The listing procedure for debt securities (bonds and derivatives) is essentially based on the Directive Procedures Debt Securities (DPDS).
Derivatives may be admitted to provisional trading within one trading day after the application is submitted via CONNEXOR Listing. The issuer is required to submit a listing application no later than two months after provisional admission to trading.
The listing application must be submitted
- by a recognized representative pursuant to Art. 43 Listing Rules
- in writing
- in German, French, Italian or English.
The listing prospectus must be published no later than the day of listing.
New issuers must be approved by the Regulatory Board prior to the first issue.
The suitability for listing of new transaction structures must first be assessed for provisional admission to trading by the Regulatory Board.
Zusatzreglement Derivate, German
Zusatzreglement für die Kotierung von Derivaten
Richtlinie Verfahren Forderungsrechte, German
Richtlinie betr. Verfahren für Forderungsrechte
Richtlinie Dekotierung, German
Richtlinie betr. Dekotierung von Beteiligungsrechten, Derivaten und Exchange Traded Products
Annex 1 - Directive CONNEXOR Listing Enhancement
User account opening form for natural persons
Annex 2 Directive CONNEXOR Listing Enhancement
User account opening form for system accounts
Consultation on the complete revision of the Directive on the Recognition as Competent Issuers and Representatives (DRR)
Consultation draft (complete revision) of the new Directive on Recognised Representation: Overview of changes intended to the Listing Rules (LR) and the List of Charges (LOC)
Consultation draft (complete revision) of the new Directive on Recognised Representation
General Conditions for Internet-Based Listing of Securities
These General Conditions set out the requirements for using the services provided in connection with Internet-based listing of securities ("IBL").