
Explanations on the articles and annexes 1 as well as 4 to 6
Information about the handling of Connexor Reporting
Information on Connexor Reporting for issuers with primary-listed equities on the SIX Swiss Exchange AG
Using the one-time password token SafeWord® Platinum for CONNEXOR Reporting
Instructions to Change of PIN upon first use of the token, Generation of one-time password and One-time password token blocked upon multiple entry of an incorrect PIN