Electronic reporting platform CONNEXOR® Reporting

The electronic reporting platform CONNEXOR® Reporting is available for meeting regular reporting obligations pursuant to Art. 9 of the Directive on Regular Reporting Obligations (DRRO).

Issuers with primary-listed or main listed equity securities, i.e. shares and participation certificates, must use CONNEXOR® Reporting to report to SIX Exchange Regulation the information set out under Art. 9 DRRO.

Message types (events) to be reported

The following events (report types) inter alia must be reported via CONNEXOR® Reporting pursuant to Art. 9 DRRO and Annex 1 DRRO:

  • Change of name;
  • Address change;
  • Change of contact persons;
  • Change of web address;
  • Change of balance sheet date;
  • Change of auditor;
  • Changes to investment policy / to the fee model;
  • Change of business activity (investment and real estate company);
  • Dividend: Cash dividend; Share premium dividend; Stock dividend; Commodity dividend
  • General meeting of shareholders (GMS): Date of next GM; Date of close share register (registered shares); Invitation to next GM; GM resolutions;
  • Financial reports (annual and semi-annual report);
  • Capital decrease: By declarative reduction; by repayment of nominal value; by destruction of shares;
  • Capital structure: Creation / Cancellation authorized / conditional capital; annual commercial register entry of newly created securities from conditional capital; for issuers with no domicile in Switzerland; current number of issued equity and the associated voting rights;
  • monthly exercise of conditional capital;
  • Sustainability Report;
  • Public share buyback program;
  • Recognition of a foreign supervisory authority of the foreign auditor for issuers with no domicile in Switzerland;
  • Opting out / Opting up;
  • Shares with restricted transferability.

Documents for using CONNEXOR® Reporting

You will find practical tips and information on the use of CONNEXOR® Reporting in the CONNEXOR® Reporting manual (available under "Publications").

The following documents provide other sources of information for using CONNEXOR® Reporting:

In case of problems with CONNEXOR® Reporting

If CONNEXOR® Reporting is not available in exceptional cases for technical reasons, reportable facts must be sent to SIX Exchange Regulation using online forms or by email (meldepflichten@six-group.com). The deadlines set out in Annex 1 DRRO must be complied with in all cases.

If your token is lost or stolen or if you have questions regarding the regular reporting obligations, please send an email to (meldepflichten@six-group.com).

If you have technical problems with the token, please contact our Servicedesk (servicedesk@sisclear.com).

Legal basis

The modalities for using the CONNEXOR® Reporting are regulated in the Directive on Using the Electronic Reporting Platform pursuant to Art. 9 of the Directive on Regular Reporting Obligations (Directive Reporting Platform DRRO, DRPRO).

General information on the platform CONNEXOR® Reporting

General information on the CONNEXOR® electronic reporting platform.

Regulations

Entry into force date: Directives DRRO

Directive Regular Reporting Obligations

Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes

Entry into force date: Directives DRPRO

Directive Reporting Platform DRRO

Directive on the Use of the Electronic Reporting Platform to Fulfil Reporting Obligations Under Art. 9 of the Directive on Regular Reporting Obligations