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SIX Exchange Regulation Communiqués

New rules or rule changes, individual decisions, explanations and fundamental changes in practice with regard to individual provisions are published in the form of Regulatory Board and SIX Exchange Regulation Communiqués.

The possibility exists to register oneself to the "Service for SIX Exchange Regulation Communiqués" free of charge, in order to get informed forthwith of the publication of new SIX Exchange Regulation Communiqués.

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NumberDescriptionEntry into forcePublicationOnline VersionDownload
05/2011Use of trader ID in the exchange system via the Capacity Trading Interface (CTI) 27.10.201127.10.2011
04/2011 2011 Annual Financial Statements - Areas of Focus
Updated Findings on IFRS Financial Statements
-29.09.2011
03/2011Main points of focus for the review of annual reports for 2011 and 2011/2012 with regard to compliance with the Directive on Information relating to Corporate Governance -23.08.2011
02/2011FINMA Circular 2008/38 "Market conduct rules" - reporting to the Exchange -01.07.2011-
01/2011Area of focus for the review of 2011 semi-annual financial statements -24.05.2011
09/2010 Areas of focus for the review of 2010 annual financial statements
Updated IFRS Circular
-17.09.2010
08/2010Main points of focus for the review of annual reports for 2010 and 2010/2011 with regard to compliance with the Directive on Information relating to Corporate Governance -17.08.2010
07/2010Correct reporting of on-exchange, off-order-book trades -23.07.2010
06/2010Audit of SIX Swiss Exchange / Scoach Switzerland participants for calendar year 2010 -16.07.2010
05/2010 Directive on the Form of Securities (DFS)
Specification of the wording of Art. 15 para. 2 (precautions with regard to the printing of individual securities certificates)
-01.07.2010
04/2010Multi-currency trading for exchange traded funds and exchange traded structured funds 01.06.201028.05.2010
03/2010 Shortening the deadline for submitting listing applications for exchange traded funds in accordance with Article 4 of the Directive on the Procedures for Equity Securities
Change of practice
01.06.201028.05.2010
02/2010Areas of focus for the review of 2010 semi-annual financial statements -28.05.2010
01/2010 Daily adjustments of barriers and exercise prices for dynamic derivatives
Change of practice
-27.01.2010
05/2009 Areas of focus for the review of 2009 annual financial statements
Updated IFRS Circular
-30.09.2009
04/2009Main points of focus for the review of annual reports for 2009 and 2009/2010 with regard to compliance with the Directive on Information relating to Corporate Governance. -11.08.2009
03/20092009 Participant Audit -23.07.2009
02/2009New SIX Exchange Regulation website -01.07.2009
01/2009Areas of focus for the review of 2009 semi-annual financial statements -29.05.2009