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Surveillance & Enforcement

Number Description Publication Online Version Download
05/2011 Use of trader ID in the exchange system via the Capacity Trading Interface (CTI) 27.10.2011
02/2011 FINMA Circular 2008/38 "Market conduct rules" - reporting to the Exchange 01.07.2011-
07/2010 Correct reporting of on-exchange, off-order-book trades 23.07.2010
06/2010 Audit of SIX Swiss Exchange / Scoach Switzerland participants for calendar year 2010 16.07.2010