Legal basis

Legal basis for the disclosure of significant shareholdings.

The legal basis for the disclosure of shareholdings is, in particular, set out in the Financial Market Infrastructure Act (Art. 120 ff. FMIA) and in its implementing provisions, the Financial Market Infrastructure Ordinance-FINMA (Art. 10 ff. FMIO-FINMA) and the Financial Market Infrastructure Ordinance (FMIO). The Disclosure Office Rules include organisational and procedural provisions on proceedings before the Disclosure Office. The Directive on Electronic Reporting and Publication Platforms contains information regarding the electronic reporting and publication platform.

Regulations

Entry into force date: Directives DERP

Directive Electronic Reporting and Publication Platforms

Directive on Electronic Reporting and Publication Platforms

Entry into force date: Rules of Organisation

Rules for the Disclosure Office of SIX Swiss Exchange

Entry into force date: FMIA

Financial Market Infrastructure Act

Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Act, FMIA)

Entry into force date: FMIO

Financial Market Infrastructure Ordinance

Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FMIO)

Entry into force date: FMIO-FINMA

FINMA Financial Market Infrastructure Ordinance

Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (FINMA Financial Market Infrastructure Ordinance, FMIO-FINMA)

News

Disclosure Office Notice I/18

Disclosure Office Notice I/18

Notification Duty of Person with Discretionary Power to Exercise Voting Rights Pursuant to Art. 120, para. 3 FMIA

Disclosure Office Notice III/13

Disclosure Office Notice III/13

Fulfilling Disclosure Obligations when forming Groups, in Case of Changes in the Composition of the Group, and upon the Dissolution of Groups

Disclosure Office Notice II/13

Disclosure Office Notice II/13

Disclosure of Equity Derivatives

Disclosure Office Notice I/13

Disclosure Office Notice I/13

Companies having their registered office abroad whose equity securities are mainly listed on SIX Swiss Exchange: Publication of current total number of equity securities issued and the associated voting rights pursuant to Art. 115 FMIO

Disclosure Office Notice I/09

Disclosure Office Notice I/09

Fulfilment of the Notification Obligation within the Prospectus and Simplified Disclosure of Lock-Up Groups

Disclosure Office Notice II/08

Disclosure Office Notice II/08

Publication Duties of Issuers, in particular the Electronic Publication Platform

Disclosure Office Notice I/08

Disclosure Office Notice I/08

Exemptions for Banks and Securities Dealers

Disclosure Office Notice III/00

Disclosure Office Notice III/00

Indirect Acquisition and Indirect Sale – Control over Legal Entities

Disclosure Office Notice III/99

Disclosure Office Notice III/99

Calculation of Positions requiring Notification