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| Traded since | Security Number | Type | Symbol | Reference | Expiration | Issuer | Notice |
| 10.03.2010 | 11082325 | Struct. Prod. | BCV050 | DE0007236101 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082324 | Struct. Prod. | BCV049 | CH0011037469 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082323 | Struct. Prod. | BCV048 | CH0025751329 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082322 | Struct. Prod. | BCV047 | CH0012138530 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.03.2010 | 11082321 | Struct. Prod. | BCV046 | CH0012221716 | 10.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 04.03.2010 | 11017654 | Bond | RBK10 | 0.26833% 10-12 | 06.03.2012 | Rabobank Nederland |  |
| 03.03.2010 | 11054025 | Struct. Prod. | BCV044 | CH0024899483 | 03.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.03.2010 | 11054024 | Struct. Prod. | BCV043 | CH0037851646 | 03.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.03.2010 | 11054023 | Struct. Prod. | BCV042 | CH0030170408 | 03.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.03.2010 | 11003266 | Bond | SPI10 | 2.375% 10-15 | 03.09.2015 | SPI Electricity & Gas Australia Holdings Pty Ltd |  |
| 01.03.2010 | 11061361 | Struct. Prod. | BCV045 | CH0024899483 | 01.03.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.02.2010 | 11060829 | Call | KABVY | CH0011795959 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060828 | Call | KABVX | CH0011795959 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060827 | Call | KABVW | CH0011795959 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060826 | Call | KABVT | CH0011795959 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060825 | Call | KABVO | CH0011795959 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060824 | Call | KABVN | CH0011795959 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060823 | Call | KABVM | CH0011795959 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060822 | Call | KABVL | CH0011795959 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060821 | Call | KABVI | CH0011795959 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060820 | Call | KABVH | CH0011795959 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060819 | Call | KABVE | CH0011795959 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060818 | Call | SARVY | CH0038389307 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060817 | Call | SARVX | CH0038389307 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060816 | Call | SARVW | CH0038389307 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060815 | Call | SARVT | CH0038389307 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060814 | Call | SARVO | CH0038389307 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060813 | Call | SARVN | CH0038389307 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060812 | Call | SARVM | CH0038389307 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060811 | Call | SARVL | CH0038389307 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060810 | Call | SARVI | CH0038389307 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060809 | Call | SARVH | CH0038389307 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060808 | Call | SARVE | CH0038389307 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060807 | Call | SARVB | CH0038389307 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060806 | Call | SARVA | CH0038389307 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060805 | Call | ROLVY | CH0003245351 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060804 | Call | ROLVX | CH0003245351 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060803 | Call | ROLVW | CH0003245351 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060802 | Call | ROLVT | CH0003245351 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060801 | Call | ROLVO | CH0003245351 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060799 | Call | ROLVM | CH0003245351 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060798 | Call | ROLVL | CH0003245351 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060797 | Call | ROLVI | CH0003245351 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060796 | Call | ROLVH | CH0003245351 | 17.09.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060795 | Call | ROLVE | CH0003245351 | 18.06.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11060794 | Call | ROLVA | CH0003245351 | 17.12.2010 | Bank Vontobel AG |  |
| 26.02.2010 | 11036422 | Struct. Prod. | VON1GD | CH0012032048 | 22.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11058247 | Call | SUBSD | CH0024899483 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058246 | Call | SUBSB | CH0024899483 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058245 | Call | SUBSA | CH0024899483 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058244 | Put | SROGF | CH0012032048 | 16.04.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058243 | Put | SROGE | CH0012032048 | 16.04.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058242 | Call | SROGD | CH0012032048 | 16.04.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058241 | Call | SROGC | CH0012032048 | 16.04.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058240 | Call | SROGB | CH0012032048 | 16.04.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058239 | Put | SSYSP | US87162M4096 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058238 | Put | SSYSE | US87162M4096 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058237 | Put | SSYSD | US87162M4096 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058236 | Call | SSYSC | US87162M4096 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058235 | Call | SSYSB | US87162M4096 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11058234 | Call | SSYSA | US87162M4096 | 21.05.2010 | Bank Vontobel AG |  |
| 25.02.2010 | 11036412 | Struct. Prod. | VTNBL | CH0037851646 | 19.08.2010 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11036398 | Struct. Prod. | VON1FO | US87162M4096 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11030327 | Struct. Prod. | VON1EY | ZZUNKNOWN006 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11030326 | Struct. Prod. | VON1EX | ZZUNKNOWN006 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11030305 | Struct. Prod. | VON1EV | ZZUNKNOWN006 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11030304 | Struct. Prod. | VON1EU | ZZUNKNOWN006 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 11021111 | Struct. Prod. | VTFPL | FR0000120271 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899833 | Struct. Prod. | VON1FK | CH0011075394 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899832 | Struct. Prod. | VON1FJ | CH0024899483 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899831 | Struct. Prod. | VON1FI | CH0012332372 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899830 | Struct. Prod. | VON1FH | CH0027752242 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899829 | Struct. Prod. | VON1FF | CH0012032048 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899828 | Struct. Prod. | VON1FE | CH0012005267 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899827 | Struct. Prod. | VON1FD | CH0038863350 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899826 | Struct. Prod. | VON1FC | CH0012214059 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899825 | Struct. Prod. | VON1FB | CH0012138530 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899824 | Struct. Prod. | VON1FA | CH0012410517 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899822 | Struct. Prod. | VON1EZ | CH0012221716 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899818 | Struct. Prod. | VON1ET | US7170811035 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899817 | Struct. Prod. | VON1ES | US5949181045 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899816 | Struct. Prod. | VON1ER | US38259P5089 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899815 | Struct. Prod. | VON1EQ | US30231G1022 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899814 | Struct. Prod. | VON1EP | US1491231015 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899813 | Struct. Prod. | VON1EO | US0378331005 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899812 | Struct. Prod. | VON1EN | FR0000120271 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899811 | Struct. Prod. | VON1EM | FR0000120578 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899810 | Struct. Prod. | VON1EL | LU0323134006 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899809 | Struct. Prod. | VON1EK | DE0007236101 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899808 | Struct. Prod. | VON1EJ | DE0005552004 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899807 | Struct. Prod. | VON1EI | DE0005557508 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899806 | Struct. Prod. | VON1EH | DE0005140008 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899805 | Struct. Prod. | VON1EG | DE0008032004 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899804 | Struct. Prod. | VON1EF | DE0005190003 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 25.02.2010 | 10899803 | Struct. Prod. | VON1EE | DE0008404005 | 18.03.2011 | Vontobel Financial Products Ltd |  |
| 24.02.2010 | 11062806 | Call | SSVVS | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11062805 | Call | SSVVV | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051082 | Put | SRWES | DE0007037129 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051081 | Put | SRWER | DE0007037129 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051080 | Call | SRWEC | DE0007037129 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051079 | Call | SRWEB | DE0007037129 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051078 | Put | STKAN | DE0007500001 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051077 | Put | STKAM | DE0007500001 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051076 | Call | STKAB | DE0007500001 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051075 | Call | STKAA | DE0007500001 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051074 | Put | SSIEX | DE0007236101 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051073 | Put | SSIEM | DE0007236101 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051072 | Call | SSIED | DE0007236101 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051071 | Call | SSIEC | DE0007236101 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051070 | Put | SSAPW | DE0007164600 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051069 | Put | SSAPV | DE0007164600 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051068 | Call | SSAPC | DE0007164600 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051067 | Call | SSAPX | DE0007164600 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051066 | Put | SPORS | DE000PAH0038 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051065 | Put | SPORR | DE000PAH0038 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051064 | Call | SPORC | DE000PAH0038 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051063 | Call | SPORA | DE000PAH0038 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051062 | Put | SMUVS | DE0008430026 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051060 | Call | SMUVD | DE0008430026 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051059 | Call | SMUVC | DE0008430026 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051058 | Put | SIFXS | DE0006231004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051057 | Put | SIFXR | DE0006231004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051056 | Call | SIFXF | DE0006231004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051055 | Call | SIFXD | DE0006231004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051054 | Put | SEONN | DE000ENAG999 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051053 | Put | SEONM | DE000ENAG999 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051052 | Call | SEONB | DE000ENAG999 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051051 | Call | SEONA | DE000ENAG999 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051050 | Put | SDTES | DE0005557508 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051049 | Put | SDTER | DE0005557508 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051048 | Call | SDTEF | DE0005557508 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051047 | Call | SDTEC | DE0005557508 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051046 | Put | SDAIV | DE0007100000 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051045 | Put | SDAIR | DE0007100000 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051044 | Call | SDAIC | DE0007100000 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051043 | Call | SDAIB | DE0007100000 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051042 | Put | SDBBN | DE0005810055 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051041 | Put | SDBBM | DE0005810055 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051040 | Call | SDBBD | DE0005810055 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051039 | Call | SDBBC | DE0005810055 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051038 | Put | SDBKS | DE0005140008 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051036 | Call | SDBKC | DE0005140008 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051035 | Call | SDBKA | DE0005140008 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051034 | Put | SCBKS | DE0008032004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051032 | Call | SCBKD | DE0008032004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051031 | Call | SCBKC | DE0008032004 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051030 | Put | SBMWS | DE0005190003 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051029 | Put | SBMWT | DE0005190003 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051028 | Call | SBMWC | DE0005190003 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051027 | Call | SBMWA | DE0005190003 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051026 | Put | SBAYN | DE000BAY0017 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051025 | Put | SBAYM | DE000BAY0017 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051024 | Call | SBAYB | DE000BAY0017 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051023 | Call | SBAYA | DE000BAY0017 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051022 | Put | SBASS | DE0005151005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051021 | Put | SBAST | DE0005151005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051020 | Call | SBASF | DE0005151005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051019 | Call | SBASD | DE0005151005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051018 | Put | SALVS | DE0008404005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051017 | Put | SALVT | DE0008404005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051016 | Call | SALVZ | DE0008404005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11051015 | Call | SALVB | DE0008404005 | 18.06.2010 | Bank Vontobel AG |  |
| 24.02.2010 | 11030491 | Struct. Prod. | BCV041 | CH0014852781 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.02.2010 | 11030490 | Struct. Prod. | BCV040 | CH0012255151 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.02.2010 | 11030489 | Struct. Prod. | BCV039 | CH0024638196 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.02.2010 | 11030488 | Struct. Prod. | BCV038 | CH0012410517 | 24.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 23.02.2010 | 11050522 | Call | PSPVW | CH0018294154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050521 | Call | PSPVT | CH0018294154 | 16.04.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050520 | Put | PSPVP | CH0018294154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050519 | Call | PSPVO | CH0018294154 | 16.04.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050518 | Call | PSPVN | CH0018294154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050517 | Call | PSPVM | CH0018294154 | 17.09.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050516 | Call | PSPVL | CH0018294154 | 17.09.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050515 | Call | PSPVI | CH0018294154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050514 | Call | PSPVH | CH0018294154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050513 | Call | PSPVE | CH0018294154 | 16.04.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050512 | Put | PSPPV | CH0018294154 | 17.09.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050511 | Put | PSPPU | CH0018294154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050510 | Call | FORVT | CH0003541510 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050509 | Put | FORVP | CH0003541510 | 17.09.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050508 | Call | FORVO | CH0003541510 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050507 | Call | FORVN | CH0003541510 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050506 | Call | FORVM | CH0003541510 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050505 | Call | FORVL | CH0003541510 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050504 | Call | FORVI | CH0003541510 | 17.09.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050503 | Call | FORVH | CH0003541510 | 17.09.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11050502 | Call | FORVE | CH0003541510 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048872 | Call | ODHVT | CH0038285679 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048871 | Put | ODHVP | CH0038285679 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048870 | Call | ODHVO | CH0038285679 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048869 | Call | ODHVL | CH0038285679 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048868 | Call | ODHVI | CH0038285679 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048867 | Call | ODHVH | CH0038285679 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048866 | Call | ODHVE | CH0038285679 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048865 | Put | ODHPV | CH0038285679 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048864 | Put | ODHPU | CH0038285679 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048863 | Put | ODHPP | CH0038285679 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048862 | Put | ODHPO | CH0038285679 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048861 | Put | ODHPA | CH0038285679 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048749 | Call | SCHVT | CH0024638196 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048748 | Put | SCHVP | CH0024638196 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048747 | Call | SCHVO | CH0024638196 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048746 | Call | SCHVL | CH0024638196 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048745 | Call | SCHVI | CH0024638196 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048744 | Call | SCHVH | CH0024638196 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048743 | Put | SCHPV | CH0024638196 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048742 | Put | SCHPU | CH0024638196 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048741 | Put | SCHPP | CH0024638196 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048740 | Put | SCHPO | CH0024638196 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048739 | Call | KOMVT | CH0010702154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048738 | Put | KOMVP | CH0010702154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048737 | Call | KOMVO | CH0010702154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048736 | Call | KOMVL | CH0010702154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048735 | Call | KOMVI | CH0010702154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048734 | Call | KOMVH | CH0010702154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048733 | Call | KOMVE | CH0010702154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048732 | Put | KOMPV | CH0010702154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048731 | Put | KOMPU | CH0010702154 | 17.12.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 11048730 | Put | KOMPP | CH0010702154 | 18.06.2010 | Bank Vontobel AG |  |
| 23.02.2010 | 10629189 | Bond | TGK10 | 1.375% 10-15 | 20.02.2015 | Thurgauer Kantonalbank |  |
| 22.02.2010 | 11050829 | Call | SDAXQ | DE0008469008 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050828 | Call | SDAXI | DE0008469008 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050827 | Call | SSVVU | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050826 | Call | SSVVT | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050825 | Call | SSVVO | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050824 | Call | SSVVN | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050823 | Call | SSVVL | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050822 | Call | SSVVK | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050821 | Call | SSVVJ | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11050815 | Exotic Warrant | MDAAQ | DE0008469008 | - | Bank Vontobel AG |  |
| 22.02.2010 | 11050814 | Exotic Warrant | MFSMO | CH0009980894 | - | Bank Vontobel AG |  |
| 22.02.2010 | 11050813 | Exotic Warrant | MFSMH | CH0009980894 | - | Bank Vontobel AG |  |
| 22.02.2010 | 11050812 | Exotic Warrant | MFSMG | CH0009980894 | - | Bank Vontobel AG |  |
| 22.02.2010 | 11044279 | Call | BARVT | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044278 | Put | BAEVP | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044277 | Call | BARVO | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044276 | Call | BARVI | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044275 | Call | BARVE | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044274 | Put | BARPV | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044273 | Put | BAEPP | CH0102484968 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044272 | Call | CLNVT | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044271 | Call | CLNVO | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044270 | Call | CLNVI | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044269 | Call | CLNVE | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044268 | Put | CLNVP | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044267 | Put | CLNPG | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044266 | Put | CLNPF | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044265 | Put | CLNPC | CH0012142631 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044264 | Put | GEBPQ | CH0030170408 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044263 | Put | GEBPM | CH0030170408 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044262 | Call | GEBVA | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044261 | Put | GEBPN | CH0030170408 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044260 | Put | GEBPZ | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044259 | Put | GEBPL | CH0030170408 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044258 | Call | GEBVT | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044257 | Put | GEBPB | CH0030170408 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044256 | Put | GEBPV | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044255 | Call | GEBVD | CH0030170408 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044254 | Call | GEBVO | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044253 | Put | GEBPP | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044252 | Call | GEIAA | CH0030170408 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044251 | Call | GEIBB | CH0030170408 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044250 | Call | GEBVU | CH0030170408 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044249 | Put | GEBVP | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044248 | Call | GEBVZ | CH0030170408 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044247 | Call | GEBVF | CH0030170408 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044246 | Call | GEBVE | CH0030170408 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044245 | Call | GEBCC | CH0030170408 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044244 | Put | GIVPV | CH0010645932 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044243 | Put | GIVPK | CH0010645932 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044242 | Put | GIVPB | CH0010645932 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044241 | Call | GIVVT | CH0010645932 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044240 | Call | GIVVO | CH0010645932 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044239 | Call | GIVVE | CH0010645932 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044238 | Put | GIVPN | CH0010645932 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044237 | Put | GIVPM | CH0010645932 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044236 | Call | GIVVY | CH0010645932 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044235 | Call | GIVVL | CH0010645932 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044234 | Call | GIVVD | CH0010645932 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044233 | Call | GIVVF | CH0010645932 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044232 | Put | GIVPL | CH0010645932 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044231 | Call | GIVVH | CH0010645932 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044230 | Call | HOLVX | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044229 | Call | HOLVW | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044228 | Call | HOLVN | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044227 | Call | HOLVL | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044226 | Put | HOLPZ | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044225 | Put | HOLPO | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044224 | Put | HOLPB | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044223 | Put | HOLPA | CH0012214059 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044222 | Call | LOGVY | CH0025751329 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044221 | Call | LOGVB | CH0025751329 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044220 | Call | LOGVA | CH0025751329 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044219 | Call | LOGVX | CH0025751329 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044218 | Call | LOGVO | CH0025751329 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044217 | Call | LOGVH | CH0025751329 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044216 | Put | LOGPC | CH0025751329 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044215 | Put | LOGPB | CH0025751329 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044214 | Call | LONVX | CH0013841017 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044213 | Call | LONVW | CH0013841017 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044212 | Put | LONPM | CH0013841017 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044211 | Put | LONPL | CH0013841017 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044210 | Put | LONPB | CH0013841017 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044209 | Put | LONPA | CH0013841017 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044208 | Call | LONVH | CH0013841017 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044207 | Call | LONVY | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044206 | Call | LONVS | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044205 | Call | LONVR | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044204 | Call | LONVB | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044203 | Call | LOAAA | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044202 | Put | LONPN | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044201 | Put | LOACD | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044200 | Put | LOABR | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044199 | Put | LOAAP | CH0013841017 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044198 | Call | LONVT | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044197 | Call | LONVO | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044196 | Call | LONVI | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044195 | Call | LONVE | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044194 | Put | LONPV | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044193 | Put | LONPU | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044192 | Put | LONPP | CH0013841017 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044191 | Call | SCMVX | CH0008742519 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044190 | Call | SCMVW | CH0008742519 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044189 | Call | SCMVA | CH0008742519 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044188 | Put | SCMPG | CH0008742519 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044187 | Put | SCMPB | CH0008742519 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044186 | Put | SCMPA | CH0008742519 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044185 | Call | SYNVF | CH0011037469 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044184 | Put | SYYAT | CH0011037469 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044183 | Put | SYYAS | CH0011037469 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044182 | Call | SYNVD | CH0011037469 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044181 | Call | SYNVC | CH0011037469 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044180 | Put | SYYAQ | CH0011037469 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044179 | Call | SYNVR | CH0011037469 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044178 | Call | SYNVK | CH0011037469 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044177 | Call | SYNVG | CH0011037469 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044176 | Put | SYNBB | CH0011037469 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044175 | Put | SYYBA | CH0011037469 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044174 | Put | SYYAU | CH0011037469 | 17.06.2011 | Bank Vontobel AG |  |
| 22.02.2010 | 11044173 | Call | SYNVY | CH0011037469 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044172 | Call | SYNVM | CH0011037469 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044171 | Call | SYNVB | CH0011037469 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044170 | Put | SYYAP | CH0011037469 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044169 | Put | SYYAM | CH0011037469 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044168 | Put | SYYAH | CH0011037469 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044167 | Call | VONVW | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044166 | Call | VONVT | CH0012335540 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044165 | Put | VONVP | CH0012335540 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044164 | Call | VONVO | CH0012335540 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044163 | Call | VONVN | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044162 | Call | VONVM | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044161 | Call | VONVJ | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044160 | Call | VONVI | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044159 | Call | VONVH | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044158 | Call | VONVG | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044157 | Call | VONVF | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044156 | Put | VONPZ | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044155 | Put | VONPU | CH0012335540 | 18.06.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044154 | Put | VONPO | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044153 | Put | VONPD | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044152 | Put | VONPC | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044151 | Put | VONPB | CH0012335540 | 17.12.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044150 | Put | VONPA | CH0012335540 | 17.09.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044149 | Call | ATLVX | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044148 | Call | ATLVT | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044147 | Put | ATLVP | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044146 | Call | ATLVO | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044145 | Call | ATLVN | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044144 | Call | ATLVE | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044143 | Put | ATLPV | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 22.02.2010 | 11044142 | Put | ATLPU | CH0010532478 | 16.04.2010 | Bank Vontobel AG |  |
| 19.02.2010 | 11036391 | Struct. Prod. | VON1FN | FR0000125007 | 16.08.2010 | Vontobel Financial Products Ltd |  |
| 19.02.2010 | 11036390 | Struct. Prod. | VON1FM | CH0012332372 | 16.08.2010 | Vontobel Financial Products Ltd |  |
| 18.02.2010 | 11016233 | Struct. Prod. | VON1DZ | ZZUNKNOWN006 | 11.02.2011 | Vontobel Financial Products Ltd |  |
| 18.02.2010 | 11016232 | Struct. Prod. | VON1DY | ZZUNKNOWN006 | 11.02.2011 | Vontobel Financial Products Ltd |  |
| 18.02.2010 | 11005077 | Struct. Prod. | VON1DU | ZZUNKNOWN006 | 11.02.2011 | Vontobel Financial Products Ltd |  |
| 18.02.2010 | 11005076 | Struct. Prod. | VON1DT | ZZUNKNOWN006 | 11.02.2011 | Vontobel Financial Products Ltd |  |
| 18.02.2010 | 11005074 | Struct. Prod. | VON1DR | ZZUNKNOWN006 | 11.02.2011 | Vontobel Financial Products Ltd |  |
| 17.02.2010 | 11007741 | Struct. Prod. | BCV036 | GB00B03MLX29 | 17.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.02.2010 | 11007739 | Struct. Prod. | BCV034 | CH0012138530 | 17.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.02.2010 | 11007737 | Struct. Prod. | BCV032 | CH0045039655 | 17.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.02.2010 | 10899758 | Struct. Prod. | VON1DV | CH0012138530 | 07.02.2011 | Vontobel Financial Products Ltd |  |
| 16.02.2010 | 10899789 | Struct. Prod. | VUNOV | CH0012005267 | 11.08.2010 | Vontobel Financial Products Ltd |  |
| 16.02.2010 | 10899783 | Struct. Prod. | VON1EC | LU0323134006 | 10.11.2010 | Vontobel Financial Products Ltd |  |
| 15.02.2010 | 11021230 | Call | SMIXX | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021159 | Call | SMIWW | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021158 | Call | SMIVU | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021157 | Call | SMIVC | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021156 | Call | SMISS | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021155 | Call | SMIQQ | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021154 | Put | SMIPY | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021153 | Put | SMIPX | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021152 | Put | SMIPS | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021151 | Put | SMIPR | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021150 | Put | SMIPQ | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021149 | Put | SMIPO | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021148 | Put | SMIPM | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021147 | Call | SMJNN | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021146 | Call | SMJLL | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021145 | Call | SMIDD | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021144 | Put | SMIBD | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021143 | Put | SMIAR | CH0009980894 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021142 | Call | SMJMM | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021141 | Call | SMISO | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021140 | Put | SMIMB | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021139 | Call | SMIMA | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021138 | Put | SMILZ | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021137 | Call | SMILY | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021136 | Put | SMILX | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021135 | Call | SMILT | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021134 | Call | SMILO | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021133 | Call | SMIHG | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021132 | Call | SMIGL | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021131 | Put | SMIDF | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021130 | Call | SMIDE | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021129 | Put | SMIDC | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021128 | Call | SMICR | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021127 | Put | SMICJ | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021126 | Put | SMICG | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021125 | Put | SMICB | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021124 | Put | SMIBY | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021123 | Put | SMIBS | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021122 | Call | SMIBL | CH0009980894 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021092 | Call | DAXVT | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021091 | Call | DAXVQ | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021090 | Put | DAXVP | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021089 | Put | DAXPH | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021088 | Call | DAXVR | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021087 | Call | DAXVO | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021086 | Put | DAXPP | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021085 | Put | DAXPN | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021084 | Call | DAXVS | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021083 | Call | DAXVE | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021082 | Put | DAXPR | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021081 | Call | DAXVI | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021080 | Put | DAXPV | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021079 | Call | DAXFF | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021078 | Put | DAXPS | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021077 | Call | DAXGG | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021076 | Call | DAXVM | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021075 | Put | DAXPU | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021074 | Put | DAXCQ | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021073 | Call | DAXCO | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021072 | Call | DAXVN | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021071 | Put | DAXPO | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021070 | Put | DAXHL | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021069 | Call | DAXHK | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021068 | Call | DAXVW | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021067 | Put | DAXPA | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021066 | Put | DAXHN | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021065 | Call | DAXHM | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021064 | Call | DAXVX | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021063 | Put | DAXPC | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021062 | Put | DAXHP | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021061 | Call | DAXHO | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021060 | Call | DAXVY | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021059 | Put | DAXPD | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021058 | Put | DAXHR | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021057 | Call | DAXHQ | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021056 | Call | DAXVA | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021055 | Put | DAXPF | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021054 | Put | DAXHT | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021053 | Call | DAXHS | DE0008469008 | 21.05.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021052 | Call | DAXVK | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11021051 | Put | DAXPG | DE0008469008 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11019645 | Call | PPHVZ | CH0027752242 | 17.09.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11019644 | Call | PPHVU | CH0027752242 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11019643 | Call | PPHVK | CH0027752242 | 16.04.2010 | Bank Vontobel AG |  |
| 15.02.2010 | 11019261 | Struct. Prod. | BCV037 | CH0012138530 | 15.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.02.2010 | 11017161 | Exotic Warrant | MDAAK | DE0008469008 | - | Bank Vontobel AG |  |
| 12.02.2010 | 11017160 | Exotic Warrant | MDAAJ6 | DE0008469008 | - | Bank Vontobel AG |  |
| 12.02.2010 | 10899770 | Struct. Prod. | VON1DW | CH0012138530 | 05.08.2010 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 11019649 | Call | SPPHV | CH0027752242 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11019648 | Put | SPPHD | CH0027752242 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11019646 | Call | SPPHA | CH0027752242 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11017147 | Call | SSMJL | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11017146 | Call | SSMJK | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11017145 | Call | SSMII | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11017144 | Call | SSMIU | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11017143 | Call | SSMIC | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11017142 | Call | SSMIB | CH0009980894 | 18.06.2010 | Bank Vontobel AG |  |
| 11.02.2010 | 11009880 | Struct. Prod. | VON1DX | ZZUNKNOWN006 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10979405 | Struct. Prod. | VON1DH | ZZUNKNOWN006 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10979404 | Struct. Prod. | VON1DG | ZZUNKNOWN006 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10978945 | Struct. Prod. | VON1DF | ZZUNKNOWN006 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10978944 | Struct. Prod. | VON1DE | ZZUNKNOWN006 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899749 | Struct. Prod. | VCDTE | DE0005557508 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899730 | Struct. Prod. | VON1DN | FI0009000681 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899729 | Struct. Prod. | VON1DJ | DE000BAY0017 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899728 | Struct. Prod. | VON1DK | DE000ENAG999 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899727 | Struct. Prod. | VON1DO | CH0024899483 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899726 | Struct. Prod. | VON1DM | CH0038863350 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 11.02.2010 | 10899725 | Struct. Prod. | VON1DL | CH0012214059 | 04.02.2011 | Vontobel Financial Products Ltd |  |
| 10.02.2010 | 11007617 | Call | CSGVW | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007616 | Call | CSGVO | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007615 | Call | CSGVM | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007614 | Call | CSGVI | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007613 | Call | CSGVE | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007612 | Put | CSGPO | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007611 | Put | CSGPL | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007610 | Put | CSGPI | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007609 | Put | CSGPG | CH0012138530 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007608 | Call | CSGVS | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007607 | Call | CSGVR | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007606 | Call | CSGVQ | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007605 | Call | CSGVK | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007604 | Call | CSGVJ | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007602 | Put | CSXBC | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007601 | Put | CSXAO | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007600 | Put | CSXAG | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007599 | Put | CSXAA | CH0012138530 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007598 | Call | CSGVZ | CH0012138530 | 17.12.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007597 | Call | CSGVU | CH0012138530 | 17.12.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007596 | Call | CSGEE | CH0012138530 | 17.12.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007595 | Put | CSXBN | CH0012138530 | 17.12.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007594 | Put | CSXBM | CH0012138530 | 17.12.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007593 | Put | CSXBF | CH0012138530 | 17.12.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007592 | Call | CSGVY | CH0012138530 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007591 | Call | CSGVX | CH0012138530 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007590 | Call | CSGVD | CH0012138530 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007589 | Put | CSGPY | CH0012138530 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007588 | Put | CSGPX | CH0012138530 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007587 | Call | CSGVT | CH0012138530 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007586 | Put | CSGVP | CH0012138530 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007585 | Put | CSGPP | CH0012138530 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007583 | Call | NOVVT | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007582 | Call | NOVVO | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007581 | Call | NOVVH | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007580 | Call | NOVVE | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007579 | Put | NOVPU | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007578 | Put | NOVPM | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007577 | Put | NOVPJ | CH0012005267 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007576 | Put | NOVPQ | CH0012005267 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007575 | Put | NOVVA | CH0012005267 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007574 | Put | NOVVG | CH0012005267 | 18.06.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 11007573 | Put | NOVVP | CH0012005267 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952184 | Call | RUKVX | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952183 | Call | RUKVO | CH0012332372 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952182 | Call | RUKVH | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952181 | Call | RUKVD | CH0012332372 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952180 | Call | RUKVC | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952179 | Call | RUKVB | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952178 | Put | RUKPP | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952177 | Put | RUKPO | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952176 | Put | RUKPD | CH0012332372 | 17.09.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952175 | Put | RUKPB | CH0012332372 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952174 | Call | SLHYY | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952173 | Call | SLHVY | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952172 | Call | SLHVW | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952171 | Call | SLHVQ | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952170 | Call | SLHVO | CH0014852781 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952169 | Call | SLHVH | CH0014852781 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952168 | Put | SLHPV | CH0014852781 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952167 | Put | SLHPO | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952166 | Put | SLHPC | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952165 | Put | SLHPB | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952164 | Call | SLHGG | CH0014852781 | 16.04.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952156 | Call | SSMIJ | CH0009980894 | 19.03.2010 | Bank Vontobel AG |  |
| 10.02.2010 | 10952155 | Call | SSMIA | CH0009980894 | 19.03.2010 | Bank Vontobel AG |  |
| 08.02.2010 | 10992248 | Struct. Prod. | BCV031 | NL0000009082 | 08.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.02.2010 | 10911752 | Bond | BCM10 | 0.39% 10-12 | 03.02.2012 | Banque Fédérative du Crédit Mutuel |  |
| 05.02.2010 | 10899734 | Struct. Prod. | VUNES | CH0038863350 | 02.08.2010 | Vontobel Financial Products Ltd |  |
| 04.02.2010 | 10955102 | Struct. Prod. | VON1CO | ZZUNKNOWN006 | 28.01.2011 | Vontobel Financial Products Ltd |  |
| 04.02.2010 | 10955101 | Struct. Prod. | VON1CN | ZZUNKNOWN006 | 28.01.2011 | Vontobel Financial Products Ltd |  |
| 04.02.2010 | 10955100 | Struct. Prod. | VON1CM | ZZUNKNOWN006 | 28.01.2011 | Vontobel Financial Products Ltd |  |
| 03.02.2010 | 10953826 | Struct. Prod. | BCV029 | DE0007500001 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953825 | Struct. Prod. | BCV028 | CH0012214059 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953824 | Struct. Prod. | BCV027 | CH0012332372 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953823 | Struct. Prod. | BCV026 | CH0012268360 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953822 | Struct. Prod. | BCV025 | CH0010532478 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 03.02.2010 | 10953821 | Struct. Prod. | BCV024 | CH0012138605 | 03.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 02.02.2010 | 10899695 | Struct. Prod. | VCDDX | DE0008469008 | 25.01.2011 | Vontobel Financial Products Ltd |  |
| 02.02.2010 | 10894799 | Bond | WPL10 | 0.55% 10-13 | 30.01.2013 | Westpac Securities NZ Ltd, London Branch |  |
| 01.02.2010 | 10962693 | Struct. Prod. | BCV030 | ZZUNKNOWN006 | 01.02.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 29.01.2010 | 10961855 | Struct. Prod. | VCGET | CH0030170408 | 21.12.2010 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10899685 | Struct. Prod. | VCHOA | CH0012214059 | 26.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811706 | Struct. Prod. | VZZUF | CH0011075394 | 22.07.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811705 | Struct. Prod. | VTSMI | CH0009980894 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811702 | Struct. Prod. | VTZUN | CH0011075394 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811701 | Struct. Prod. | VTUBS | CH0024899483 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 29.01.2010 | 10811699 | Struct. Prod. | VTHLN | CH0012214059 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 28.01.2010 | 10922943 | Struct. Prod. | VON1CA | ZZUNKNOWN006 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 28.01.2010 | 10912623 | Struct. Prod. | VON1BT | ZZUNKNOWN006 | 21.01.2011 | Vontobel Financial Products Ltd |  |
| 27.01.2010 | 10920092 | Struct. Prod. | BCV019 | CH0011037469 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10920091 | Struct. Prod. | BCV018 | CH0012032048 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10920088 | Struct. Prod. | BCV015 | CH0025751329 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10920087 | Struct. Prod. | BCV014 | CH0012221716 | 27.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.01.2010 | 10912473 | Struct. Prod. | VON1BS | ZZUNKNOWN006 | 20.01.2012 | Vontobel Financial Products Ltd |  |
| 27.01.2010 | 10912472 | Struct. Prod. | VON1BR | ZZUNKNOWN006 | 20.01.2012 | Vontobel Financial Products Ltd |  |
| 27.01.2010 | 10901558 | Struct. Prod. | VUASA | ZZBASKETG706 | 18.01.2013 | Vontobel Financial Products Ltd |  |
| 26.01.2010 | 10923022 | Struct. Prod. | PCS50 | EU0009658145 | 27.05.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.01.2010 | 10899611 | Struct. Prod. | VZSIZ | CH0009980894 | 19.07.2011 | Vontobel Financial Products Ltd |  |
| 25.01.2010 | 10941054 | Struct. Prod. | BCV023 | DE000ENAG999 | 25.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941053 | Struct. Prod. | BCV022 | CH0011075394 | 25.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941052 | Struct. Prod. | PAFTE | FR0000133308 | 25.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941051 | Struct. Prod. | PRTOT | FR0000120271 | 25.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941050 | Struct. Prod. | PAEON | DE000ENAG999 | 25.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10941049 | Struct. Prod. | PANOV | CH0012005267 | 25.04.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.01.2010 | 10929054 | Struct. Prod. | VON1CG | ZZUNKNOWN006 | 19.01.2011 | Vontobel Financial Products Ltd |  |
| 22.01.2010 | 10916884 | Struct. Prod. | BCV013 | DE000ENAG999 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10941567 | Exotic Warrant | MDAXA | DE0008469008 | - | Bank Vontobel AG |  |
| 21.01.2010 | 10922768 | Struct. Prod. | BCV021 | ZZUNKNOWN006 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10909805 | Struct. Prod. | VON1BQ | ZZUNKNOWN006 | 17.01.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10903035 | Struct. Prod. | BCV010 | ZZUNKNOWN006 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10899604 | Struct. Prod. | VON1CF | US0378331005 | 17.01.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10899600 | Struct. Prod. | VUSSM | CH0009980894 | 17.01.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10899542 | Struct. Prod. | VON1BO | CH0011075394 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10899541 | Struct. Prod. | VON1BM | CH0024899483 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10896334 | Struct. Prod. | VON1AW | ZZUNKNOWN006 | 14.01.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10893356 | Struct. Prod. | BCV009 | FR0000121972 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893355 | Struct. Prod. | BCV008 | DE0005557508 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893354 | Struct. Prod. | BCV007 | CH0011075394 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893353 | Struct. Prod. | BCV006 | CH0024899483 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893352 | Struct. Prod. | BCV005 | CH0014852781 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10893351 | Struct. Prod. | BCV004 | CH0012255151 | 21.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.01.2010 | 10811748 | Struct. Prod. | VON1BL | CH0012332372 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811747 | Struct. Prod. | VON1BK | CH0012032048 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811746 | Struct. Prod. | VON1BI | CH0012005267 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811745 | Struct. Prod. | VON1BH | CH0038863350 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811744 | Struct. Prod. | VON1BF | CH0012214059 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811743 | Struct. Prod. | VON1BE | CH0012138530 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811742 | Struct. Prod. | VON1BJ | CH0045039655 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811741 | Struct. Prod. | VON1BG | CH0102484968 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811740 | Struct. Prod. | VON1BD | CH0012221716 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811736 | Struct. Prod. | VON1AP | GB0031411001 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811735 | Struct. Prod. | VON1AS | US4282361033 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811733 | Struct. Prod. | VON1AV | US7170811035 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811732 | Struct. Prod. | VON1AU | US6516391066 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 21.01.2010 | 10811730 | Struct. Prod. | VON1AQ | US0378331005 | 18.02.2011 | Vontobel Financial Products Ltd |  |
| 19.01.2010 | 10899583 | Struct. Prod. | VUSPC | US78378X1072 | 14.01.2011 | Vontobel Financial Products Ltd |  |
| 19.01.2010 | 10899579 | Struct. Prod. | VTZUZ | CH0011075394 | 14.05.2010 | Vontobel Financial Products Ltd |  |
| 18.01.2010 | 10913590 | Struct. Prod. | VON1BV | US5801351017 | 12.01.2011 | Vontobel Financial Products Ltd |  |
| 18.01.2010 | 10913368 | Struct. Prod. | BCV012 | US7170811035 | 18.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.01.2010 | 10913367 | Struct. Prod. | BCV020 | FR0000125486 | 18.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.01.2010 | 10899559 | Struct. Prod. | VON1BP | GB0031411001 | 11.01.2011 | Vontobel Financial Products Ltd |  |
| 18.01.2010 | 10879028 | Struct. Prod. | VZBAB | ZZUNKNOWN006 | 06.01.2014 | Vontobel Financial Products Ltd |  |
| 18.01.2010 | 10875332 | Struct. Prod. | VUSEB | ZZBASKETG706 | 12.01.2011 | Vontobel Financial Products Ltd |  |
| 15.01.2010 | 10911356 | Exotic Warrant | MEURU | EU0009652759 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911355 | Exotic Warrant | MEURS | EU0009652759 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911354 | Exotic Warrant | MEURT | EU0009652759 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911353 | Exotic Warrant | MUSDE | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911352 | Exotic Warrant | MUSDD | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911351 | Exotic Warrant | MUSDB | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10911350 | Exotic Warrant | MUSDA | XC0009652816 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10910876 | Exotic Warrant | MXTAQ | GB0031411001 | - | Bank Vontobel AG |  |
| 15.01.2010 | 10910875 | Exotic Warrant | MXTAP | GB0031411001 | - | Bank Vontobel AG |  |
| 14.01.2010 | 10898638 | Struct. Prod. | VZDSX | EU0009658145 | 01.07.2011 | Vontobel Financial Products Ltd |  |
| 14.01.2010 | 10811677 | Struct. Prod. | VZSPA | US78378X1072 | 08.07.2011 | Vontobel Financial Products Ltd |  |
| 14.01.2010 | 10811676 | Struct. Prod. | VZDJP | EU0009658145 | 08.07.2011 | Vontobel Financial Products Ltd |  |
| 14.01.2010 | 10811675 | Struct. Prod. | VZSMC | CH0009980894 | 08.07.2011 | Vontobel Financial Products Ltd |  |
| 13.01.2010 | 10892750 | Struct. Prod. | BCV003 | CH0038863350 | 13.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 12.01.2010 | 10905754 | Exotic Warrant | MDAAM | DE0008469008 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905753 | Exotic Warrant | MDAAL | DE0008469008 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905752 | Exotic Warrant | MDAXF | DE0008469008 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905749 | Exotic Warrant | MFSMN | CH0009980894 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905748 | Exotic Warrant | MFSMM | CH0009980894 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905747 | Exotic Warrant | MSMIN | CH0009980894 | - | Bank Vontobel AG |  |
| 12.01.2010 | 10905746 | Exotic Warrant | MSMIA | CH0009980894 | - | Bank Vontobel AG |  |
| 11.01.2010 | 10889839 | Call | IFXVA | DE0006231004 | 17.09.2010 | Bank Vontobel AG |  |
| 11.01.2010 | 10881004 | Struct. Prod. | BCV002 | CH0011075394 | 11.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.01.2010 | 10868802 | Struct. Prod. | VZDFD | ZZINDEXCH000 | - | Bank Vontobel AG |  |
| 08.01.2010 | 10811684 | Struct. Prod. | VTSLH | CH0014852781 | 05.07.2010 | Vontobel Financial Products Ltd |  |
| 07.01.2010 | 10849068 | Struct. Prod. | VZEAB | ZZBASKETCH05 | 13.12.2011 | Bank Vontobel AG |  |
| 04.01.2010 | 10870147 | Put | BSLPP | CH0011432447 | 17.12.2010 | Bank Vontobel AG |  |
| 04.01.2010 | 10811575 | Struct. Prod. | VTCSG | CH0012138530 | 29.06.2010 | Vontobel Financial Products Ltd |  |
| 30.12.2009 | 10811630 | Struct. Prod. | VUDJE | EU0009658145 | 23.06.2010 | Vontobel Financial Products Ltd |  |
| 29.12.2009 | 10855904 | Exotic Warrant | MSIEB | DE0007236101 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855903 | Exotic Warrant | MSIEA | DE0007236101 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855902 | Exotic Warrant | MSIES | DE0007236101 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855900 | Exotic Warrant | MSAPC | DE0007164600 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855899 | Exotic Warrant | MSAPB | DE0007164600 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855897 | Exotic Warrant | MIFXC | DE0006231004 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855896 | Exotic Warrant | MIFXB | DE0006231004 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855895 | Exotic Warrant | MIFXA | DE0006231004 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855890 | Exotic Warrant | MDTEQ | DE0005557508 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855889 | Exotic Warrant | MALVR | DE0008404005 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855888 | Exotic Warrant | MALVQ | DE0008404005 | - | Bank Vontobel AG |  |
| 29.12.2009 | 10855164 | Struct. Prod. | VON981 | ZZUNKNOWN006 | 22.06.2010 | Vontobel Financial Products Ltd |  |
| 29.12.2009 | 10854925 | Struct. Prod. | BCV91Z | FR0000120172 | 29.06.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.12.2009 | 10835605 | Struct. Prod. | BOONO | CH0012005267 | 08.04.2010 | Banque Cantonale Vaudoise |  |
| 21.12.2009 | 10785028 | Struct. Prod. | VZCHA | ZZBASKETCH05 | 14.12.2011 | Bank Vontobel AG |  |
| 21.12.2009 | 10474460 | Struct. Prod. | PUBAA | FR0000130577 | 30.11.2012 | Goldman Sachs International |  |
| 18.12.2009 | 10811574 | Struct. Prod. | VTUHR | CH0012255151 | 17.05.2010 | Vontobel Financial Products Ltd |  |
| 18.12.2009 | 10806800 | Struct. Prod. | BOXAU | ZZTROYGO0000 | 18.12.2010 | Banque Cantonale Vaudoise |  |
| 17.12.2009 | 10824112 | Struct. Prod. | VZSSH | ZZINDEXCH000 | 10.12.2014 | Bank Vontobel AG |  |
| 17.12.2009 | 10824111 | Struct. Prod. | VZSDL | ZZINDEXCH000 | 10.12.2014 | Bank Vontobel AG |  |
| 17.12.2009 | 10807311 | Struct. Prod. | VUWOF | ZZUNKNOWN006 | 10.12.2010 | Vontobel Financial Products Ltd |  |
| 17.12.2009 | 10797121 | Struct. Prod. | VZSGU | ZZUNKNOWN006 | - | Vontobel Financial Products Ltd |  |
| 17.12.2009 | 10782027 | Struct. Prod. | VZSGE | ZZUNKNOWN006 | - | Vontobel Financial Products Ltd |  |
| 17.12.2009 | 10778283 | Struct. Prod. | VZSGC | ZZUNKNOWN006 | - | Vontobel Financial Products Ltd |  |
| 17.12.2009 | 10724366 | Struct. Prod. | VREIT | ZZINDEXCH000 | - | Vontobel Financial Products Ltd |  |
| 17.12.2009 | 10688322 | Struct. Prod. | VZINT | ZZBASKETG706 | 13.12.2012 | Bank Vontobel AG |  |
| 16.12.2009 | 10647347 | Struct. Prod. | VCSMI | CH0009980894 | 01.12.2010 | Vontobel Financial Products Ltd |  |
| 11.12.2009 | 10819351 | Exotic Warrant | MUBSS | CH0024899483 | - | Bank Vontobel AG |  |
| 11.12.2009 | 10819350 | Exotic Warrant | MUBSR | CH0024899483 | - | Bank Vontobel AG |  |
| 11.12.2009 | 10819347 | Exotic Warrant | MUBSC | CH0024899483 | - | Bank Vontobel AG |  |
| 10.12.2009 | 10719659 | Struct. Prod. | SMATL | CH0010532478 | 03.12.2010 | Sal. Oppenheim jr. & Cie. KGaG, Köln |  |
| 09.12.2009 | 10802732 | Struct. Prod. | VZBBC | ZZUNKNOWN006 | 28.05.2014 | Vontobel Financial Products Ltd |  |
| 09.12.2009 | 10783119 | Struct. Prod. | BCV91Y | EU0009658145 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783118 | Struct. Prod. | BCV91X | CH0009980894 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783117 | Struct. Prod. | BCV91W | CH0012332372 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783116 | Struct. Prod. | BCV91V | CH0037851646 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10783115 | Struct. Prod. | BCV91U | CH0012142631 | 09.12.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.12.2009 | 10775802 | Struct. Prod. | VON934 | ZZUNKNOWN006 | 02.12.2011 | Vontobel Financial Products Ltd |  |
| 09.12.2009 | 10775801 | Struct. Prod. | VON933 | ZZUNKNOWN006 | 02.12.2011 | Vontobel Financial Products Ltd |  |
| 04.12.2009 | 10492016 | Struct. Prod. | VQSMC | CH0009980894 | 30.11.2015 | Vontobel Financial Products Ltd |  |
| 03.12.2009 | 10771429 | Struct. Prod. | VRUUS | EU0009652759 | 26.11.2010 | Vontobel Financial Products Ltd |  |
| 03.12.2009 | 10771428 | Struct. Prod. | VRUEU | EU0009652759 | 26.11.2010 | Vontobel Financial Products Ltd |  |
| 03.12.2009 | 10764977 | Struct. Prod. | BOZUR | CH0011075394 | 03.06.2010 | Banque Cantonale Vaudoise |  |
| 03.12.2009 | 10764975 | Struct. Prod. | BONOV | CH0012005267 | 03.06.2010 | Banque Cantonale Vaudoise |  |
| 03.12.2009 | 10764974 | Struct. Prod. | BNESN | CH0038863350 | 03.06.2010 | Banque Cantonale Vaudoise |  |
| 03.12.2009 | 10719654 | Struct. Prod. | SLATL | CH0010532478 | 04.06.2010 | Sal. Oppenheim jr. & Cie. KGaG, Köln |  |
| 02.12.2009 | 10791678 | Exotic Warrant | MGASA | XD0002745517 | - | Bank Vontobel AG |  |
| 02.12.2009 | 10559762 | Struct. Prod. | REVJL | ZZUNKNOWN006 | 26.11.2010 | Goldman Sachs International |  |
| 01.12.2009 | 10789391 | Exotic Warrant | MFSME | CH0009980894 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777549 | Exotic Warrant | MVONZ | CH0012335540 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777544 | Exotic Warrant | MHOLY | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777543 | Exotic Warrant | MHOLZ | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777542 | Exotic Warrant | MHOLC | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777541 | Exotic Warrant | MHOLB | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777540 | Exotic Warrant | MHOLA | CH0012214059 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777537 | Exotic Warrant | MCLNC | CH0012142631 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10777536 | Exotic Warrant | MCLNB | CH0012142631 | - | Bank Vontobel AG |  |
| 30.11.2009 | 10776802 | Struct. Prod. | BMROG | CH0012032048 | 28.05.2010 | Banque Cantonale Vaudoise |  |
| 30.11.2009 | 10681658 | Struct. Prod. | VUSMV | CH0009980894 | 23.11.2012 | Vontobel Financial Products Ltd |  |
| 30.11.2009 | 10681657 | Struct. Prod. | VUDJJ | EU0009658145 | 23.11.2012 | Vontobel Financial Products Ltd |  |
| 27.11.2009 | 10774820 | Exotic Warrant | MXAUS | XC0009655157 | - | Bank Vontobel AG |  |
| 27.11.2009 | 10774819 | Exotic Warrant | MXAUU | XC0009655157 | - | Bank Vontobel AG |  |
| 27.11.2009 | 10774818 | Exotic Warrant | MXAUX | XC0009655157 | - | Bank Vontobel AG |  |
| 27.11.2009 | 10774815 | Exotic Warrant | MXAUH | XC0009655157 | - | Bank Vontobel AG |  |
| 27.11.2009 | 10647299 | Struct. Prod. | VUSTX | EU0009658145 | 23.11.2011 | Vontobel Financial Products Ltd |  |
| 26.11.2009 | 10647289 | Struct. Prod. | VZSMB | CH0009980894 | 19.11.2010 | Vontobel Financial Products Ltd |  |
| 25.11.2009 | 10762146 | Exotic Warrant | MNOKC | FI0009000681 | - | Bank Vontobel AG |  |
| 25.11.2009 | 10647290 | Struct. Prod. | VTHOA | CH0012214059 | 22.11.2010 | Vontobel Financial Products Ltd |  |
| 25.11.2009 | 10559769 | Struct. Prod. | GSIJS | ZZUNKNOWN006 | 18.08.2010 | Goldman Sachs International |  |
| 24.11.2009 | 10765116 | Struct. Prod. | BCV91T | US71654V4086 | 24.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.11.2009 | 10647400 | Struct. Prod. | VCSLI | CH0014852781 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647399 | Struct. Prod. | VCZUR | CH0011075394 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647398 | Struct. Prod. | VCBAS | DE0005151005 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647397 | Struct. Prod. | VCSLN | CH0014852781 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647396 | Struct. Prod. | VCSLH | CH0014852781 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647395 | Struct. Prod. | VCSGS | CH0002497458 | 17.11.2010 | Bank Vontobel AG |  |
| 24.11.2009 | 10647394 | Struct. Prod. | VCABB | CH0012221716 | 17.11.2010 | Bank Vontobel AG |  |
| 23.11.2009 | 10719646 | Struct. Prod. | SAICS | CH0012138530 | 10.11.2010 | Sal. Oppenheim jr. & Cie. KGaG, Köln |  |
| 19.11.2009 | 10748445 | Struct. Prod. | BCV91S | FR0010220475 | 19.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.11.2009 | 10719640 | Struct. Prod. | SAHCS | CH0012138530 | 12.11.2010 | Sal. Oppenheim jr. & Cie. KGaG, Köln |  |
| 19.11.2009 | 10647390 | Struct. Prod. | VCSCM | CH0008742519 | 23.07.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10559734 | Struct. Prod. | REVIM | ZZUNKNOWN006 | 12.11.2010 | Goldman Sachs International |  |
| 19.11.2009 | 10520132 | Struct. Prod. | VCZUG | CH0011075394 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520131 | Struct. Prod. | VCUBG | CH0024899483 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520130 | Struct. Prod. | VCSYG | CH0011037469 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520129 | Struct. Prod. | VCRUG | CH0012332372 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520128 | Struct. Prod. | VCROG | CH0012032048 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520127 | Struct. Prod. | VCNEG | CH0038863350 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520126 | Struct. Prod. | VCCSG | CH0012138530 | 12.11.2010 | Bank Vontobel AG |  |
| 19.11.2009 | 10520125 | Struct. Prod. | VCABG | CH0012221716 | 12.11.2010 | Bank Vontobel AG |  |
| 18.11.2009 | 10746128 | Struct. Prod. | BCV91R | GB00B03MLX29 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10744305 | Struct. Prod. | BCV91Q | FR0000125007 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724333 | Struct. Prod. | BCV91P | ZZUNKNOWN006 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724332 | Struct. Prod. | BCV91N | US3696041033 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724331 | Struct. Prod. | BCV91M | DE0007236101 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724330 | Struct. Prod. | BCV91L | CH0011075394 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724329 | Struct. Prod. | BCV91K | CH0024899483 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10724328 | Struct. Prod. | BCV91J | CH0012255151 | 18.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 18.11.2009 | 10719766 | Struct. Prod. | VON9YZ | ZZUNKNOWN006 | 11.11.2011 | Vontobel Financial Products Ltd |  |
| 18.11.2009 | 10719765 | Struct. Prod. | VON9YY | ZZUNKNOWN006 | 11.11.2011 | Vontobel Financial Products Ltd |  |
| 18.11.2009 | 10520140 | Struct. Prod. | VCALH | DE0008404005 | 11.11.2010 | Bank Vontobel AG |  |
| 18.11.2009 | 10520139 | Struct. Prod. | VCNEI | CH0038863350 | 11.11.2010 | Bank Vontobel AG |  |
| 18.11.2009 | 10520138 | Struct. Prod. | VCZUH | CH0011075394 | 11.05.2010 | Bank Vontobel AG |  |
| 18.11.2009 | 10520137 | Struct. Prod. | VCNEH | CH0038863350 | 11.05.2010 | Bank Vontobel AG |  |
| 16.11.2009 | 10733300 | Struct. Prod. | VON9ZI | ZZUNKNOWN006 | 09.11.2012 | Vontobel Financial Products Ltd |  |
| 16.11.2009 | 10733299 | Struct. Prod. | VON9ZH | ZZUNKNOWN006 | 09.11.2012 | Vontobel Financial Products Ltd |  |
| 16.11.2009 | 10732523 | Struct. Prod. | VCRDS | GB00B03MLX29 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 12.11.2009 | 10700656 | Struct. Prod. | VFUSD | ZZINDEXCH000 | 05.11.2014 | Vontobel Financial Products Ltd |  |
| 12.11.2009 | 10687098 | Struct. Prod. | VFEUR | ZZINDEXCH000 | 05.11.2014 | Vontobel Financial Products Ltd |  |
| 12.11.2009 | 10687097 | Struct. Prod. | VFLIB | ZZLIBORCHF01 | 05.11.2014 | Vontobel Financial Products Ltd |  |
| 10.11.2009 | 10729437 | Exotic Warrant | MDAXC | DE0008469008 | - | Bank Vontobel AG |  |
| 10.11.2009 | 10720322 | Struct. Prod. | BCV91H | US4581401001 | 10.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.11.2009 | 10719718 | Struct. Prod. | BCV91G | CH0012221716 | 10.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 09.11.2009 | 10715011 | Struct. Prod. | BCV91F | CH0012032048 | 09.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10699586 | Struct. Prod. | VZPMT | ZZUNKNOWN006 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699585 | Struct. Prod. | VZPAL | ZZPALLADI004 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699584 | Struct. Prod. | VZPLA | ZZPLATIN0002 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699583 | Struct. Prod. | VZXAG | ZZTROYSI0004 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10699582 | Struct. Prod. | VZXAU | ZZTROYGO0000 | 30.10.2014 | Bank Vontobel AG |  |
| 06.11.2009 | 10687178 | Struct. Prod. | BCV91E | US0378331005 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10687177 | Struct. Prod. | BCV91D | FR0000120172 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10687176 | Struct. Prod. | BCV91C | CH0027752242 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10687174 | Struct. Prod. | BCV91A | CH0010532478 | 05.11.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.11.2009 | 10614342 | Struct. Prod. | RLBCF | ZZUNKNOWN006 | 23.10.2014 | Rabobank Nederland |  |
| 05.11.2009 | 10694892 | Struct. Prod. | VTHOL | CH0012214059 | 29.10.2010 | Bank Vontobel AG |  |
| 05.11.2009 | 10692213 | Struct. Prod. | VTUBX | CH0024899483 | 30.07.2010 | Bank Vontobel AG |  |
| 05.11.2009 | 10661808 | Struct. Prod. | VPINT | ZZBASKETG706 | 30.10.2012 | Vontobel Financial Products Ltd |  |
| 05.11.2009 | 10647124 | Struct. Prod. | VUSPI | US78378X1072 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 05.11.2009 | 10647123 | Struct. Prod. | VUDJT | EU0009658145 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 05.11.2009 | 10647122 | Struct. Prod. | VUSMO | CH0009980894 | 29.10.2010 | Vontobel Financial Products Ltd |  |
| 05.11.2009 | 10559726 | Struct. Prod. | REVIH | ZZUNKNOWN006 | 29.10.2010 | Goldman Sachs International |  |
| 05.11.2009 | 10559723 | Struct. Prod. | REVID | ZZUNKNOWN006 | 29.10.2010 | Goldman Sachs International |  |
| 30.10.2009 | 10663848 | Struct. Prod. | VZBBZ | ZZUNKNOWN006 | 20.08.2013 | Vontobel Financial Products Ltd |  |
| 29.10.2009 | 10688699 | Call | SANVQ | FR0000120578 | 17.09.2010 | Bank Vontobel AG |  |
| 29.10.2009 | 10688696 | Call | SANVN | FR0000120578 | 19.03.2010 | Bank Vontobel AG |  |
| 29.10.2009 | 10688652 | Put | EADPP | NL0000235190 | 19.03.2010 | Bank Vontobel AG |  |
| 29.10.2009 | 10520097 | Struct. Prod. | VCGEB | CH0030170408 | 23.07.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686274 | Call | ORBB | FR0000120321 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686273 | Call | MCVL | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686272 | Call | MCVK | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686271 | Put | MCPD | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686270 | Put | MCPC | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686269 | Call | MCII | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686268 | Call | MCHH | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686267 | Call | MCGG | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686266 | Call | MCFF | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686265 | Call | MCEE | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686264 | Call | MCDD | FR0000121014 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686263 | Call | GSZVZ | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686262 | Call | GSZVU | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686261 | Call | GSZVS | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686260 | Call | GSZVR | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686259 | Call | GSZVQ | FR0010208488 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686225 | Put | CSPU | FR0000120628 | 19.03.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686224 | Put | CSPO | FR0000120628 | 18.06.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686223 | Put | CSPA | FR0000120628 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686222 | Call | CSKK | FR0000120628 | 17.09.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686209 | Put | BNPPV | FR0000131104 | 19.03.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10686208 | Put | BNPPO | FR0000131104 | 18.06.2010 | Bank Vontobel AG |  |
| 28.10.2009 | 10685275 | Struct. Prod. | BCV90Z | CH0012138530 | 24.06.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 28.10.2009 | 10674917 | Struct. Prod. | BCV90Y | ZZUNKNOWN006 | 28.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 27.10.2009 | 10681262 | Struct. Prod. | VZSIX | CH0009980894 | 20.05.2011 | Vontobel Financial Products Ltd |  |
| 26.10.2009 | 10681000 | Struct. Prod. | PSSMI | CH0009980894 | 21.10.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 23.10.2009 | 10621414 | Struct. Prod. | VZBIV | ZZBASKETG706 | 18.10.2011 | Bank Vontobel AG |  |
| 22.10.2009 | 10559711 | Struct. Prod. | REVHR | ZZUNKNOWN006 | 15.10.2010 | Goldman Sachs International |  |
| 22.10.2009 | 10559709 | Struct. Prod. | REVHO | ZZUNKNOWN006 | 15.10.2010 | Goldman Sachs International |  |
| 21.10.2009 | 10647538 | Struct. Prod. | BCV90W | ZZUNKNOWN006 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647537 | Struct. Prod. | BCV90V | CA73755L1076 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647536 | Struct. Prod. | BCV90U | DE0005108401 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647535 | Struct. Prod. | BCV90T | CH0012332372 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647534 | Struct. Prod. | BCV90S | CH0012032048 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647533 | Struct. Prod. | BCV90R | CH0038863350 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.10.2009 | 10647532 | Struct. Prod. | BCV90Q | CH0012221716 | 21.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 20.10.2009 | 10667820 | Struct. Prod. | BCV90X | CH0025751329 | 20.04.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 15.10.2009 | 10520088 | Struct. Prod. | VTSON | CH0012549785 | 11.10.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644106 | Call | NASCV | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644099 | Call | NASCU | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644098 | Call | NASCT | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644097 | Call | NASCS | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644096 | Call | NASCR | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644095 | Call | NASCQ | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644094 | Call | NASCP | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644093 | Put | NASCO | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644092 | Put | NASCN | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644088 | Put | NASCJ | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644087 | Call | NASCI | US6311011026 | 17.12.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644067 | Put | NASBN | US6311011026 | 17.09.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644040 | Call | NASAL | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644039 | Put | NASAK | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644038 | Call | NASAJ | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644037 | Put | NASAI | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644036 | Call | NASAH | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644035 | Put | NASAG | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644033 | Put | NASE | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 12.10.2009 | 10644030 | Put | NASA | US6311011026 | 19.03.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640707 | Call | USDSB | XC0009652816 | 17.12.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640700 | Call | USDSA | XC0009652816 | 17.12.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640671 | Put | USDVY | ZZZUSDCHF006 | 24.09.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640670 | Put | USDVZ | ZZZUSDCHF006 | 24.09.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640669 | Put | USDVX | ZZZUSDCHF006 | 24.09.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640662 | Call | USDDZ | XC0009652816 | 26.03.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640661 | Call | USDDY | XC0009652816 | 26.03.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640660 | Call | USDDX | XC0009652816 | 26.03.2010 | Bank Vontobel AG |  |
| 09.10.2009 | 10640659 | Call | USDDW | XC0009652816 | 26.03.2010 | Bank Vontobel AG |  |
| 08.10.2009 | 10634621 | Struct. Prod. | BCV90P | ZZUNKNOWN006 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10625447 | Struct. Prod. | BCV90N | ZZUNKNOWN006 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602479 | Struct. Prod. | BCV90K | LU0323134006 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602478 | Struct. Prod. | BCV90J | CH0011037469 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602477 | Struct. Prod. | BCV90I | CH0012138530 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10602476 | Struct. Prod. | BCV90H | CH0012410517 | 08.10.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.10.2009 | 10469454 | Struct. Prod. | REVHE | ZZUNKNOWN006 | 01.10.2010 | Goldman Sachs International |  |
| 07.10.2009 | 10633257 | Exotic Warrant | MZURX | CH0011075394 | - | Bank Vontobel AG |  |
| 07.10.2009 | 10633255 | Exotic Warrant | MPPHX | CH0027752242 | - | Bank Vontobel AG |  |
| 07.10.2009 | 10633253 | Exotic Warrant | MNESB | CH0038863350 | - | Bank Vontobel AG |  |
| 07.10.2009 | 10633252 | Exotic Warrant | MBALQ | CH0012410517 | - | Bank Vontobel AG |  |
| 05.10.2009 | 10627488 | Exotic Warrant | MSYSK | US87162M4096 | - | Bank Vontobel AG |  |
| 05.10.2009 | 10627487 | Exotic Warrant | MROGH | CH0012032048 | - | Bank Vontobel AG |  |
| 05.10.2009 | 10627485 | Exotic Warrant | MROGK | CH0012032048 | - | Bank Vontobel AG |  |
| 01.10.2009 | 10608871 | Struct. Prod. | BCV90M | CH0012138530 | 30.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 01.10.2009 | 10567773 | Struct. Prod. | VZGIE | ZZCMDTYDE006 | - | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10567772 | Struct. Prod. | VZGIU | ZZCMDTYDE006 | - | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10463714 | Struct. Prod. | VZSLD | CH0014852781 | 23.09.2011 | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10463713 | Struct. Prod. | VZNOD | CH0012005267 | 23.09.2011 | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10463712 | Struct. Prod. | VZZUD | CH0011075394 | 23.09.2011 | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10463711 | Struct. Prod. | VZCGD | CH0012138530 | 23.09.2011 | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10463710 | Struct. Prod. | VZNED | CH0038863350 | 23.09.2011 | Vontobel Financial Products Ltd |  |
| 01.10.2009 | 10463709 | Struct. Prod. | VZABD | CH0012221716 | 23.09.2011 | Vontobel Financial Products Ltd |  |
| 30.09.2009 | 10469441 | Struct. Prod. | REVGT | US58933Y1055 | 23.09.2010 | Goldman Sachs International |  |
| 30.09.2009 | 10469435 | Struct. Prod. | REVGN | CH0024899483 | 23.09.2010 | Goldman Sachs International |  |
| 29.09.2009 | 10574614 | Struct. Prod. | VUSDJ | EU0009658145 | 21.09.2012 | Vontobel Financial Products Ltd |  |
| 28.09.2009 | 10594606 | Struct. Prod. | VZCOM | ZZBASKETG706 | 21.09.2011 | Bank Vontobel AG |  |
| 28.09.2009 | 10585465 | Struct. Prod. | VZIDU | ZZBASKETCH05 | 21.09.2011 | Bank Vontobel AG |  |
| 28.09.2009 | 10585464 | Struct. Prod. | VZREG | ZZBASKETG706 | 21.09.2011 | Bank Vontobel AG |  |
| 28.09.2009 | 10585461 | Struct. Prod. | VZBBX | ZZBASKETG706 | 21.02.2013 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10577744 | Struct. Prod. | PPSTX | EU0009658145 | 26.09.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547704 | Struct. Prod. | BCV90E | ZZUNKNOWN006 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547703 | Struct. Prod. | BCV90D | ZZUNKNOWN006 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547702 | Struct. Prod. | BCV90C | CH0024899483 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547701 | Struct. Prod. | BCV90B | CH0014852781 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547700 | Struct. Prod. | BCV90A | CH0025751329 | 24.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 24.09.2009 | 10547043 | Struct. Prod. | VUSGO | XC0009655157 | 16.09.2011 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10543034 | Struct. Prod. | VZBBN | ZZUNKNOWN006 | 26.02.2013 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10534077 | Struct. Prod. | VBCHB | ZZBASKETG706 | 17.09.2014 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10463673 | Struct. Prod. | VCRWE | DE0007037129 | 15.10.2010 | Vontobel Financial Products Ltd |  |
| 24.09.2009 | 10280722 | Struct. Prod. | SAFUB | CH0024899483 | 17.09.2010 | Sal. Oppenheim jr. & Cie. KGaG, Köln |  |
| 24.09.2009 | 10280720 | Struct. Prod. | SAGCS | CH0012138530 | 17.09.2010 | Sal. Oppenheim jr. & Cie. KGaG, Köln |  |
| 23.09.2009 | 10579507 | Struct. Prod. | BCV90G | CH0027752242 | 23.03.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 23.09.2009 | 10541032 | Struct. Prod. | VZBBA | ZZUNKNOWN006 | 18.03.2013 | Vontobel Financial Products Ltd |  |
| 22.09.2009 | 10572810 | Struct. Prod. | BMUBS | CH0024899483 | 22.03.2010 | Banque Cantonale Vaudoise |  |
| 22.09.2009 | 10561691 | Struct. Prod. | BCV90F | EU0009658145 | 22.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 21.09.2009 | 10571400 | Struct. Prod. | BMNES | CH0038863350 | 21.06.2010 | Banque Cantonale Vaudoise |  |
| 21.09.2009 | 10520056 | Struct. Prod. | VTNON | CH0012005267 | 16.03.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311107 | Struct. Prod. | VCSMB | CH0009980894 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311106 | Struct. Prod. | VCZUB | CH0011075394 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311105 | Struct. Prod. | VCUBB | CH0024899483 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311104 | Struct. Prod. | VCSRB | CH0012332372 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311103 | Struct. Prod. | VCSLB | CH0014852781 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311101 | Struct. Prod. | VCNEB | CH0038863350 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311100 | Struct. Prod. | VCLOB | CH0013841017 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311099 | Struct. Prod. | VCHOB | CH0012214059 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311098 | Struct. Prod. | VCCSB | CH0012138530 | 10.09.2010 | Bank Vontobel AG |  |
| 17.09.2009 | 10311097 | Struct. Prod. | VCABE | CH0012221716 | 10.09.2010 | Bank Vontobel AG |  |
| 14.09.2009 | 10537004 | Struct. Prod. | BCV999 | CH0011075394 | 14.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 14.09.2009 | 10527702 | Struct. Prod. | VZSMS | CH0009980894 | 09.09.2013 | Vontobel Financial Products Ltd |  |
| 10.09.2009 | 10507955 | Struct. Prod. | VZSVG | ZZBASKETCH05 | 01.09.2011 | Bank Vontobel AG |  |
| 10.09.2009 | 10469368 | Struct. Prod. | CMDTY | ZZBASKETG706 | 03.09.2012 | Goldman Sachs International |  |
| 09.09.2009 | 10526321 | Struct. Prod. | VZGBQ | ZZUNKNOWN006 | 19.08.2014 | Vontobel Financial Products Ltd |  |
| 07.09.2009 | 10509099 | Struct. Prod. | BOUBS | CH0024899483 | 07.06.2010 | Banque Cantonale Vaudoise |  |
| 07.09.2009 | 10489777 | Struct. Prod. | BCV997 | ZZUNKNOWN006 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489776 | Struct. Prod. | BCV996 | CH0011075394 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489775 | Struct. Prod. | BCV995 | CH0038863350 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489774 | Struct. Prod. | BCV994 | CH0012142631 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489773 | Struct. Prod. | BCV993 | CH0045039655 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10489772 | Struct. Prod. | BCV992 | ZZBASKETCH05 | 07.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.09.2009 | 10386314 | Struct. Prod. | RZEUY | ZZINDEXCH000 | 04.09.2012 | Vontobel Financial Products Ltd |  |
| 07.09.2009 | 10386313 | Struct. Prod. | RZCHY | ZZLIBORCHF01 | 04.09.2012 | Vontobel Financial Products Ltd |  |
| 04.09.2009 | 10411965 | Struct. Prod. | VMDXX | ZZINDEXCH000 | 31.08.2012 | Vontobel Financial Products Ltd |  |
| 03.09.2009 | 10512174 | Struct. Prod. | VXICH | ZZINDEXCH000 | - | Vontobel Financial Products Ltd |  |
| 03.09.2009 | 10512173 | Struct. Prod. | VXIEU | ZZINDEXCH000 | - | Vontobel Financial Products Ltd |  |
| 03.09.2009 | 10508838 | Struct. Prod. | VCACT | CH0010532478 | 27.08.2010 | Bank Vontobel AG |  |
| 03.09.2009 | 10501405 | Struct. Prod. | BONES | CH0038863350 | 03.06.2010 | Banque Cantonale Vaudoise |  |
| 03.09.2009 | 10465186 | Struct. Prod. | VCSOO | CH0012549785 | 12.05.2010 | Bank Vontobel AG |  |
| 03.09.2009 | 10214995 | Struct. Prod. | FLGBD | ZZINDEXCH000 | 27.08.2014 | Goldman Sachs International |  |
| 03.09.2009 | 10214993 | Struct. Prod. | FLEUB | ZZINDEXCH000 | 27.08.2014 | Goldman Sachs International |  |
| 02.09.2009 | 10484892 | Struct. Prod. | TWSPA | US78378X1072 | 26.08.2011 | Vontobel Financial Products Ltd |  |
| 02.09.2009 | 10484891 | Struct. Prod. | TWDJA | EU0009658145 | 26.08.2011 | Vontobel Financial Products Ltd |  |
| 02.09.2009 | 10484890 | Struct. Prod. | TWSMA | CH0009980894 | 26.08.2011 | Vontobel Financial Products Ltd |  |
| 26.08.2009 | 10486384 | Struct. Prod. | BCV991 | CH0024638196 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462171 | Struct. Prod. | BCV990 | ZZUNKNOWN006 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462170 | Struct. Prod. | BCV989 | FR0000121972 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462169 | Struct. Prod. | BCV988 | CH0011037469 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462168 | Struct. Prod. | BCV987 | CH0014852781 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462167 | Struct. Prod. | BCV986 | CH0012255151 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 26.08.2009 | 10462166 | Struct. Prod. | BCV985 | CH0012221716 | 26.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 20.08.2009 | 10311044 | Struct. Prod. | VZNEA | CH0038863350 | 13.08.2010 | Bank Vontobel AG |  |
| 19.08.2009 | 10438347 | Struct. Prod. | PREAD | CH0012138605 | 20.08.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438346 | Struct. Prod. | BCV982 | CH0012332372 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438345 | Struct. Prod. | BCV981 | CH0012032048 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438344 | Struct. Prod. | BCV980 | CH0038863350 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10438343 | Struct. Prod. | BCV979 | CH0012138530 | 19.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.08.2009 | 10311051 | Struct. Prod. | VTNEA | CH0038863350 | 14.05.2010 | Bank Vontobel AG |  |
| 13.08.2009 | 10451671 | Struct. Prod. | BCV984 | CH0012138605 | 13.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 13.08.2009 | 10446002 | Struct. Prod. | VZNOA | CH0012005267 | 06.05.2011 | Vontobel Financial Products Ltd |  |
| 13.08.2009 | 10411962 | Struct. Prod. | VTBAL | CH0012410517 | 06.08.2010 | Bank Vontobel AG |  |
| 13.08.2009 | 10214980 | Struct. Prod. | REVFZ | ZZUNKNOWN006 | 06.08.2010 | Goldman Sachs International |  |
| 12.08.2009 | 10449401 | Struct. Prod. | BCV983 | FR0000125007 | 12.08.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 11.08.2009 | 10435730 | Struct. Prod. | VCSON | CH0012549785 | 04.08.2010 | Bank Vontobel AG |  |
| 11.08.2009 | 10386265 | Struct. Prod. | VCNOV | CH0012005267 | 04.08.2010 | Bank Vontobel AG |  |
| 11.08.2009 | 10216024 | Struct. Prod. | NACHF | ZZINDEXCH000 | - | Goldman Sachs International |  |
| 11.08.2009 | 10216020 | Struct. Prod. | BRQEU | ZZBRNTOILEU9 | - | Goldman Sachs International |  |
| 11.08.2009 | 10216019 | Struct. Prod. | BRQCH | ZZBRNTOILEU9 | - | Goldman Sachs International |  |
| 07.08.2009 | 10373187 | Struct. Prod. | VBCHG | ZZBASKETG706 | 31.07.2013 | Vontobel Financial Products Ltd |  |
| 07.08.2009 | 10373186 | Struct. Prod. | VBEUG | ZZBASKETG706 | 31.07.2013 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10424049 | Struct. Prod. | BCV978 | CH0012221716 | 06.05.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 06.08.2009 | 10391591 | Struct. Prod. | VZSWL | CH0014852781 | 29.07.2011 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10390465 | Struct. Prod. | VZZUI | CH0011075394 | 29.07.2011 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10390464 | Struct. Prod. | VZHLC | CH0012214059 | 29.07.2011 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10390463 | Struct. Prod. | VZNOS | CH0012005267 | 29.07.2011 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10384538 | Struct. Prod. | VZSMX | CH0009980894 | 29.07.2011 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10384537 | Struct. Prod. | VZDJO | EU0009658145 | 29.07.2011 | Vontobel Financial Products Ltd |  |
| 06.08.2009 | 10372411 | Struct. Prod. | VZBBY | ZZBASKETG706 | 29.05.2013 | Vontobel Financial Products Ltd |  |
| 04.08.2009 | 10414295 | Struct. Prod. | BCV977 | FR0000131104 | 05.05.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 04.08.2009 | 10214974 | Struct. Prod. | REVEF | ZZUNKNOWN006 | 28.07.2010 | Goldman Sachs International |  |
| 28.07.2009 | 10394656 | Call | ADEBE | CH0012138605 | 18.06.2010 | Bank Vontobel AG |  |
| 28.07.2009 | 10394654 | Call | ABBVZ | CH0012221716 | 17.06.2011 | Bank Vontobel AG |  |
| 24.07.2009 | 10359273 | Struct. Prod. | VZSOR | ZZBASKETG706 | 18.07.2011 | Bank Vontobel AG |  |
| 23.07.2009 | 10354877 | Struct. Prod. | BCV975 | ZZUNKNOWN006 | 23.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 22.07.2009 | 10354876 | Struct. Prod. | BCV974 | CH0012255151 | 22.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 22.07.2009 | 10354875 | Struct. Prod. | BCV973 | CH0012332372 | 22.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 22.07.2009 | 10354874 | Struct. Prod. | BCV972 | CH0012005267 | 22.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 17.07.2009 | 10362715 | Struct. Prod. | PRSTA | EU0009658145 | 17.01.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 10.07.2009 | 10339892 | Call | MCVY | FR0000121014 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339891 | Call | MCVX | FR0000121014 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339890 | Call | MCVW | FR0000121014 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339889 | Call | MCVT | FR0000121014 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339888 | Put | MCVP | FR0000121014 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339887 | Call | MCVO | FR0000121014 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339886 | Call | MCVI | FR0000121014 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339885 | Call | MCVH | FR0000121014 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339884 | Call | MCVE | FR0000121014 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339883 | Put | MCPP | FR0000121014 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339875 | Call | CSVY | FR0000120628 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339874 | Call | CSVX | FR0000120628 | 18.06.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339873 | Call | CSVW | FR0000120628 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339872 | Call | CSVT | FR0000120628 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339871 | Put | CSVP | FR0000120628 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339870 | Call | CSVO | FR0000120628 | 19.03.2010 | Bank Vontobel AG |  |
| 10.07.2009 | 10339820 | Put | DANPA | FR0000120644 | 18.06.2010 | Bank Vontobel AG |  |
| 08.07.2009 | 10307938 | Struct. Prod. | BCV970 | CH0011075394 | 08.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2009 | 10307937 | Struct. Prod. | BCV969 | CH0012032048 | 08.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2009 | 10307936 | Struct. Prod. | BCV968 | CH0012005267 | 08.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2009 | 10307935 | Struct. Prod. | BCV967 | CH0025751329 | 08.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2009 | 10307934 | Struct. Prod. | BCV966 | CH0012138605 | 08.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.07.2009 | 10307933 | Struct. Prod. | BCV965 | CH0012221716 | 08.07.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 07.07.2009 | 10313865 | Struct. Prod. | VZBBR | ZZUNKNOWN006 | 08.02.2012 | Bank Vontobel AG |  |
| 06.07.2009 | 10286593 | Struct. Prod. | VBESB | ZZUNKNOWN006 | 28.06.2012 | Vontobel Financial Products Ltd |  |
| 06.07.2009 | 10216008 | Struct. Prod. | OILQC | ZZCRUDOILUS6 | - | Goldman Sachs International |  |
| 25.06.2009 | 10291433 | Struct. Prod. | BCV964 | CH0011037469 | 25.06.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 25.06.2009 | 10271628 | Struct. Prod. | TWSMI | CH0009980894 | 17.06.2011 | Vontobel Financial Products Ltd |  |
| 23.06.2009 | 10241180 | Struct. Prod. | VZBCA | ZZUNKNOWN006 | 06.06.2012 | Vontobel Financial Products Ltd |  |
| 22.06.2009 | 10269216 | Struct. Prod. | SWEUR | ZZUNKNOWN006 | 22.06.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 19.06.2009 | 10259400 | Struct. Prod. | VZBBV | ZZBASKETG706 | 11.01.2013 | Vontobel Financial Products Ltd |  |
| 17.06.2009 | 10271631 | Struct. Prod. | VCATL | CH0010532478 | 11.03.2010 | Bank Vontobel AG |  |
| 17.06.2009 | 10238340 | Struct. Prod. | VZBBQ | ZZUNKNOWN006 | 12.03.2012 | Vontobel Financial Products Ltd |  |
| 15.06.2009 | 10265951 | Put | NIKVW | XC0009692440 | 09.06.2010 | Bank Vontobel AG |  |
| 12.06.2009 | 10264996 | Call | ABBSG | CH0012221716 | 17.12.2010 | Bank Vontobel AG |  |
| 12.06.2009 | 10263035 | Put | SMIBH | CH0009980894 | 19.03.2010 | Bank Vontobel AG |  |
| 12.06.2009 | 10241183 | Struct. Prod. | VZIND | ZZBASKETG706 | 07.06.2011 | Bank Vontobel AG |  |
| 12.06.2009 | 10240180 | Struct. Prod. | PANES | CH0038863350 | 12.06.2012 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.06.2009 | 10248480 | Struct. Prod. | BCV956 | CH0025751329 | 08.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 08.06.2009 | 10226928 | Struct. Prod. | PRSTX | EU0009658145 | 03.06.2011 | Banque Cantonale Vaudoise, Guernsey |  |
| 05.06.2009 | 10246034 | Struct. Prod. | VZAGO | ZZBASKETG706 | 28.05.2012 | Bank Vontobel AG |  |
| 05.06.2009 | 10181898 | Struct. Prod. | VZINS | ZZBASKETG706 | 27.05.2010 | Bank Vontobel AG |  |
| 29.05.2009 | 10189176 | Struct. Prod. | VZBBP | ZZUNKNOWN006 | 21.01.2014 | Vontobel Financial Products Ltd |  |
| 25.05.2009 | 10207992 | Struct. Prod. | VZERB | ZZBASKETG706 | 18.05.2011 | Vontobel Financial Products Ltd |  |
| 22.05.2009 | 10172340 | Struct. Prod. | VZRNG | ZZBASKETG706 | 12.05.2010 | Bank Vontobel AG |  |
| 22.05.2009 | 10126397 | Struct. Prod. | VZAIN | ZZBASKETG706 | 12.05.2011 | Bank Vontobel AG |  |
| 22.05.2009 | 10126396 | Struct. Prod. | VZGIN | ZZBASKETG706 | 12.05.2011 | Bank Vontobel AG |  |
| 15.05.2009 | 10140823 | Struct. Prod. | VZOIU | ZZBASKETG706 | - | Vontobel Financial Products Ltd |  |
| 15.05.2009 | 10140822 | Struct. Prod. | VZOIE | ZZCRUDOILUS6 | - | Bank Vontobel AG |  |
| 15.05.2009 | 10140821 | Struct. Prod. | VZOIC | ZZBASKETG706 | - | Vontobel Financial Products Ltd |  |
| 14.05.2009 | 10121611 | Struct. Prod. | RLBCN | ZZUNKNOWN006 | 14.05.2014 | Rabobank Nederland |  |
| 13.05.2009 | 10123481 | Struct. Prod. | VZBBT | ZZUNKNOWN006 | 20.01.2012 | Vontobel Financial Products Ltd |  |
| 08.05.2009 | 10164105 | Struct. Prod. | VZDSI | CH0009980894 | 04.05.2011 | Vontobel Financial Products Ltd |  |
| 07.05.2009 | 10138132 | Struct. Prod. | VTNOA | CH0012005267 | 29.04.2010 | Bank Vontobel AG |  |
| 04.05.2009 | 10056217 | Struct. Prod. | VQDJB | EU0009658145 | 28.04.2014 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10056216 | Struct. Prod. | VQDJA | EU0009658145 | 27.04.2012 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10056215 | Struct. Prod. | VQSMB | CH0009980894 | 28.04.2014 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10056214 | Struct. Prod. | VQSMA | CH0009980894 | 27.04.2012 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10051641 | Struct. Prod. | VBKEU | ZZBASKETG706 | 25.04.2014 | Vontobel Financial Products Ltd |  |
| 04.05.2009 | 10051640 | Struct. Prod. | VBKCH | ZZBASKETG706 | 25.04.2014 | Vontobel Financial Products Ltd |  |
| 07.04.2009 | 10087938 | Struct. Prod. | VZDDJ | EU0009658145 | 01.10.2010 | Vontobel Financial Products Ltd |  |
| 31.03.2009 | 10047405 | Struct. Prod. | VZSWC | ZZBASKETCH05 | 24.03.2011 | Bank Vontobel AG |  |
| 26.03.2009 | 3883026 | Struct. Prod. | VBHEA | ZZUNKNOWN006 | 20.03.2014 | Vontobel Financial Products Ltd |  |
| 25.03.2009 | 4694077 | Struct. Prod. | VZBCH | ZZUNKNOWN006 | 01.03.2012 | Vontobel Financial Products Ltd |  |
| 24.03.2009 | 10050072 | Struct. Prod. | PRAZU | CH0011075394 | 23.09.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 23.03.2009 | 10047657 | Struct. Prod. | BCV928 | FR0000120321 | 23.03.2010 | Banque Cantonale Vaudoise, Guernsey |  |
| 20.03.2009 | 4572371 | Struct. Prod. | CYDNC | ZZINDEXCH000 | 13.03.2012 | RBS N.V. London |  |
| 18.03.2009 | 10015416 | Struct. Prod. | VZBBS | ZZUNKNOWN006 | 03.01.2013 | Vontobel Financial Products Ltd |  |
| 12.03.2009 | 2464366 | Struct. Prod. | VBCHT | ZZUNKNOWN006 | 05.03.2013 | Vontobel Financial Products Ltd |  |
| 05.03.2009 | 4736005 | Struct. Prod. | VZDSP | US78378X1072 | 27.08.2010 | Vontobel Financial Products Ltd |  |
| 19.02.2009 | 4998883 | Struct. Prod. | VZMDT | ZZBASKETCH05 | 11.02.2011 | Bank Vontobel AG |  |
| 19.02.2009 | 2173539 | Struct. Prod. | VZSVS | ZZBASKETCH05 | 10.12.2010 | Bank Vontobel AG |  |
| 17.02.2009 | 3264226 | Struct. Prod. | VZBNA | ZZUNKNOWN006 | 01.11.2011 | Vontobel Financial Products Ltd |  |
| 17.02.2009 | 3257104 | Struct. Prod. | VZBAA | ZZUNKNOWN006 | 13.01.2012 | Vontobel Financial Products Ltd |  |
| 10.02.2009 | 1002845 | Struct. Prod. | VZBBL | ZZUNKNOWN006 | 11.11.2011 | Vontobel Financial Products Ltd |  |
| 10.02.2009 | 1002836 | Struct. Prod. | VZBBK | ZZUNKNOWN006 | 29.08.2012 | Vontobel Financial Products Ltd |  |
| 09.02.2009 | 4996646 | Struct. Prod. | VZGNA | ZZBASKETG706 | 03.02.2011 | Bank Vontobel AG |  |
| 09.02.2009 | 4996645 | Struct. Prod. | VZPHR | ZZBASKETG706 | 03.02.2011 | Bank Vontobel AG |  |
| 03.02.2009 | 1050428 | Struct. Prod. | VXNZD | ZZUNKNOWN006 | - | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4952137 | Struct. Prod. | VUSSX | CH0009980894 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4952136 | Struct. Prod. | VUDDX | EU0009658145 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4919608 | Struct. Prod. | VQSMM | CH0009980894 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 30.01.2009 | 4919606 | Struct. Prod. | VQDJX | EU0009658145 | 26.01.2012 | Vontobel Financial Products Ltd |  |
| 29.01.2009 | 4951166 | Struct. Prod. | VUSHE | ZZEURCHF0005 | 23.07.2010 | Vontobel Financial Products Ltd |  |
| 19.12.2008 | 4911235 | Struct. Prod. | SNSS | ZZUNKNOWN006 | 15.12.2010 | Société Générale Acceptance N.V. |  |
| 09.12.2008 | 4692326 | Struct. Prod. | RZEUX | ZZBASKETG706 | 03.12.2013 | Vontobel Financial Products Ltd |  |
| 09.12.2008 | 4692323 | Struct. Prod. | RZCHX | ZZBASKETG706 | 03.12.2013 | Vontobel Financial Products Ltd |  |
| 28.11.2008 | 4813816 | Struct. Prod. | SPXC | US78378X1072 | 07.11.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4501601 | Struct. Prod. | SNSSF | ZZINDEXCH000 | 29.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4501581 | Struct. Prod. | SNSSE | ZZINDEXCH000 | 29.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4501579 | Struct. Prod. | SNSSD | ZZINDEXCH000 | 29.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4444136 | Struct. Prod. | SNSSC | ZZINDEXCH000 | 15.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4444130 | Struct. Prod. | SNSSB | ZZINDEXCH000 | 15.08.2011 | Société Générale Acceptance N.V. |  |
| 20.11.2008 | 4443998 | Struct. Prod. | SNSSA | ZZINDEXCH000 | 15.08.2011 | Société Générale Acceptance N.V. |  |
| 10.11.2008 | 4497678 | Struct. Prod. | NSSSK | ZZINDEXCH000 | 12.08.2010 | Société Générale Acceptance N.V. |  |
| 03.11.2008 | 4497679 | Struct. Prod. | NSSSL | ZZINDEXCH000 | 12.08.2010 | Société Générale Acceptance N.V. |  |
| 21.10.2008 | 4628255 | Struct. Prod. | RBSMI | CH0009980894 | 16.10.2011 | Rabobank Nederland |  |
| 10.10.2008 | 4333282 | Struct. Prod. | DWS0J7 | ZZINDEXCH000 | 07.10.2015 | DWS GO SA |  |
| 29.09.2008 | 4557641 | Struct. Prod. | SNSSK | ZZINDEXCH000 | 19.09.2011 | Société Générale Acceptance N.V. |  |
| 26.09.2008 | 4328861 | Struct. Prod. | RASMI | CH0009980894 | 17.09.2010 | Rabobank Nederland |  |
| 02.09.2008 | 4501301 | Struct. Prod. | MCBCA | ZZUNKNOWN006 | 12.08.2010 | Société Générale Acceptance N.V. |  |
| 28.07.2008 | 4410754 | Struct. Prod. | BCSMJ | CH0009980894 | 16.07.2010 | Société Générale Acceptance N.V. |  |
| 16.05.2008 | 3992245 | Struct. Prod. | LLBDJ | ZZINDEXCH000 | 09.11.2010 | Société Générale Acceptance N.V. |  |
| 21.10.2005 | 2143406 | Struct. Prod. | BEKBU | ZZUNKNOWN006 | 05.10.2012 | Goldman Sachs International |  |