4.2 Compliance with statutory and regulatory provisions and rulings from the relevant supervisory authority and the Exchange

The participant undertakes to comply with and enforce internally:

1. the code of conduct for securities trading, as laid down in SESTA, the relevant FINMA circulars, and the corresponding professional standards;
2. those domestic and foreign exchange-related laws that apply to it, the corresponding implementing provisions and the rulings of the relevant supervisory authority; and
3. the Rule Book, the Directives as well as rulings issued by Exchange bodies.