The listing procedure for debt securities (bonds and derivatives) is essentially based on the Directive Procedures Debt Securities (DPDS).
Derivatives may be admitted to provisional trading within one trading day after the application is submitted via CONNEXOR Listing. The issuer is required to submit a listing application no later than two months after provisional admission to trading.
The listing application must be submitted
- by a recognized representative pursuant to Art. 43 Listing Rules
- in writing
- in German, French, Italian or English.
The listing prospectus must be published no later than the day of listing.
New issuers must be approved by the Regulatory Board prior to the first issue.
The suitability for listing of new transaction structures must first be assessed for provisional admission to trading by the Regulatory Board.
Additional Rules Derivatives
Additional Rules for the Listing of Derivatives
Directive Procedures Debt Securities
Directive on the Procedures for Debt Securities
Directive on Delisting of Equity Securities, Derivatives and Exchange Traded Products
Regulatory Board Communiqué No. 1/2017
Amendment of the following rules and regulations: - Listing Rules (LR) - Additional Rules for the Listing of Bonds (Additional Rules Bonds, ARB) - Additional Rules for the Listing of Derivatives (Additional Rules Derivatives, ARD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Procedures for Debt Securities (Directive Procedures Debt Securities, DPDS) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on Financial Reporting (Directive Financial Reporting, DFR)
Amendments to the Additional Rules ARB, ARD and the DPDS
Consultation on amendments to the Additional Rules for the Listing of Bonds, the Additional Rules for the Listing of Derivatives and the Directive on the Procedures for Debt Securities.
Application for the purchase of a listing package
Form for provisional admission of derivatives
General Conditions for Internet-Based Listing of Securities
These General Conditions set out the requirements for using the services provided in connection with Internet-based listing of securities ("IBL").