The listing procedure for debt securities (bonds and derivatives) is essentially based on the Directive Procedures Debt Securities (DPDS).
Bonds may be admitted to provisional trading within three trading days after the application is submitted via Internet Based Listing (IBL). The issuer is required to submit a listing application no later than two months after provisional admission to trading.
The listing application with enclosures (specifically the listing prospectus) must be submitted
- by a recognized representative pursuant to Art. 43 Listing Rules
- in writing
- in German, French, Italian or English.
The listing prospectus must be published no later than the day of listing.
New issuers are subject to a preverification procedure before their bonds can be admitted to provisional trading.
The suitability for listing of new transaction structures must first be assessed for provisional admission to trading by the Regulatory Board.
Additional Rules Bonds
Additional Rules for the Listing of Bonds
Directive Procedures Debt Securities
Directive on the Procedures for Debt Securities
Regulatory Board Communiqué No. 1/2017
Amendment of the following rules and regulations: - Listing Rules (LR) - Additional Rules for the Listing of Bonds (Additional Rules Bonds, ARB) - Additional Rules for the Listing of Derivatives (Additional Rules Derivatives, ARD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Procedures for Debt Securities (Directive Procedures Debt Securities, DPDS) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on Financial Reporting (Directive Financial Reporting, DFR)
Amendments to the Additional Rules ARB, ARD and the DPDS
Consultation on amendments to the Additional Rules for the Listing of Bonds, the Additional Rules for the Listing of Derivatives and the Directive on the Procedures for Debt Securities.
Application for the purchase of a listing package
Form for provisional admission of derivatives
General Conditions for Internet-Based Listing of Securities
These General Conditions set out the requirements for using the services provided in connection with Internet-based listing of securities ("IBL").