Obligations

Contribution to market transparency and equal treatment of participants.

Publication of reports relating to management transactions

The publication of reports relating to management transactions promotes the provision of information to investors and creates market transparency. It also helps prevent insider trading.

Publication of significant shareholdings pursuant to Art. 120 ff. FMIA

The publication of significant shareholdings in issuers listed on SIX Swiss Exchange serves to improve the transparency of (price-sensitive) shareholding structures and thus increase the visibility of economic interests. The purpose is to prevent misuse of information leads. Publications also have an early warning function as regards takeover law.

News

Disclosure Office Notice I/18

Disclosure Office Notice I/18

Notification Duty of Person with Discretionary Power to Exercise Voting Rights Pursuant to Art. 120, para. 3 FMIA

Disclosure Office Notice III/13

Disclosure Office Notice III/13

Fulfilling Disclosure Obligations when forming Groups, in Case of Changes in the Composition of the Group, and upon the Dissolution of Groups

Disclosure Office Notice I/13

Disclosure Office Notice I/13

Companies having their registered office abroad whose equity securities are mainly listed on SIX Swiss Exchange: Publication of current total number of equity securities issued and the associated voting rights pursuant to Art. 115 FMIO

Disclosure Office Notice I/09

Disclosure Office Notice I/09

Fulfilment of the Notification Obligation within the Prospectus and Simplified Disclosure of Lock-Up Groups

Disclosure Office Notice II/08

Disclosure Office Notice II/08

Publication Duties of Issuers, in particular the Electronic Publication Platform

Disclosure Office Notice III/00

Disclosure Office Notice III/00

Indirect Acquisition and Indirect Sale – Control over Legal Entities

Publications

Annual Report

Jahresbericht 2017 der Offenlegungsstelle von SIX Swiss Exchange, German

In ihren Jahresberichten gibt die Offenlegungsstelle der SIX Swiss Exchange in kurzer Form einen Überblick über ihre wichtigsten Tätigkeiten und die Entwicklung der Praxis im Offenlegungsrecht.

Annual Report

Jahresbericht 2016 der Offenlegungsstelle von SIX Swiss Exchange, German

In ihren Jahresberichten gibt die Offenlegungsstelle der SIX Swiss Exchange in kurzer Form einen Überblick über ihre wichtigsten Tätigkeiten und die Entwicklung der Praxis im Offenlegungsrecht.

Annual Report

Jahresbericht 2015 der Offenlegungsstelle von SIX Swiss Exchange, German

In ihren Jahresberichten gibt die Offenlegungsstelle der SIX Swiss Exchange in kurzer Form einen Überblick über ihre wichtigsten Tätigkeiten und die Entwicklung der Praxis im Offenlegungsrecht.

Commentary / Guideline

Commentary re Art. 56 of the Listing Rules and the Directive on the Disclosure of Management Transactions (Commentary MT)

This commentary serves to describe the provisions of Art. 56 of the Listing Rules (LR) and the Directive on the Disclosure of Management Transactions (DMT and is intended to offer a guide to interpretation. The Listing Rules should be interpreted in accordance with the Federal Act on Stock Exchanges and Securities Trading (SESTA). The DMT should be interpreted in accordance with the SESTA and the LR.