 |  |  |  |  |  |  |  |
| Négocié depuis | Numéro de valeur | Type | Symbole | Référence | Expiration | Émetteur | Annonce |
| 22.07.2010 | 11551193 | Prod. struct. | BCV00K | ZZUNKNOWN006 | 15.07.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 14.07.2010 | 11452584 | Obligation | RBK101 | 0.28667% 10-12 | 11.07.2012 | Rabobank Nederland |  |
| 09.07.2010 | 11501418 | Prod. struct. | SWCH2 | ZZUNKNOWN006 | 06.07.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.07.2010 | 4270386 | Prod. struct. | SAMBA | ZZBASKETG706 | 13.06.2014 | Goldman Sachs International |  |
| 08.07.2010 | 11505709 | Prod. struct. | BCV00H | ZZUNKNOWN006 | 04.01.2011 | Banque Cantonale Vaudoise |  |
| 08.07.2010 | 11475249 | Prod. struct. | EXSTX | EU0009658145 | 24.06.2013 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2010 | 11474504 | Prod. struct. | BCV00F | ZZBASKETG706 | 01.07.2011 | Banque Cantonale Vaudoise |  |
| 08.07.2010 | 11474503 | Prod. struct. | BCV00E | CH0011075394 | 01.07.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2010 | 11474502 | Prod. struct. | BCV00D | CH0025751329 | 01.07.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2010 | 11474501 | Prod. struct. | BCV00C | CH0012138605 | 01.07.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2010 | 11474500 | Prod. struct. | BCV00B | CH0012221716 | 01.07.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.07.2010 | 11488900 | Prod. struct. | BCV00G | ZZUNKNOWN006 | 28.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 30.06.2010 | 11452820 | Prod. struct. | BCV099 | DE0007236101 | 24.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 30.06.2010 | 11452819 | Prod. struct. | BCV098 | CH0012255151 | 24.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 30.06.2010 | 11452818 | Prod. struct. | BCV097 | CH0012332372 | 24.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 30.06.2010 | 11452817 | Prod. struct. | BCV096 | CH0012138530 | 24.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 29.06.2010 | 11466619 | Prod. struct. | BCV00A | CH0012032048 | 22.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 28.06.2010 | 11415201 | Prod. struct. | SWEU4 | ZZBASKETG706 | 22.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.06.2010 | 11462168 | Prod. struct. | BNESN | CH0038863350 | 20.06.2011 | Banque Cantonale Vaudoise |  |
| 24.06.2010 | 11437255 | Obligation | BNP101 | 0.49% 10-12 | 25.12.2012 | BNP Paribas |  |
| 22.06.2010 | 11415200 | Prod. struct. | SWEU2 | ZZUNKNOWN006 | 22.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.06.2010 | 11415196 | Prod. struct. | BMNOV | CH0012005267 | 10.06.2011 | Banque Cantonale Vaudoise |  |
| 17.06.2010 | 11398658 | Prod. struct. | BCV091 | DE0005140008 | 10.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.06.2010 | 11398657 | Prod. struct. | BCV090 | FR0000120693 | 10.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.06.2010 | 11398655 | Prod. struct. | BCV088 | FR0000131104 | 10.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.06.2010 | 4346567 | Put | RIGBH | CH0048265513 | 20.08.2010 | Goldman Sachs International |  |
| 17.06.2010 | 4345190 | Put | RIGGA | CH0048265513 | 17.09.2010 | Goldman Sachs International |  |
| 17.06.2010 | 4345118 | Put | RIGBG | CH0048265513 | 17.12.2010 | Goldman Sachs International |  |
| 17.06.2010 | 4344464 | Put | RIGBF | CH0048265513 | 17.12.2010 | Goldman Sachs International |  |
| 17.06.2010 | 4344463 | Put | RIGBD | CH0048265513 | 17.09.2010 | Goldman Sachs International |  |
| 14.06.2010 | 11417030 | Prod. struct. | LNASD | US6311011026 | 07.06.2013 | Banque Cantonale Vaudoise |  |
| 14.06.2010 | 11417027 | Prod. struct. | BCV095 | ZZUNKNOWN006 | 08.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 11.06.2010 | 11409421 | Prod. struct. | BCV094 | ZZUNKNOWN006 | 04.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 11.06.2010 | 10559657 | Prod. struct. | JPBCN | ZZBASKETG706 | 04.06.2015 | Goldman Sachs International |  |
| 09.06.2010 | 11396862 | Prod. struct. | BCV087 | CH0025751329 | 29.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.06.2010 | 11386387 | Prod. struct. | PRUBS | CH0024899483 | 31.05.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.06.2010 | 11378623 | Prod. struct. | BCV085 | ZZUNKNOWN006 | 03.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.06.2010 | 11392458 | Prod. struct. | BCV086 | ZZUNKNOWN006 | 01.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.06.2010 | 11359900 | Prod. struct. | BUNES | CH0038863350 | 27.05.2011 | Banque Cantonale Vaudoise |  |
| 03.06.2010 | 11349477 | Prod. struct. | BCV083 | GB0031411001 | 27.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.06.2010 | 11349474 | Prod. struct. | BCV080 | CH0037851646 | 27.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.06.2010 | 11349472 | Prod. struct. | BCV078 | CH0012138530 | 27.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.05.2010 | 11355737 | Prod. struct. | BCV084 | ZZUNKNOWN006 | 23.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.05.2010 | 11242131 | Obligation | SZK10 | 1.625% 10-16 | 20.05.2016 | Schwyzer Kantonalbank |  |
| 17.05.2010 | 11309388 | Prod. struct. | BCV077 | CH0027752242 | 10.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 14.05.2010 | 11181659 | Prod. struct. | VON1NI | ZZUNKNOWN006 | 06.05.2011 | Vontobel Financial Products Ltd |  |
| 12.05.2010 | 11273645 | Prod. struct. | BCV074 | ZZUNKNOWN006 | 06.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.05.2010 | 11273644 | Prod. struct. | BCV073 | ZZUNKNOWN006 | 06.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.05.2010 | 11273643 | Prod. struct. | BCV072 | FR0000120172 | 06.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.05.2010 | 11273642 | Prod. struct. | BCV071 | CH0011075394 | 06.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.05.2010 | 11273641 | Prod. struct. | BCV070 | CH0011037469 | 06.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.05.2010 | 11273640 | Prod. struct. | BCV069 | CH0012032048 | 06.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 11.05.2010 | 11292769 | Prod. struct. | BLROG | CH0012032048 | 05.05.2011 | Banque Cantonale Vaudoise |  |
| 11.05.2010 | 11288256 | Prod. struct. | BCV075 | ZZUNKNOWN006 | 13.05.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.05.2010 | 11253552 | Prod. struct. | BCVPH | ZZUNKNOWN006 | 30.04.2012 | Banque Cantonale Vaudoise |  |
| 06.05.2010 | 11238605 | Prod. struct. | SAAAD | CH0012138605 | 01.11.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 06.05.2010 | 4343402 | Call | RIGAS | CH0048265513 | 20.08.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4343306 | Call | RIGAR | CH0048265513 | 17.12.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4343119 | Call | RIGAQ | CH0048265513 | 17.12.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4343034 | Call | RIGAP | CH0048265513 | 17.09.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4343032 | Call | RIGAO | CH0048265513 | 17.09.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4343026 | Call | RIGAN | CH0048265513 | 18.03.2011 | Goldman Sachs International |  |
| 06.05.2010 | 4343018 | Call | RIGAM | CH0048265513 | 20.08.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4341818 | Call | RIGAI | CH0048265513 | 18.03.2011 | Goldman Sachs International |  |
| 06.05.2010 | 4341762 | Call | RIGAH | CH0048265513 | 17.09.2010 | Goldman Sachs International |  |
| 06.05.2010 | 4341598 | Call | RIGAE | CH0048265513 | 20.08.2010 | Goldman Sachs International |  |
| 05.05.2010 | 11255708 | Prod. struct. | BCV067 | FR0000125486 | 29.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.05.2010 | 11255707 | Prod. struct. | BCV066 | DE0005140008 | 29.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.05.2010 | 11255706 | Prod. struct. | BCV065 | CH0014852781 | 29.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.05.2010 | 11255705 | Prod. struct. | BCV064 | CH0012332372 | 29.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.05.2010 | 11255703 | Prod. struct. | BCV062 | CH0012138530 | 29.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.05.2010 | 11255702 | Prod. struct. | BCV061 | CH0012221716 | 29.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.05.2010 | 11261887 | Prod. struct. | BCV068 | US0079031078 | 26.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 30.04.2010 | 11238235 | Prod. struct. | MMAF2 | ZZUNKNOWN006 | 24.04.2013 | Banque Cantonale Vaudoise |  |
| 30.04.2010 | 11238234 | Prod. struct. | FXMT2 | ZZUNKNOWN006 | 24.04.2013 | Banque Cantonale Vaudoise |  |
| 30.04.2010 | 11238233 | Prod. struct. | SWMT2 | ZZUNKNOWN006 | 24.04.2013 | Banque Cantonale Vaudoise |  |
| 29.04.2010 | 11240387 | Obligation | SGK10 | 2.25% 10-20 | 06.05.2020 | St.Galler Kantonalbank AG |  |
| 28.04.2010 | 4338479 | Call | GAMAR | CH0102659627 | 17.09.2010 | Goldman Sachs International |  |
| 28.04.2010 | 4338478 | Call | GAMAQ | CH0102659627 | 17.09.2010 | Goldman Sachs International |  |
| 28.04.2010 | 4338477 | Call | GAMAP | CH0102659627 | 17.12.2010 | Goldman Sachs International |  |
| 21.04.2010 | 11226836 | Prod. struct. | BUROG | CH0012032048 | 15.04.2011 | Banque Cantonale Vaudoise |  |
| 21.04.2010 | 11213908 | Prod. struct. | BCV057 | FR0000121261 | 15.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.04.2010 | 11213907 | Prod. struct. | BCV056 | FR0000120503 | 15.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.04.2010 | 11165007 | Obligation | CFF101 | 0.19% 10-12 | 20.04.2012 | Compagnie de financement foncier |  |
| 21.04.2010 | 10559616 | Prod. struct. | REVMV | ZZUNKNOWN006 | 13.04.2012 | Goldman Sachs International |  |
| 21.04.2010 | 10559609 | Prod. struct. | REVMT | ZZUNKNOWN006 | 14.04.2011 | Goldman Sachs International |  |
| 21.04.2010 | 10559606 | Prod. struct. | REVMQ | ZZUNKNOWN006 | 14.04.2011 | Goldman Sachs International |  |
| 20.04.2010 | 11228745 | Prod. struct. | BCV059 | CH0012032048 | 14.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 20.04.2010 | 11213906 | Prod. struct. | BCV055 | CH0012142631 | 15.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.04.2010 | 11110994 | Obligation | BPC101 | 0.36667% 10-12 | 10.04.2012 | BPCE (Banques Populaires et Caisses d'Epargne) |  |
| 08.04.2010 | 11184055 | Prod. struct. | BCV053 | US7134481081 | 08.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.04.2010 | 10559598 | Prod. struct. | REVMO | ZZUNKNOWN006 | 30.03.2011 | Goldman Sachs International |  |
| 08.04.2010 | 10559593 | Prod. struct. | REVMJ | ZZUNKNOWN006 | 30.03.2011 | Goldman Sachs International |  |
| 07.04.2010 | 11190588 | Prod. struct. | BCV054 | US0138171014 | 04.04.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 01.04.2010 | 10893516 | Prod. struct. | SAWCS | CH0012138530 | 24.03.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 31.03.2010 | 11153921 | Prod. struct. | PWRO3 | ZZUNKNOWN006 | 30.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.03.2010 | 10893511 | Prod. struct. | SUSLH | CH0014852781 | 20.09.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 25.03.2010 | 10893510 | Prod. struct. | SAVCS | CH0012138530 | 20.09.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 24.03.2010 | 11129288 | Prod. struct. | BCV051 | ZZUNKNOWN006 | 24.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.03.2010 | 11134489 | Prod. struct. | BUBSN | CH0024899483 | 17.09.2010 | Banque Cantonale Vaudoise |  |
| 18.03.2010 | 11105694 | Prod. struct. | PWRO1 | ZZUNKNOWN006 | 17.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.03.2010 | 10893507 | Prod. struct. | STSLH | CH0014852781 | 11.03.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 18.03.2010 | 10893506 | Prod. struct. | SAUCS | CH0012138530 | 11.03.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 10.03.2010 | 11082325 | Prod. struct. | BCV050 | DE0007236101 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082324 | Prod. struct. | BCV049 | CH0011037469 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082323 | Prod. struct. | BCV048 | CH0025751329 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082322 | Prod. struct. | BCV047 | CH0012138530 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082321 | Prod. struct. | BCV046 | CH0012221716 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 04.03.2010 | 10893498 | Prod. struct. | SXSYN | CH0011037469 | 01.03.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 04.03.2010 | 10893495 | Prod. struct. | SDGEB | CH0030170408 | 01.03.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 04.03.2010 | 10893494 | Prod. struct. | SSATL | CH0010532478 | 01.03.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 03.03.2010 | 11054025 | Prod. struct. | BCV044 | CH0024899483 | 03.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.03.2010 | 11054024 | Prod. struct. | BCV043 | CH0037851646 | 03.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.03.2010 | 11054023 | Prod. struct. | BCV042 | CH0030170408 | 03.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.03.2010 | 11003266 | Obligation | SPI10 | 2.375% 10-15 | 03.09.2015 | SPI Electricity & Gas Australia Holdings Pty Ltd |  |
| 01.03.2010 | 11061361 | Prod. struct. | BCV045 | CH0024899483 | 01.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.02.2010 | 11036412 | Prod. struct. | VTNBL | CH0037851646 | 19.08.2010 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11021111 | Prod. struct. | VTFPL | FR0000120271 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 24.02.2010 | 11030491 | Prod. struct. | BCV041 | CH0014852781 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.02.2010 | 11030490 | Prod. struct. | BCV040 | CH0012255151 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.02.2010 | 11030489 | Prod. struct. | BCV039 | CH0024638196 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.02.2010 | 11030488 | Prod. struct. | BCV038 | CH0012410517 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 23.02.2010 | 10629189 | Obligation | TGK10 | 1.375% 10-15 | 20.02.2015 | Thurgauer Kantonalbank |  |
| 22.02.2010 | 11050815 | Opt. exotique | MDAAQ | DE0008469008 | - | Bank Vontobel AG |  |
| 22.02.2010 | 11044264 | Put | GEBPQ | CH0030170408 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044261 | Put | GEBPN | CH0030170408 | 17.09.2010 | Bank Vontobel AG |  |
| 17.02.2010 | 11007741 | Prod. struct. | BCV036 | GB00B03MLX29 | 17.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.02.2010 | 11007739 | Prod. struct. | BCV034 | CH0012138530 | 17.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.02.2010 | 11007737 | Prod. struct. | BCV032 | CH0045039655 | 17.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.02.2010 | 10899758 | Prod. struct. | VON1DV | CH0012138530 | 07.02.2011 | Vontobel Financial Products Ltd |  |
| 16.02.2010 | 10899789 | Prod. struct. | VUNOV | CH0012005267 | 11.08.2010 | Vontobel Financial Products Ltd |  |
| 15.02.2010 | 11019261 | Prod. struct. | BCV037 | CH0012138530 | 15.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.02.2010 | 10899770 | Prod. struct. | VON1DW | CH0012138530 | 05.08.2010 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899749 | Prod. struct. | VCDTE | DE0005557508 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10893479 | Prod. struct. | SRATL | CH0010532478 | 24.01.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 08.02.2010 | 10992248 | Prod. struct. | BCV031 | NL0000009082 | 08.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.02.2010 | 10899734 | Prod. struct. | VUNES | CH0038863350 | 02.08.2010 | Vontobel Financial Products Ltd |  |
| 04.02.2010 | 10893474 | Prod. struct. | SQATL | CH0010532478 | 01.02.2011 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 03.02.2010 | 10953826 | Prod. struct. | BCV029 | DE0007500001 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953825 | Prod. struct. | BCV028 | CH0012214059 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953824 | Prod. struct. | BCV027 | CH0012332372 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953823 | Prod. struct. | BCV026 | CH0012268360 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953822 | Prod. struct. | BCV025 | CH0010532478 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953821 | Prod. struct. | BCV024 | CH0012138605 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 02.02.2010 | 10899695 | Prod. struct. | VCDDX | DE0008469008 | 25.01.2011 | Vontobel Financial Products Ltd |  |
| 01.02.2010 | 10962693 | Prod. struct. | BCV030 | ZZUNKNOWN006 | 01.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 29.01.2010 | 10961855 | Prod. struct. | VCGET | CH0030170408 | 21.12.2010 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10899685 | Prod. struct. | VCHOA | CH0012214059 | 26.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10813357 | Prod. struct. | RZEUZ | ZZBASKETG706 | 26.01.2015 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10813356 | Prod. struct. | RZCHZ | ZZBASKETG706 | 26.01.2015 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811705 | Prod. struct. | VTSMI | CH0009980894 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811702 | Prod. struct. | VTZUN | CH0011075394 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811701 | Prod. struct. | VTUBS | CH0024899483 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811699 | Prod. struct. | VTHLN | CH0012214059 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 27.01.2010 | 10920092 | Prod. struct. | BCV019 | CH0011037469 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10920091 | Prod. struct. | BCV018 | CH0012032048 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10920088 | Prod. struct. | BCV015 | CH0025751329 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10920087 | Prod. struct. | BCV014 | CH0012221716 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10912473 | Prod. struct. | VON1BS | ZZUNKNOWN006 | 20.01.2012 | Vontobel Financial Products Ltd |  |
| 27.01.2010 | 10912472 | Prod. struct. | VON1BR | ZZUNKNOWN006 | 20.01.2012 | Vontobel Financial Products Ltd |  |
| 27.01.2010 | 10901558 | Prod. struct. | VUASA | ZZBASKETG706 | 18.01.2013 | Vontobel Financial Products Ltd |  |
| 26.01.2010 | 10899611 | Prod. struct. | VZSIZ | CH0009980894 | 19.07.2011 | Vontobel Financial Products Ltd |  |
| 25.01.2010 | 10941054 | Prod. struct. | BCV023 | DE000ENAG999 | 25.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941053 | Prod. struct. | BCV022 | CH0011075394 | 25.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941052 | Prod. struct. | PAFTE | FR0000133308 | 25.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941051 | Prod. struct. | PRTOT | FR0000120271 | 25.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941050 | Prod. struct. | PAEON | DE000ENAG999 | 25.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941049 | Prod. struct. | PANOV | CH0012005267 | 25.04.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 22.01.2010 | 10916884 | Prod. struct. | BCV013 | DE000ENAG999 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10922768 | Prod. struct. | BCV021 | ZZUNKNOWN006 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10903035 | Prod. struct. | BCV010 | ZZUNKNOWN006 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10899600 | Prod. struct. | VUSSM | CH0009980894 | 17.01.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10893356 | Prod. struct. | BCV009 | FR0000121972 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893355 | Prod. struct. | BCV008 | DE0005557508 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893354 | Prod. struct. | BCV007 | CH0011075394 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893353 | Prod. struct. | BCV006 | CH0024899483 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893352 | Prod. struct. | BCV005 | CH0014852781 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893351 | Prod. struct. | BCV004 | CH0012255151 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10811747 | Prod. struct. | VON1BK | CH0012032048 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811746 | Prod. struct. | VON1BI | CH0012005267 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 19.01.2010 | 10899583 | Prod. struct. | VUSPC | US78378X1072 | 14.01.2011 | Vontobel Financial Products Ltd |  |
| 18.01.2010 | 10913368 | Prod. struct. | BCV012 | US7170811035 | 18.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.01.2010 | 10913367 | Prod. struct. | BCV020 | FR0000125486 | 18.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.01.2010 | 10899559 | Prod. struct. | VON1BP | GB0031411001 | 11.01.2011 | Vontobel Financial Products Ltd |  |
| 18.01.2010 | 10875332 | Prod. struct. | VUSEB | ZZBASKETG706 | 12.01.2011 | Vontobel Financial Products Ltd |  |
| 15.01.2010 | 10911356 | Opt. exotique | MEURU | EU0009652759 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911355 | Opt. exotique | MEURS | EU0009652759 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911354 | Opt. exotique | MEURT | EU0009652759 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911353 | Opt. exotique | MUSDE | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911352 | Opt. exotique | MUSDD | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911351 | Opt. exotique | MUSDB | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911350 | Opt. exotique | MUSDA | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10910876 | Opt. exotique | MXTAQ | GB0031411001 | - | Bank Vontobel AG |  |
| 13.01.2010 | 10892750 | Prod. struct. | BCV003 | CH0038863350 | 13.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.01.2010 | 10905754 | Opt. exotique | MDAAM | DE0008469008 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905753 | Opt. exotique | MDAAL | DE0008469008 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905749 | Opt. exotique | MFSMN | CH0009980894 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905748 | Opt. exotique | MFSMM | CH0009980894 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905747 | Opt. exotique | MSMIN | CH0009980894 | - | Bank Vontobel AG |  |
| 11.01.2010 | 10889839 | Call | IFXVA | DE0006231004 | 17.09.2010 | Bank Vontobel AG |  |
| 11.01.2010 | 10881004 | Prod. struct. | BCV002 | CH0011075394 | 11.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 29.12.2009 | 10855904 | Opt. exotique | MSIEB | DE0007236101 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855903 | Opt. exotique | MSIEA | DE0007236101 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855900 | Opt. exotique | MSAPC | DE0007164600 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855899 | Opt. exotique | MSAPB | DE0007164600 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855897 | Opt. exotique | MIFXC | DE0006231004 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855896 | Opt. exotique | MIFXB | DE0006231004 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855895 | Opt. exotique | MIFXA | DE0006231004 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855889 | Opt. exotique | MALVR | DE0008404005 | - | Bank Vontobel AG |  |
| 21.12.2009 | 10474460 | Prod. struct. | PUBAA | FR0000130577 | 30.11.2012 | Goldman Sachs International |  |
| 18.12.2009 | 10806800 | Prod. struct. | BOXAU | ZZTROYGO0000 | 18.12.2010 | Banque Cantonale Vaudoise |  |
| 17.12.2009 | 10824112 | Prod. struct. | VZSSH | ZZINDEXCH000 | 10.12.2014 | Bank Vontobel AG |  |
| 17.12.2009 | 10824111 | Prod. struct. | VZSDL | ZZINDEXCH000 | 10.12.2014 | Bank Vontobel AG |  |
| 17.12.2009 | 10807311 | Prod. struct. | VUWOF | ZZUNKNOWN006 | 10.12.2010 | Vontobel Financial Products Ltd |  |
| 16.12.2009 | 10647347 | Prod. struct. | VCSMI | CH0009980894 | 01.12.2010 | Vontobel Financial Products Ltd |  |
| 11.12.2009 | 10819347 | Opt. exotique | MUBSC | CH0024899483 | - | Bank Vontobel AG |  |
| 10.12.2009 | 10719662 | Prod. struct. | SALCS | CH0012138530 | 03.12.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 10.12.2009 | 10719659 | Prod. struct. | SMATL | CH0010532478 | 03.12.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 09.12.2009 | 10783119 | Prod. struct. | BCV91Y | EU0009658145 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783118 | Prod. struct. | BCV91X | CH0009980894 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783117 | Prod. struct. | BCV91W | CH0012332372 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783116 | Prod. struct. | BCV91V | CH0037851646 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783115 | Prod. struct. | BCV91U | CH0012142631 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10775802 | Prod. struct. | VON934 | ZZUNKNOWN006 | 02.12.2011 | Vontobel Financial Products Ltd |  |
| 09.12.2009 | 10775801 | Prod. struct. | VON933 | ZZUNKNOWN006 | 02.12.2011 | Vontobel Financial Products Ltd |  |
| 04.12.2009 | 10492016 | Prod. struct. | VQSMC | CH0009980894 | 30.11.2015 | Vontobel Financial Products Ltd |  |
| 03.12.2009 | 10771429 | Prod. struct. | VRUUS | EU0009652759 | 26.11.2010 | Vontobel Financial Products Ltd |  |
| 03.12.2009 | 10771428 | Prod. struct. | VRUEU | EU0009652759 | 26.11.2010 | Vontobel Financial Products Ltd |  |
| 30.11.2009 | 10777549 | Opt. exotique | MVONZ | CH0012335540 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777543 | Opt. exotique | MHOLZ | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777541 | Opt. exotique | MHOLB | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777540 | Opt. exotique | MHOLA | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777537 | Opt. exotique | MCLNC | CH0012142631 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777536 | Opt. exotique | MCLNB | CH0012142631 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10681658 | Prod. struct. | VUSMV | CH0009980894 | 23.11.2012 | Vontobel Financial Products Ltd |  |
| 30.11.2009 | 10681657 | Prod. struct. | VUDJJ | EU0009658145 | 23.11.2012 | Vontobel Financial Products Ltd |  |
| 27.11.2009 | 10774820 | Opt. exotique | MXAUS | XC0009655157 | - | Bank Vontobel AG |  |
| 27.11.2009 | 10774815 | Opt. exotique | MXAUH | XC0009655157 | - | Bank Vontobel AG |  |
| 27.11.2009 | 10647299 | Prod. struct. | VUSTX | EU0009658145 | 23.11.2011 | Vontobel Financial Products Ltd |  |
| 25.11.2009 | 10647290 | Prod. struct. | VTHOA | CH0012214059 | 22.11.2010 | Vontobel Financial Products Ltd |  |
| 25.11.2009 | 10559769 | Prod. struct. | GSIJS | ZZUNKNOWN006 | 18.08.2010 | Goldman Sachs International |  |
| 24.11.2009 | 10765116 | Prod. struct. | BCV91T | US71654V4086 | 24.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.11.2009 | 10647400 | Prod. struct. | VCSLI | CH0014852781 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647399 | Prod. struct. | VCZUR | CH0011075394 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647398 | Prod. struct. | VCBAS | DE0005151005 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647397 | Prod. struct. | VCSLN | CH0014852781 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647396 | Prod. struct. | VCSLH | CH0014852781 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647395 | Prod. struct. | VCSGS | CH0002497458 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647394 | Prod. struct. | VCABB | CH0012221716 | 17.11.2010 | Bank Vontobel AG |  |
| 23.11.2009 | 10719646 | Prod. struct. | SAICS | CH0012138530 | 10.11.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 19.11.2009 | 10748445 | Prod. struct. | BCV91S | FR0010220475 | 19.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.11.2009 | 10719640 | Prod. struct. | SAHCS | CH0012138530 | 12.11.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 19.11.2009 | 10520132 | Prod. struct. | VCZUG | CH0011075394 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520131 | Prod. struct. | VCUBG | CH0024899483 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520130 | Prod. struct. | VCSYG | CH0011037469 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520129 | Prod. struct. | VCRUG | CH0012332372 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520128 | Prod. struct. | VCROG | CH0012032048 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520127 | Prod. struct. | VCNEG | CH0038863350 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520126 | Prod. struct. | VCCSG | CH0012138530 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520125 | Prod. struct. | VCABG | CH0012221716 | 12.11.2010 | Bank Vontobel AG |  |
| 18.11.2009 | 10746128 | Prod. struct. | BCV91R | GB00B03MLX29 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10744305 | Prod. struct. | BCV91Q | FR0000125007 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724333 | Prod. struct. | BCV91P | ZZUNKNOWN006 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724332 | Prod. struct. | BCV91N | US3696041033 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724331 | Prod. struct. | BCV91M | DE0007236101 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724330 | Prod. struct. | BCV91L | CH0011075394 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724329 | Prod. struct. | BCV91K | CH0024899483 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724328 | Prod. struct. | BCV91J | CH0012255151 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10719766 | Prod. struct. | VON9YZ | ZZUNKNOWN006 | 11.11.2011 | Vontobel Financial Products Ltd |  |
| 18.11.2009 | 10719765 | Prod. struct. | VON9YY | ZZUNKNOWN006 | 11.11.2011 | Vontobel Financial Products Ltd |  |
| 18.11.2009 | 10520140 | Prod. struct. | VCALH | DE0008404005 | 11.11.2010 | Bank Vontobel AG |  |
| 18.11.2009 | 10520139 | Prod. struct. | VCNEI | CH0038863350 | 11.11.2010 | Bank Vontobel AG |  |
| 16.11.2009 | 10732523 | Prod. struct. | VCRDS | GB00B03MLX29 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 12.11.2009 | 10700656 | Prod. struct. | VFUSD | ZZINDEXCH000 | 05.11.2014 | Vontobel Financial Products Ltd |  |
| 12.11.2009 | 10687098 | Prod. struct. | VFEUR | ZZINDEXCH000 | 05.11.2014 | Vontobel Financial Products Ltd |  |
| 12.11.2009 | 10687097 | Prod. struct. | VFLIB | ZZLIBORCHF01 | 05.11.2014 | Vontobel Financial Products Ltd |  |
| 10.11.2009 | 10729437 | Opt. exotique | MDAXC | DE0008469008 | - | Bank Vontobel AG |  |
| 10.11.2009 | 10720322 | Prod. struct. | BCV91H | US4581401001 | 10.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.11.2009 | 10719718 | Prod. struct. | BCV91G | CH0012221716 | 10.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.11.2009 | 10715011 | Prod. struct. | BCV91F | CH0012032048 | 09.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10699586 | Prod. struct. | VZPMT | ZZUNKNOWN006 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699585 | Prod. struct. | VZPAL | ZZPALLADI004 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699584 | Prod. struct. | VZPLA | ZZPLATIN0002 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699583 | Prod. struct. | VZXAG | ZZTROYSI0004 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699582 | Prod. struct. | VZXAU | ZZTROYGO0000 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10687178 | Prod. struct. | BCV91E | US0378331005 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10687177 | Prod. struct. | BCV91D | FR0000120172 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10687176 | Prod. struct. | BCV91C | CH0027752242 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10687174 | Prod. struct. | BCV91A | CH0010532478 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10614342 | Prod. struct. | RLBCF | ZZUNKNOWN006 | 23.10.2014 | Rabobank Nederland |  |
| 05.11.2009 | 10694892 | Prod. struct. | VTHOL | CH0012214059 | 29.10.2010 | Bank Vontobel AG |  |
| 05.11.2009 | 10692213 | Prod. struct. | VTUBX | CH0024899483 | 30.07.2010 | Bank Vontobel AG |  |
| 05.11.2009 | 10647124 | Prod. struct. | VUSPI | US78378X1072 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 05.11.2009 | 10647123 | Prod. struct. | VUDJT | EU0009658145 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 05.11.2009 | 10647122 | Prod. struct. | VUSMO | CH0009980894 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 29.10.2009 | 10688699 | Call | SANVQ | FR0000120578 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686274 | Call | ORBB | FR0000120321 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686273 | Call | MCVL | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686272 | Call | MCVK | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686271 | Put | MCPD | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686270 | Put | MCPC | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686269 | Call | MCII | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686268 | Call | MCHH | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686267 | Call | MCGG | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686266 | Call | MCFF | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686265 | Call | MCEE | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686264 | Call | MCDD | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686263 | Call | GSZVZ | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686262 | Call | GSZVU | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686261 | Call | GSZVS | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686260 | Call | GSZVR | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686259 | Call | GSZVQ | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686223 | Put | CSPA | FR0000120628 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686222 | Call | CSKK | FR0000120628 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10674917 | Prod. struct. | BCV90Y | ZZUNKNOWN006 | 28.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.10.2009 | 10681262 | Prod. struct. | VZSIX | CH0009980894 | 20.05.2011 | Vontobel Financial Products Ltd |  |
| 26.10.2009 | 10681000 | Prod. struct. | PSSMI | CH0009980894 | 21.10.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647538 | Prod. struct. | BCV90W | ZZUNKNOWN006 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647537 | Prod. struct. | BCV90V | CA73755L1076 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647536 | Prod. struct. | BCV90U | DE0005108401 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647535 | Prod. struct. | BCV90T | CH0012332372 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647534 | Prod. struct. | BCV90S | CH0012032048 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647533 | Prod. struct. | BCV90R | CH0038863350 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647532 | Prod. struct. | BCV90Q | CH0012221716 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 20.10.2009 | 10667820 | Prod. struct. | BCV90X | CH0025751329 | 20.04.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 15.10.2009 | 10520088 | Prod. struct. | VTSON | CH0012549785 | 11.10.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644106 | Call | NASCV | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644099 | Call | NASCU | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644098 | Call | NASCT | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644097 | Call | NASCS | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644096 | Call | NASCR | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644095 | Call | NASCQ | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644094 | Call | NASCP | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644093 | Put | NASCO | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644092 | Put | NASCN | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644088 | Put | NASCJ | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644087 | Call | NASCI | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644067 | Put | NASBN | US6311011026 | 17.09.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640707 | Call | USDSB | XC0009652816 | 17.12.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640700 | Call | USDSA | XC0009652816 | 17.12.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640671 | Put | USDVY | ZZZUSDCHF006 | 24.09.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640670 | Put | USDVZ | ZZZUSDCHF006 | 24.09.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640669 | Put | USDVX | ZZZUSDCHF006 | 24.09.2010 | Bank Vontobel AG |  |
| 08.10.2009 | 10634621 | Prod. struct. | BCV90P | ZZUNKNOWN006 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10625447 | Prod. struct. | BCV90N | ZZUNKNOWN006 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602479 | Prod. struct. | BCV90K | LU0323134006 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602478 | Prod. struct. | BCV90J | CH0011037469 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602477 | Prod. struct. | BCV90I | CH0012138530 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602476 | Prod. struct. | BCV90H | CH0012410517 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.10.2009 | 10633255 | Opt. exotique | MPPHX | CH0027752242 | - | Bank Vontobel AG |  |
| 07.10.2009 | 10633253 | Opt. exotique | MNESB | CH0038863350 | - | Bank Vontobel AG |  |
| 07.10.2009 | 10633252 | Opt. exotique | MBALQ | CH0012410517 | - | Bank Vontobel AG |  |
| 05.10.2009 | 10627488 | Opt. exotique | MSYSK | US87162M4096 | - | Bank Vontobel AG |  |
| 01.10.2009 | 10608871 | Prod. struct. | BCV90M | CH0012138530 | 30.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 29.09.2009 | 10574614 | Prod. struct. | VUSDJ | EU0009658145 | 21.09.2012 | Vontobel Financial Products Ltd |  |
| 28.09.2009 | 10594606 | Prod. struct. | VZCOM | ZZBASKETG706 | 21.09.2011 | Bank Vontobel AG |  |
| 28.09.2009 | 10585465 | Prod. struct. | VZIDU | ZZBASKETCH05 | 21.09.2011 | Bank Vontobel AG |  |
| 28.09.2009 | 10585464 | Prod. struct. | VZREG | ZZBASKETG706 | 21.09.2011 | Bank Vontobel AG |  |
| 28.09.2009 | 10585461 | Prod. struct. | VZBBX | ZZBASKETG706 | 21.02.2013 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10577744 | Prod. struct. | PPSTX | EU0009658145 | 26.09.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547704 | Prod. struct. | BCV90E | ZZUNKNOWN006 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547703 | Prod. struct. | BCV90D | ZZUNKNOWN006 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547702 | Prod. struct. | BCV90C | CH0024899483 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547701 | Prod. struct. | BCV90B | CH0014852781 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547700 | Prod. struct. | BCV90A | CH0025751329 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547043 | Prod. struct. | VUSGO | XC0009655157 | 16.09.2011 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10534077 | Prod. struct. | VBCHB | ZZBASKETG706 | 17.09.2014 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10463673 | Prod. struct. | VCRWE | DE0007037129 | 15.10.2010 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10280722 | Prod. struct. | SAFUB | CH0024899483 | 17.09.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 24.09.2009 | 10280720 | Prod. struct. | SAGCS | CH0012138530 | 17.09.2010 | Sal. Oppenheim jr. & Cie. AG & Co. KGaA |  |
| 22.09.2009 | 10561691 | Prod. struct. | BCV90F | EU0009658145 | 22.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.09.2009 | 10311107 | Prod. struct. | VCSMB | CH0009980894 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311106 | Prod. struct. | VCZUB | CH0011075394 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311105 | Prod. struct. | VCUBB | CH0024899483 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311104 | Prod. struct. | VCSRB | CH0012332372 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311103 | Prod. struct. | VCSLB | CH0014852781 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311101 | Prod. struct. | VCNEB | CH0038863350 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311100 | Prod. struct. | VCLOB | CH0013841017 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311099 | Prod. struct. | VCHOB | CH0012214059 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311098 | Prod. struct. | VCCSB | CH0012138530 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311097 | Prod. struct. | VCABE | CH0012221716 | 10.09.2010 | Bank Vontobel AG |  |
| 14.09.2009 | 10537004 | Prod. struct. | BCV999 | CH0011075394 | 14.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.09.2009 | 10469368 | Prod. struct. | CMDTY | ZZBASKETG706 | 03.09.2012 | Goldman Sachs International |  |
| 07.09.2009 | 10489777 | Prod. struct. | BCV997 | ZZUNKNOWN006 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489776 | Prod. struct. | BCV996 | CH0011075394 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489775 | Prod. struct. | BCV995 | CH0038863350 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489774 | Prod. struct. | BCV994 | CH0012142631 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489773 | Prod. struct. | BCV993 | CH0045039655 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489772 | Prod. struct. | BCV992 | ZZBASKETCH05 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10386314 | Prod. struct. | RZEUY | ZZINDEXCH000 | 04.09.2012 | Vontobel Financial Products Ltd |  |
| 07.09.2009 | 10386313 | Prod. struct. | RZCHY | ZZLIBORCHF01 | 04.09.2012 | Vontobel Financial Products Ltd |  |
| 03.09.2009 | 10508838 | Prod. struct. | VCACT | CH0010532478 | 27.08.2010 | Bank Vontobel AG |  |
| 03.09.2009 | 10214995 | Prod. struct. | FLGBD | ZZINDEXCH000 | 27.08.2014 | Goldman Sachs International |  |
| 03.09.2009 | 10214993 | Prod. struct. | FLEUB | ZZINDEXCH000 | 27.08.2014 | Goldman Sachs International |  |
| 26.08.2009 | 10486384 | Prod. struct. | BCV991 | CH0024638196 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462171 | Prod. struct. | BCV990 | ZZUNKNOWN006 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462170 | Prod. struct. | BCV989 | FR0000121972 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462169 | Prod. struct. | BCV988 | CH0011037469 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462168 | Prod. struct. | BCV987 | CH0014852781 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462167 | Prod. struct. | BCV986 | CH0012255151 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462166 | Prod. struct. | BCV985 | CH0012221716 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438347 | Prod. struct. | PREAD | CH0012138605 | 20.08.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438346 | Prod. struct. | BCV982 | CH0012332372 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438345 | Prod. struct. | BCV981 | CH0012032048 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438344 | Prod. struct. | BCV980 | CH0038863350 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438343 | Prod. struct. | BCV979 | CH0012138530 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 13.08.2009 | 10451671 | Prod. struct. | BCV984 | CH0012138605 | 13.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 13.08.2009 | 10411962 | Prod. struct. | VTBAL | CH0012410517 | 06.08.2010 | Bank Vontobel AG |  |
| 12.08.2009 | 10449401 | Prod. struct. | BCV983 | FR0000125007 | 12.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 11.08.2009 | 10435730 | Prod. struct. | VCSON | CH0012549785 | 04.08.2010 | Bank Vontobel AG |  |
| 11.08.2009 | 10386265 | Prod. struct. | VCNOV | CH0012005267 | 04.08.2010 | Bank Vontobel AG |  |
| 11.08.2009 | 10216024 | Prod. struct. | NACHF | ZZINDEXCH000 | - | Goldman Sachs International |  |
| 11.08.2009 | 10216020 | Prod. struct. | BRQEU | ZZBRNTOILEU9 | - | Goldman Sachs International |  |
| 11.08.2009 | 10216019 | Prod. struct. | BRQCH | ZZBRNTOILEU9 | - | Goldman Sachs International |  |
| 07.08.2009 | 10373187 | Prod. struct. | VBCHG | ZZBASKETG706 | 31.07.2013 | Vontobel Financial Products Ltd |  |
| 07.08.2009 | 10373186 | Prod. struct. | VBEUG | ZZBASKETG706 | 31.07.2013 | Vontobel Financial Products Ltd |  |
| 28.07.2009 | 10394654 | Call | ABBVZ | CH0012221716 | 17.06.2011 | Bank Vontobel AG |  |
| 17.07.2009 | 10362715 | Prod. struct. | PRSTA | EU0009658145 | 17.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.07.2009 | 10286593 | Prod. struct. | VBESB | ZZUNKNOWN006 | 28.06.2012 | Vontobel Financial Products Ltd |  |
| 06.07.2009 | 10216008 | Prod. struct. | OILQC | ZZCRUDOILUS6 | - | Goldman Sachs International |  |
| 12.06.2009 | 10264996 | Call | ABBSG | CH0012221716 | 17.12.2010 | Bank Vontobel AG |  |
| 12.06.2009 | 10240180 | Prod. struct. | PANES | CH0038863350 | 12.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.06.2009 | 10248480 | Prod. struct. | BCV956 | CH0025751329 | 08.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.06.2009 | 10226928 | Prod. struct. | PRSTX | EU0009658145 | 03.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 14.05.2009 | 10121611 | Prod. struct. | RLBCN | ZZUNKNOWN006 | 14.05.2014 | Rabobank Nederland |  |
| 04.05.2009 | 10056217 | Prod. struct. | VQDJB | EU0009658145 | 28.04.2014 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10056216 | Prod. struct. | VQDJA | EU0009658145 | 27.04.2012 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10056215 | Prod. struct. | VQSMB | CH0009980894 | 28.04.2014 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10056214 | Prod. struct. | VQSMA | CH0009980894 | 27.04.2012 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10051641 | Prod. struct. | VBKEU | ZZBASKETG706 | 25.04.2014 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10051640 | Prod. struct. | VBKCH | ZZBASKETG706 | 25.04.2014 | Vontobel Financial Products Ltd |  |
| 26.03.2009 | 3883026 | Prod. struct. | VBHEA | ZZUNKNOWN006 | 20.03.2014 | Vontobel Financial Products Ltd |  |
| 24.03.2009 | 10050072 | Prod. struct. | PRAZU | CH0011075394 | 23.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 20.03.2009 | 4572371 | Prod. struct. | CYDNC | ZZINDEXCH000 | 13.03.2012 | RBS N.V. London |  |
| 12.03.2009 | 2464366 | Prod. struct. | VBCHT | ZZUNKNOWN006 | 05.03.2013 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4952137 | Prod. struct. | VUSSX | CH0009980894 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4952136 | Prod. struct. | VUDDX | EU0009658145 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4919608 | Prod. struct. | VQSMM | CH0009980894 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4919606 | Prod. struct. | VQDJX | EU0009658145 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 19.12.2008 | 4911235 | Prod. struct. | SNSS | ZZUNKNOWN006 | 15.12.2010 | Société Générale Acceptance N.V. |  |
| 09.12.2008 | 4692326 | Prod. struct. | RZEUX | ZZBASKETG706 | 03.12.2013 | Vontobel Financial Products Ltd |  |
| 09.12.2008 | 4692323 | Prod. struct. | RZCHX | ZZBASKETG706 | 03.12.2013 | Vontobel Financial Products Ltd |  |
| 28.11.2008 | 4813816 | Prod. struct. | SPXC | US78378X1072 | 07.11.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4501601 | Prod. struct. | SNSSF | ZZINDEXCH000 | 29.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4501581 | Prod. struct. | SNSSE | ZZINDEXCH000 | 29.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4501579 | Prod. struct. | SNSSD | ZZINDEXCH000 | 29.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4444136 | Prod. struct. | SNSSC | ZZINDEXCH000 | 15.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4444130 | Prod. struct. | SNSSB | ZZINDEXCH000 | 15.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4443998 | Prod. struct. | SNSSA | ZZINDEXCH000 | 15.08.2011 | Société Générale Acceptance N.V. |  |
| 10.11.2008 | 4497678 | Prod. struct. | NSSSK | ZZINDEXCH000 | 12.08.2010 | Société Générale Acceptance N.V. |  |
| 03.11.2008 | 4497679 | Prod. struct. | NSSSL | ZZINDEXCH000 | 12.08.2010 | Société Générale Acceptance N.V. |  |
| 21.10.2008 | 4628255 | Prod. struct. | RBSMI | CH0009980894 | 16.10.2011 | Rabobank Nederland |  |
| 10.10.2008 | 4333282 | Prod. struct. | DWS0J7 | ZZINDEXCH000 | 07.10.2015 | DWS GO SA |  |
| 29.09.2008 | 4557641 | Prod. struct. | SNSSK | ZZINDEXCH000 | 19.09.2011 | Société Générale Acceptance N.V. |  |
| 26.09.2008 | 4328861 | Prod. struct. | RASMI | CH0009980894 | 17.09.2010 | Rabobank Nederland |  |
| 02.09.2008 | 4501301 | Prod. struct. | MCBCA | ZZUNKNOWN006 | 12.08.2010 | Société Générale Acceptance N.V. |  |
| 16.05.2008 | 3992245 | Prod. struct. | LLBDJ | ZZINDEXCH000 | 09.11.2010 | Société Générale Acceptance N.V. |  |
| 21.10.2005 | 2143406 | Prod. struct. | BEKBU | ZZUNKNOWN006 | 05.10.2012 | Goldman Sachs International |  |