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Consultation

Consultation in regards to the proposed Directive regarding Management Commentary (DMC) of SIX Exchange Regulation

Comment Letters received:

OrganisationDownload
Eidg. Revisionsaufsichtsbehörde RAB 
EMS-CHEMIE HOLDING AG
Ethos 
Galenica AG
F. Hoffmann-La Roche AG
Julius Baer Group Ltd.
Nestlé Ltd. 
Romande Energie Holding SA
Schweizerische Bankiervereinigung
Straumann Holding AG 
Swiss CFA Society 
Swiss Holdings
The Swatch Group Ltd.
Treuhand-Kammer 
UBS AG


The comment period for the Consultation in regards to the DMC has expired. Thank you.

All interested parties are invited to provide comments to the consultation issued on 21 September 2011 regarding the proposed Directive regarding Management Commentary of SIX Exchange Regulation. Comments may be submitted until 18 October 2011.

Please find hereafter for your information the accompanying letter to the consultation as well as the Directive regarding Management Commentary where you can include your remarks. Please send us your comments via e-mail at .

Description Download
Cover letter to the consultation
Directive regarding Management Commentary


Disclosure of Management Transactions

On 1 April 2011 the following revised regulations will come into force:

Abbr. Description Entry into force Online Version Download
LR Listing Rules (Art. 56 Disclosure of management transactions) 01.04.2011
DMT Directive on Disclosure of Management Transactions 01.04.2011

Regulatory Board Communiqué

Number Description Publication Entry into force Online Version Download
07/2010 Amendment to Art. 56 Listing Rules (LR) and the Directive on Disclosure of Management Transactions (DMT)
Explanations relating to "Pre-trading Plans"
24.11.201001.04.2011


New regulations for Exchange Traded Products (ETPs)

From 15 October 2010, ETPs may be listed for the first time in accordance with the new regulatory standard. The following new regulations have been issued:

Description Download
Additional Rules for the Listing of Exchange-Traded Products (ETPs)
Scheme G
Directive on the Procedures for Exchange Traded Products