DE EN FR
 
 
 
 
HomeAdmissionObligationsEnforcementRegulationPublicationsAbout us
 
 News
 Federal Decrees
 Listing Rules / Other Rules
 Prospectus Schemes
 Directives
 Circulars
 Legal Precedents
 Commentaries / Explanations
Forms / Other Means
 Provisional Admission
 Admission Sponsored Segment
Regular Reporting Obligations
 Contacts
 Change of address of the head office
 Auditing Firm
 Conditional Capital
 Dividends
 Capital Decrease
 Name Change
 Equity Capital - Status of Shares
 Registered shares with restricted transferability
 Free Float
 Disclosure of Management Transactions
 Disclosure of Shareholdings
 Commercial Register
 Annual Reports
FAQs
 Charges
Archive
Participants
 
 

Registration criteria for registered shares with restricted transferability and voting rights

* Mandatory fields 
Name of issuer*
Last name*
First name*
E-mail*
Phone*

The reportable matters are described in Circular No. 1, Annex 1, Point 3.06.

1.  Percentual limitation of the voting rights

1.1Is there a percentage clause?*
Yes
No
No statement/not applicable
1.2If yes, how high is the percentage threshold?%
1.3Do all or only some classes of security form the decisive basis for calculation?*
All classes of security
Only the registered shares
No statement/not applicable
1.4If all classes of security are counted, is the total number of outstanding shares or voting rights or capital the basis for calculating the percentage threshold?
Shares and/or voting rights
Capital
No statement/not applicable
1.5Is the capital entered in the companies register decisive in each case?*
Yes
No
No statement/not applicable
 If not, which (more up-to-date) reference value is used to calculate the actual number of registered shares?
1.6Is there an association or group clause?*
Yes
No
No statement/not applicable
1.7Can exemptions from the registration criteria be granted?*
Yes
No
No statement/not applicable
1.8Are there special exemption provisions for special investors such as mutual funds, institutional investors, etc?*
Yes
No
No statement/not applicable

2.  Restriction of acquisition by foreigners

2.1Is there a foreigners' clause?*
Yes
No
No statement/not applicable

2.2

Definition of "foreigner":

Are natural persons considered "foreigners" if ...

 ...if they are Swiss citizens domiciled abroad?*
Yes
No
No statement/not applicable
 ...if they are foreign nationals with domicile in Switzerland?*
Yes
No
No statement/not applicable

Are legal persons considered "foreigners" if ...

 ...they are Swiss-controlled and domiciled abroad?*
Yes
No
No statement/not applicable
 ...they are foreign-controlled and domiciled in Switzerland?*
Yes
No
No statement/not applicable
2.3Is the foreigners' clause generally applicable, or is there a quota?*
General
With quota
No statement/not applicable
2.3.1If there is a quota, what is the maximum percentage threshold?
% of the capital
% of the shares
No statement/not applicable
2.3.2Is this quota fully used at present?
Yes
No
No statement/not applicable

3.  Nominee registrations

Explanation:
A nominee is generally a legal entity, appearing in a commercial capacity, which registers shares with the company on behalf of its customer. It does so in its own name but for the account of that customer.
This discloses its trustee status and the nominee declares itself, subject to certain conditions, prepared to reveal the identity of its principal to the company.

3.1

Are fiduciary registrations admitted?

 
 ...with voting rights?*
Yes
No
No statement/not applicable
 ...without voting rights?*
Yes
No
No statement/not applicable
3.2Is the SEGA nominee model applied?*
Yes
No
No statement/not applicable
3.3Are individual nominee models applied?*
Yes
No
No statement/not applicable
  

   

ContactSitemapLegal notice (Disclaimer)
© 2010, SIX Swiss Exchange Ltd