SIX Swiss Exchange-Sponsored Investment Funds
Admission to trading in the SIX Swiss Exchange-Sponsored Investment Fund segment.
The trading segment SIX Swiss Exchange-Sponsored Investment Funds allows SIX Swiss Exchange participants (sponsoring securities dealers) to admit investment funds of domestic or foreign issuers approved by the Swiss Federal Financial Market Supervisory Authority (FINMA) for trading on the SIX Swiss Exchange electronic platform. Furthermore, the sponsor undertakes to fulfil obligations relating to reporting and maintaining the listing and to ensure market making. The sponsor or market maker acts exclusively as the counterparty; the issuer of the investment fund is not itself involved.
Admission to trading in the SIX Swiss Exchange-Sponsored Investment Fund segment is therefore not a listing as defined in the Listing Rules. Exchange-Traded Funds (ETF), Exchange-Traded Structured Funds (ETSF) and real estate funds are not admitted to this segment.
Each sponsoring securities dealer may apply for the admission to trading of investment funds in the SIX Swiss Exchange-Sponsored Investment Fund segment by means of a form.
The admission procedure is based on the rules for admission to trading of investment funds in the SIX Swiss Exchange-Sponsored Investment Fund segment.
Settlement in this segment must be performed by a clearing house recognised by SIX Swiss Exchange. The securities to be admitted must also have a Swiss securities number. Trading in different currencies is possible.
Rules Sponsored Investment Funds Segment
Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment
Application for the purchase of a listing package
Form for provisional admission of derivatives
Formular Sponsored Anlagefonds, German
Formular Sponsored Anlagefonds - Anhang 1, German
Antrag um Zulassung zum Handel von Anlagefonds im SIX Swiss Exchange-Sponsored Anlagefondssegment
General Conditions for Internet-Based Listing of Securities
These General Conditions set out the requirements for using the services provided in connection with Internet-based listing of securities ("IBL").
Power of attorney for activating a user account for Internet-based listing of securities
Zustimmungserklärung Sponsored Anlagefonds, German
Der sponsernde Effektenhändler im Sinn von (Art. 3 Abs. 4) des Reglements für die Zulassung zum Handel von Anlagefonds im SIX Swiss Exchange-Sponsored Anlagefondssegment erklärt, dass: