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Surveillance & Enforcement monitors trading on SIX Swiss Exchange
and Scoach Switzerland.
Participants are obliged to comply with the rules and regulations of the exchange in question.
A list of the changes to the regulations can found under
revisions.
This area contains the complete history of revisions at a glance.
Rule Books
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Description
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Entry into force
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Online Version
| Download | | Rule Book of SIX Swiss Exchange | 10.12.2012 |  |  | |
Rule Book of Scoach Switzerland | 10.12.2012 | - | |
Directives of SIX Swiss Exchange
| | | | | Description | Entry into force | Online Version | Download | | Directive 1: Admission of Participants | 01.08.2011 | | | | Directive 2: Technical Connectivity | 01.04.2012 | | | | Directive 3: Trading | 01.03.2013 | | | | Directive 4: Market Control | 10.12.2012 | | | | Directive 5: "Over the Exchange" Services | 15.10.2012 | | | | Directive 6: Market Information | 01.04.2012 | | | | Directive 7: Fees and Costs | 01.03.2013 | | |
Directives of Scoach Switzerland
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Description
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Link
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Directives of Scoach Switzerland | |
Messages of Surveillance & Enforcement
Messages of
Surveillance & Enforcement.
Forms
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Description
| Download | |
Registration form: Responsible Compliance Officer / Auditors of participant
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FAQs
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Description
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Download
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FAQ Trading Regulation
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Reporting Rules
Information on
reporting are
available on the SIX Swiss Exchange Website.
Charges
Information on participation and connectivity fees are available on the SIX Swiss Exchange Website.
Information on listing and maintenance fees can be found under
Charges.
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