Disclosure Office

The role of the Disclosure Office is to monitor compliance with reporting and disclosure rules pursuant to Art. 120 ff. FMIA.

The role and function of the Disclosure Office is, in particular, to receive notifications of shareholdings, monitor compliance with reporting and disclosure rules and notify the Swiss Federal Financial Market Supervisory Authority FINMA of potential reporting violations.

The Disclosure Office may also grant exceptions and relief from the reporting and disclosure obligation and render preliminary decisions on whether an obligation to notify exists or not.

The Disclosure Office reports to the member of the Management Committee responsible for the Listing & Enforcement Division of SIX Exchange Regulation. As regards the fulfilment of its statutory tasks, it is subject to the supervision of the Swiss Federal Financial Market Supervisory Authority FINMA. A Commission of Experts is attached to the Disclosure Office in an advisory capacity.

News

Disclosure Office Notice I/18

Disclosure Office Notice I/18

Notification Duty of Person with Discretionary Power to Exercise Voting Rights Pursuant to Art. 120, para. 3 FMIA

Disclosure Office Notice III/13

Disclosure Office Notice III/13

Fulfilling Disclosure Obligations when forming Groups, in Case of Changes in the Composition of the Group, and upon the Dissolution of Groups

Disclosure Office Notice I/13

Disclosure Office Notice I/13

Companies having their registered office abroad whose equity securities are mainly listed on SIX Swiss Exchange: Publication of current total number of equity securities issued and the associated voting rights pursuant to Art. 115 FMIO

Disclosure Office Notice I/09

Disclosure Office Notice I/09

Fulfilment of the Notification Obligation within the Prospectus and Simplified Disclosure of Lock-Up Groups

Disclosure Office Notice II/08

Disclosure Office Notice II/08

Publication Duties of Issuers, in particular the Electronic Publication Platform

Disclosure Office Notice III/00

Disclosure Office Notice III/00

Indirect Acquisition and Indirect Sale – Control over Legal Entities

Publications

Annual Report

Jahresbericht 2017 der Offenlegungsstelle von SIX Swiss Exchange, German

In ihren Jahresberichten gibt die Offenlegungsstelle der SIX Swiss Exchange in kurzer Form einen Überblick über ihre wichtigsten Tätigkeiten und die Entwicklung der Praxis im Offenlegungsrecht.

Annual Report

Jahresbericht 2016 der Offenlegungsstelle von SIX Swiss Exchange, German

In ihren Jahresberichten gibt die Offenlegungsstelle der SIX Swiss Exchange in kurzer Form einen Überblick über ihre wichtigsten Tätigkeiten und die Entwicklung der Praxis im Offenlegungsrecht.

Annual Report

Jahresbericht 2015 der Offenlegungsstelle von SIX Swiss Exchange, German

In ihren Jahresberichten gibt die Offenlegungsstelle der SIX Swiss Exchange in kurzer Form einen Überblick über ihre wichtigsten Tätigkeiten und die Entwicklung der Praxis im Offenlegungsrecht.