9.5 Market surveillance 1 The independent Surveillance & Enforcement (SVE) unit monitors trading with regard to its compliance with statutory requirements and the Rule Book. 2 In particular, SVE shall monitor price-setting and trades in such a way that the exploitation of insider knowledge, price manipulations and other violations of the law can be identified. 3 Should violations of the law or other improper events be suspected, the market surveillance unit shall notify the FINMA surveillance office and, where appropriate, the relevant criminal prosecution authorities.
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