4.6 Duty to provide information

¹ The participant undertakes to inform the Exchange immediately if

1. it has violated the Rule Book or is unable to comply with it;
2. there is a technical problem connecting to the exchange system;
3. the relevant supervisory authority has instigated proceedings against it, its traders or a person as described in Clause 4.3.1 para. 1 above, or has issued a ruling, if these proceedings or rulings are relevant to the admission requirements or registration; or
4. access to the clearing or settlement organisation has been or is very likely to be suspended or terminated.

² Furthermore, while obliged to uphold statutory confidentiality requirements, the participant must provide access to documents and all such information as is required to maintain an orderly market and to enforce the provisions of the Rule Book (Clause 16). Where statutory confidentiality requirements exist, the Exchange may demand information with identifying elements removed.