Under the Listing Rules, collective investment schemes refer to units (or shares) in Swiss and foreign collective investment schemes that, in accordance with the Federal Act of 23 June 2006 on collective investment schemes (Collective Investment Scheme Act, CISA), are subject to the supervision of the Swiss Financial Market Supervisory Authority FINMA or that require a license from FINMA to be sold in or from Switzerland.
The following collective investment schemes may be listed on SIX Swiss Exchange under the Standard for Collective Investment Schemes:
- investment funds
- real estate funds
- Exchange Traded Funds (ETF)
- Exchange Traded Structured Funds (ETSF)
ETF may be actively or passively managed.
Collective investment schemes may be set up by contract law or as an investment company with variable capital (SICAV) based on company law.
Collective Investment Schemes Act, CC 951.31
951.31 - Federal Act of 23 June 2006 on Collective Investment Schemes (Collective Investment Schemes Act, CISA)
Regulatory Board Communiqué No. 1/2017
Amendment of the following rules and regulations: - Listing Rules (LR) - Additional Rules for the Listing of Bonds (Additional Rules Bonds, ARB) - Additional Rules for the Listing of Derivatives (Additional Rules Derivatives, ARD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Procedures for Debt Securities (Directive Procedures Debt Securities, DPDS) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on Financial Reporting (Directive Financial Reporting, DFR)
Amendments to the Additional Rules ARB, ARD and the DPDS
Consultation on amendments to the Additional Rules for the Listing of Bonds, the Additional Rules for the Listing of Derivatives and the Directive on the Procedures for Debt Securities.