Listing & Enforcement executes the tasks assigned to it under federal stock exchange law in the area of issuer regulation.
Listing & Enforcement, which is responsible for issuer regulation, monitors compliance with issuer responsibilities as regards listing securities on SIX Swiss Exchange as well as maintaining the listing. SIX Exchange Regulation advises issuers and their representatives on issues connected with SIX Swiss Exchange rules.
Where an issuer is suspected of breaching the rules, SIX Exchange Regulation will initiate an investigation. SIX Exchange Regulation or the Sanctions Commission may apply sanctions for non-compliance with SIX Swiss Exchange rules. To prevent conflicts of interest, SIX Exchange Regulation reports directly to the Chairman of the Board of Directors of SIX.