The listing procedure for Exchange Traded Products (ETP) is based on the Directive on the Procedures for Exchange Traded Products.
The listing application must be submitted
- by a recognised representative pursuant to Art. 43 Listing Rules
- in writing
- in German, French, Italian or English
- no later than 20 trading days prior to the scheduled listing date along with the requisite enclosures pursuant to Art. 4 of the Directive on the Procedures for Exchange Traded Products.
SIX Exchange Regulation will review the application on the basis of the documents submitted, and approve it only if the requirements laid down in the Listing Rules and in the additional rules for Exchange Traded Products are fulfilled. In particular, the listing procedure requires the publication of a listing prospectus.
A market-making agreement must be concluded with SIX Swiss Exchange for the listing of ETP.
Additional Rules Exchange Traded Products
Additional Rules for the Listing of Exchange Traded Products
Directive Procedures Exchange Traded Products
Directive on the Procedures for Exchange Traded Products
Directive on Delisting of Equity Securities, Derivatives and Exchange Traded Products
Regulatory Board Communiqué No. 1/2017
Amendment of the following rules and regulations: - Listing Rules (LR) - Additional Rules for the Listing of Bonds (Additional Rules Bonds, ARB) - Additional Rules for the Listing of Derivatives (Additional Rules Derivatives, ARD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Procedures for Debt Securities (Directive Procedures Debt Securities, DPDS) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on Financial Reporting (Directive Financial Reporting, DFR)