4.3.1 Principle 1 The participant must:
-
have a sufficient number of staff with the necessary specialist expertise, experience and training for stock exchange trading and its processing;
-
issue appropriate internal guidelines and monitor compliance with the Rule Book;
-
appoint one or more internal officers to support the participant and its staff in complying with the Rule Book; and
-
register responsible persons, specifically traders, with the Exchange and report any changes to the Exchange immediately.
2 The Exchange may suspend or revoke existing registrations. 3 The corresponding details are laid down in the "Admission of Participants" Directive.
| 
