Revisions of Rule Book and Directives |
The table below contains a list of the revisions made to the Rule Book and the directives of SIX Swiss Exchange.
This practical overview provides access to all versions (including initial, abrogated, current and future versions)
together with detailed information on the changes to content and the articles affected.
More information can be found in the respective SIX Swiss Exchange Messages.
Rules and regulations that were abrogated as part of the total revision as at 31 March 2010 can be found in the
archive.
An archive for participant regulations of Scoach Switzerland Ltd
that have been abrogated can be found on the website of Scoach Switzerland Ltd.
You will find the
archive with regard to the issuers' regulations
under Issuers.
Rule Book
 Directive 1: Admission of ParticipantsDirective 2: Technical ConnectivityDirective 3: Trading | | | Cancellation /
Entry into force | Revisions | Affected Clauses | | In force since 01.03.2013 |
New trading segment (Sponsored Funds)
Adjustments to price steps
Directive 3: Trading[pdf]
SIX Swiss Exchange Message no. 02/2013[pdf]
SIX Swiss Exchange Message no. 03/2013[pdf]
|
New Annex I
Annex G, H and Q in Clause 5
| 28.02.2013 /
10.12.2012 |
Change in association with SWXess Maintenance Releases 3 (SMR3)
Swiss Pfandbriefe
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 65/2012[pdf]
SIX Swiss Exchange Message no. 47/2012[pdf]
|
New para. 2 in Clause 3, Clause 9, Clause 14 lit. k, Clause 15-17, Annexe A Clause 9 & 10 para. 2
Annexe B Clause 9 & 10 para. 2
Annexe C, Clause 8
Annexe D-F, Clause 8 & 9 para. 2
Annexe G & F,
Clause 8
Annexe I, Clause 9
Annexe J, Clause 10
Annexe K-M, Clause 9
Annexe O,
Clause 8 & 9
Annexe P Clause 8
Annexe R
Annexe S
Annexe J, Clause 4 para. 4, Clause 5 para. 2, Clause 8, Clause 9
| 09.12.2012 /
31.10.2011 |
Change in association with SWXess Maintenance Release 1.2: New: Disclosure of counterparty in trading
in blue chip shares on a separate trading line, and in rights
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 43/2011[pdf]
|
Annex A, Clause 8,
Annex C, Clause 7
| 30.10.2011 /
01.07.2011 |
Amendments to trade type codes in connection with the new SIX Swiss Exchange Liquidnet Service and
the cessation of the Swiss Block
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 33/2011[pdf]
SIX Swiss Exchange Message no. 28/2011[pdf]
|
Annex R
| 30.06.2011 /
01.11.2010 |
Additions in connection with the introduction of ETPs
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 73/2010[pdf]
|
Clause 13,
new Annex P
| 31.10.2010 /
01.06.2010 |
Introduction of special price steps in yen for ETFs and ETSFs
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 35/2010[pdf]
|
Annex G and H,
Clause 5 of each
| 31.05.2010 /
01.05.2010 |
Adjustment of trading hours for ETFs and ETSFs.
Extension of delayed opening to secondary-listed shares.
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 28/2010[pdf]
|
Annex G and H,
Clause 1 of each
Annex D, Clause 4
| 30.04.2010 /
01.04.2010 |
Initial version
Directive 3 (cancelled)[pdf]
SIX Swiss Exchange Message no. 20/2010[pdf]
| - |
Directive 4: Market ControlDirective 5: "Over the Exchange" ServicesDirective 6: Market InformationDirective 7: Fees and Costs | | | Cancellation /
Entry into force | Revisions | Affected Clauses | | In force since 01.03.2013 |
New trading segment (Sponsored Funds)
Directive 7: Fees and Costs[pdf]
SIX Swiss Exchange Message no. 03/2013[pdf]
|
New Annex G
| 28.02.2013 /
01.10.2012 |
Change in association with SWXess Maintenance Releases 3 (SMR3)
Rate (group) for participants with Commitment Level
Tariff for newly admitted participants
Increase capacity Standard Trading Interface (STI)
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 47/2012[pdf]
|
New Clause 5.3 and 5.4, Clause 7.3 para. 4 lit a (new) and b
New para. 5 in Clause 7.3.
Annexe A Clause 1.1, New Clause 1.2.1
Annexe J Clause 6.1 Abs. 5 and 6
| 30.09.2012 /
01.04.2012 |
Changes of the calculation of the commitment levels and in context of X-stream INET and Co-Location.
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 15/2012[pdf]
|
Clause 2,
Clause 7.3 para. 4 lit. D,
Annexes A and B, Clause 1.1,
Annex J, Clause 1, Clause 3, Clause 6.3 and Clause 6.4
| 31.03.2012 /
01.12.2011 |
Changes regarding the participant admission fee
Changes in connection with SWXess Maintenance Release 1.2 regarding fees for trading Blue-Chip
Shares on a separate trading line
Directive 7 (cancelled)[pdf]
|
Annexes A and B, introduction to each
| 30.11.2011 /
01.10.2011 |
Introduction of a new commitment level. Fee for the SIX Swiss Exchange Liquidnet Service (SLS)
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 56/2011[pdf]
SIX Swiss Exchange Message no. 52/2011[pdf]
|
Annex A, Clause 1, Annex J, Clause 5, Annex I, Clause 1
| 30.09.2011 /
01.08.2011 |
Adjustments to connectivity fees
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 35/2011[pdf]
|
Annex J, Clause 1
| 31.07.2011 /
01.07.2011 |
Renaming of Annex I and deletion of provisions on the Swiss Block
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 33/2011[pdf]
SIX Swiss Exchange Message no. 28/2011[pdf]
|
Annex I
| 30.06.2011 /
01.01.2011 |
New fee structure for small and mid-cap shares, and for secondary-listed shares.
Introduction of pro-rata charging for the annual fee.
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 84/2010[pdf]
SIX Swiss Exchange Message no. 79/2010[pdf]
|
Annex B and C
Clause 3
| 31.12.2010 /
01.11.2010 |
First-time inclusion of ETPs
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 73/2010[pdf]
|
Annex F
| 31.10.2010 /
01.08.2010 |
Adjustments to the connectivity fee structure (inclusion of proximity services)
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 62/2010[pdf]
|
Annex J
| 31.07.2010 /
14.06.2010 |
Abolition of OPS capacity fee
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 44/2010[pdf]
|
Deletion of the corresponding provisions
| 13.06.2010 /
01.05.2010 |
Adjustment to QPS capacity fee for ETFs and ETSFs
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 28/2010[pdf]
|
Annex F, Clause 3
| 30.04.2010 /
01.04.2010 |
Initial version
Directive 7 (cancelled)[pdf]
SIX Swiss Exchange Message no. 20/2010[pdf]
| - |
|
