Sanctions

Find out more about sanctions that may be imposed on issuers by SIX Exchange Regulation and the Sanctions Commission.

SIX Exchange Regulation and the Sanctions Commission may impose sanctions in the event of breaches of the Listing Rules (LR) and the implementing provisions thereof.

Sanctions may be imposed in the following cases in particular:

  • ad hoc publicity
  • financial reporting
  • regular reporting obligations
  • corporate governance
  • management transactions 

The above-mentioned sanctions may be imposed on a cumulative basis.  

Regulations

Entry into force date: Rule Book RB

Rule Book - SIX Corporate Bonds AG

The Rule Book aims to ensure equal treatment of investors and participants, as well as the transparency and proper functioning of securities trading on SIX Corporate Bonds.