Entry into force of two new provisions in the Listing Rules
01.09.2008
14.07.2008
-
06/2008
Listing of derivatives whose underlying instruments have not been approved by the SFBC for public distribution in Switzerland
-
30.05.2008
-
01/2008
Disclosure of shareholdings for issuers whose shares are listed in the «EU-compatible» segment of SWX / Abrogation without replacement of Art. 28 para. 1 AR EU
01.03.2008
01.02.2008
-
12/2007
Directive on the Presentation of a Complex Financial History in the Listing Prospectus (DCFH)
01.01.2008
15.11.2007
-
11/2007
Partial revision of the List of Charges
New charges for equity securities in the SWX "EU-Compatible" Segment
01.12.2007
01.11.2007
-
05/2007
Restructuring of the SMI ® / Trading in shares included in the new SLI Swiss Leader Index ® (SLI ® ) on virt-x
24.09.2007
20.08.2007
-
04/2007
Listing of dynamic certificates with discretionary management (Actively Managed Certificates)
-
26.06.2007
-
03/2007
Recognition of equivalence by the Financial Services Authority (FSA) with regard to the rules governing the SWX "EU-Compatible" Segment
-
15.06.2007
-
02/2007
- Recognition of equivalence by the Financial Services Authority (FSA)
- Entry into force of the rules and regulations for the SWX "EU-Compatible" Segment
20.01.2007
19.01.2007
-
01/2007
Additional Rules for the Listing of Global Depositary Receipts ("AR GDR")
15.02.2007
19.01.2007
-
17/2006
Amendments to the rules and regulations for the SIX Swiss Exchange "EU-Compatible" Segment in
the context of the EU Transparency Directive
20.01.2007
21.12.2006
-
16/2006
Amendment of the Additional Rules for the Listing on the SIX Swiss Exchange "EU-Compatible" Segment
and the Directive on the Procedure for the Listing on the SIX Swiss Exchange "EU-Compatible" Segment
20.01.2007
21.12.2006
-
15/2006
Adaptation of rules in view of the 1 January 2007 entry into force of the Federal Act on Collective
Investment Schemes (CISA)
01.01.2007
19.12.2006
-
14/2006
Admission Board Circular No. 1 on Reporting Obligations regarding the Maintenance of Listing (Arts. 64-75 LR)
01.01.2007
19.12.2006
-
13/2006
Abrogation of Art. 17 in fine of the Additional Rules for the Listing of Bonds
01.01.2007
14.12.2006
-
12/2006
Amendment of the Directive on Applicable Law and Place of Jurisdiction for Debt Securities and the
Directive on Guarantee Commitments
01.01.2007
14.12.2006
-
11/2006
Revision of the Directive on Requirements for Financial Reporting (DFR)
01.01.2007
04.12.2006
-
10/2006
Areas of focus in the review of the annual reports for 2006 and interim financial reports for 2007
-
20.11.2006
-
09/2006
Update of Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)
-
20.11.2006
-
08/2006
New SWX Swiss Exchange Rules of Procedure (RP)
01.01.2007
20.11.2006
-
07/2006
Allocation of trading in all derivatives from the SWX Swiss Exchange to Alex Exchange Switzerland Ltd.
01.01.2007
13.11.2006
-
06/2006
Main focus for the review of the annual reports for 2006 and 2006/2007 in terms of
compliance with the Directive on Information relating to Corporate Governance
-
25.09.2006
-
04/2006
Changes to the Directive on Information Relating to Corporate Governance (DCG)
01.01.2007
28.07.2006
-
02/2006
Increase of the number of trading currencies for debt securities at the SWX Swiss Exchange
-
12.01.2006
-
13/2005
Areas of focus in the review of 2005 (or 2005/2006) annual reports
-
21.11.2005
-
12/2005
Update of the Admission Board Circular No. 6 concerning International
Financial Reporting Standards (IFRS)
-
21.11.2005
-
11/2005
Partial revision of the List of Charges. New charges for equity securities
on the SIX Swiss Exchange "EU-Compatible" Segment
01.11.2005
18.10.2005
-
10/2005
Partial revision of the Rules for the Admission of International Bonds to Trading on
the SWX Swiss Exchange
01.08.2005
02.08.2005
-
08/2005
Additional trading currencies for debt securities on the SWX Swiss Exchange
04.07.2005
04.07.2005
-
07/2005
Rules for the Listing on the SIX Swiss Exchange "EU-Compatible" Segment
01.07.2005
15.06.2005
-
06/2005
Rules for the admission of equity securities to trading in the SWX Swiss Exchange - Sponsored Segment
01.07.2005
06.06.2005
-
05/2005
Partial revision of the List of Charges
New fee structure for derivatives
01.07.2005
17.05.2005
-
03/2005
Addition to the directive on financial reporting requirements
Recognition of further accounting standards
21.03.2005
18.04.2005
-
02/2005
Management transactions: New Art. 74a and Art. 81 point 7 LR New Directive
on the disclosure of management transactions
01.07.2005
07.03.2005
-
01/2005
Ad hoc Publicity: Revision of Art. 72 LR
01.07.2005
10.01.2005
-
15/2004
Duty of the Issuer to Provide Information:
Emendation of Art. 4 LR; Repeal of Art. 74 LR; Adjustement of Art. 81 LR
01.01.2005
06.12.2004
-
14/2004
Future areas of focus in the review of 2004 (or 2004/2005) annual reports
-
22.11.2004
-
13/2004
Update of the Admission Board Circular No. 6 concerning International Financial
Reporting Standards (IFRS)
-
22.11.2004
-
12/2004
Partial revision of the List of Charges
New charges for bonds
01.02.2005
15.11.2004
-
11/2004
Additional Rules for the Listing of Bonds (new)
Directive on Applicable Law and Place of Jurisdiction for Debt Securities (total revision)
Directive on Guarantee Commitments (partial revision)
Admission Board Circular No. 10 on First listing of bonds previously listed abroad (new)
Listing of bonds denominated in foreign currencies
01.02.2005
15.11.2004
-
10/2004
Electronic publication of notices for all debt securities
Revised Admission Board Circular No. 8 on the listing of standard warrants, dated
10 February 2003
New Admission Board Circular No. 9 on the electronic publication of listing
notices and subsequent publications for debt securities, dated 16 August 2004
Formal abrogation of Admission Board Communiqué No. 16/2003 of 13 October 2003
on expanded possibilities for electronic publication of notices
-
30.08.2004
-
06/2004
New helpdesk numbers for the Admission Division
-
29.03.2004
-
05/2004
Directive on Requirements for Financial Reporting
01.01.2005
22.03.2004
-
04/2004
Partial revision of the Listing Rules and the Additional Rules for Listing in the Segment SIX Swiss Exchange Local Caps:
Repeal of the Additional Rules for Listing on the SWX New Market
Issue of the Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)
Amendment of the Directive on Lock-up Obligations (Lock-up Agreements)
Repeal of the Directive on Market Making in the SWX New Market
01.04.2004
08.03.2004
-
02/2004
Admission Board Circular No. 1 - Reporting obligations regarding the maintenance of listing
01.02.2004
19.01.2004
-
23/2003
Admission Division: Organisation and contacts
-
22.12.2003
-
22/2003
Future areas of focus re review of 2003 annual reports
-
15.12.2003
-
21/2003
Update of the Admission Board Circular No. 6 concerning International Financial
Reporting Standards (IFRS)
-
01.02.2003
-
20/2003
Directive on Lodging a Listing Application
01.01.2004
24.11.2003
-
19/2003
Additional obligations for issuers of derivatives with path-dependent structures.
(Replaces Admission Board Communiqué No. 17/2000 of 18 December 2000)
-
24.11.2003
-
18/2003
New List of Charges
01.01.2004
24.11.2003
-
17/2003
Foreign-currency and multi-currency trading in the investment company and real estate
company segments
(This Communiqué replaces Admission Board Communiqués No. 7/2000 of 22 May
2000 and No. 10/2001 of 9 July 2001, which no longer apply.)
-
10.11.2003
-
16/2003
Standard warrants:
Expanded possibilities for electronic publication of notices
10.11.2003
13.10.2003
-
13/2003
Derivatives with a short term to expiry:
Provisional admission to trading and listing. Clarification of practice
-
18.08.2003
-
11/2003
Changed procedure: New forms for the provisional admission to trading of bonds and structured bonds.
01.08.2003
23.06.2003
-
09/2003
New deadlines for publishing and submitting annual and interim financial reports.
01.01.2005
16.06.2003
-
08/2003
Guarantee of confidentiality during ongoing listing procedure
-
30.05.2003
-
07/2003
Directive on Debt Securities Subject to Foreign Law:
Broadening of exemption parameters
-
26.05.2003
-
06/2003
Reporting obligation regarding the amount of outstanding warrants:
Amendment of the reporting obligations regarding the maintenance of listing
pursuant to Admission Board Circular No. 1
-
24.03.2003
-
05/2003
Partial revision of the List of Charges: New fee structure for derivatives.
-
24.05.2003
-
04/2003
Directive on the Listing of Standard Warrants: Scheme E and Scheme F in the Annex to
the Listing Rules. Admission Board Circular No. 8 on the Listing of Standard Warrants.
-
10.02.2003
-
03/2003
Partial revision of the Listing Rules
-
10.02.2003
-
02/2003
IFRS or US GAAP for main trading segment of SWX
01.01.2005
10.02.2003
-
01/2003
Admission procedure for separate trading lines
(Admission Board Circular No. 7)
-
01.02.2003
-
17/2002
Amendment of the Internal Regulations of the Admission Board
-
19.12.2002
-
16/2002
Charges in connection with the listing of investment funds (Exchange Traded Funds, ETFs) on SWX Swiss Exchange
-
19.12.2002
-
15/2002
Directive on the publication of additional financial figures in the listing prospectus
-
19.12.2002
-
14/2002
Rules for trading in delisted bonds at the SWX Swiss Exchange
-
19.12.2002
-
13/2002
Practice with regard to enforcement of financial reporting regulations
01.01.2003
25.11.2002
-
12/2002
Application of accounting standards in interim financial reports
01.01.2003
25.11.2002
-
10/2002
Changed procedure: New forms for the provisional admission to trading of derivatives
-
16.09.2002
-
09/2002
Recognition of: Stock Exchanges of Berlin, Bremen, Düsseldorf, Hamburg, Hannover, Bayerische
Börse and Baden-Württemberg as primary exchanges pursuant to the Rules for the Admission of
International Bonds to Trading on the SWX Swiss Exchange
-
17.06.2002
-
08/2002
Directive on Information Relating to Corporate Governance (Corporate Governance Directive, DCG)
-
17.06.2002
-
07/2002
Additional Rules for the Listing of Investment Funds:
Admission Board Circular No. 5 concerning reporting obligations regarding the
maintenance of listing of investment funds.
-
03.06.2002
-
06/2002
Specification of practice pertaining to guarantee commitments:
Alternative place of jurisdiction for bonds within the framework of an issuance
programme subject to foreign law
-
13.05.2002
-
05/2002
Admission Board Circular No. 4 on reporting obligations of issuers with secondary listings
-
13.05.2002
-
03/2002
Trading of derivative products in GBP on the SWX Swiss Exchange
-
11.03.2002
-
01/2002
Treatment of start-up costs, costs incurred in connection with a capital increase
and organisation costs under IAS 38 as well as disclosure of related party transactions
for investment companies
-
18.02.2002
-
15/2001
Directive on the Listing of Foreign Companies
01.11.2001
03.09.2001
-
14/2001
Charges in connection with the listing of Exchange Traded Funds (ETFs) on the SWX Swiss Exchange
-
16.07.2001
-
13/2001
Trading in derivative products in JPY on the SWX Swiss Exchange
-
16.07.2001
-
12/2001
Listing of open-end certificates
-
16.07.2001
-
10/2001
Multi-currency trading in the Investment Companies segment
-
09.07.2001
-
09/2001
Additional Rules for the Listing of Real Estate Companies: List of issuers
-
14.05.2001
-
08/2001
Key issues and cases in 2000 of the panel of experts for financial reporting issues
-
14.05.2001
-
07/2001
Rules for the Admission of International Bonds to Trading on the SWX Swiss Exchange
(formerly: Rules for Admission of Eurobonds to Trading on the Swiss
Exchange SWX ("Eurobond rules")
01.05.2001
02.04.2001
-
06/2001
Additional Rules for the Listing of Real-Estate Companies
01.05.2001
02.04.2001
-
05/2001
New edition of the "Admission of Securities" manual
Partial revision of the Listing Rules of 24 January 1996 / Supplementary adjustment in
the line with the Prospectus Directive of the European Union
-
22.01.2001
-
21/2000
FER 16 - Clarity with regard to contribution-based employee benefits and the capitalisation of surpluses
-
18.12.2000
-
20/2000
Recognition of foreign accounting standards pursuant to Art. 70 of the Listing Rules
-
18.12.2000
-
18/2000
Certification by the auditing bodies pursuant to Art. 71 of the Listing Rules
-
18.12.2000
-
17/2000
Knock-out options / Additional formal undertakings on the part of issuers in the
context of the listing procedure
-
18.12.2000
-
16/2000
Directive on market making in SWX New Market
01.02.2001
18.12.2000
-
15/2000
Directvie on lock-up obligations ("lock-up agreements")
01.02.2001
18.12.2000
-
14/2000
List of charges relating to the Listing Rules / Directive for the delisting of securities
-
18.12.2000
-
13/2000
Sanctions against SIP, société genevoise d'instruments de physique, Satigny
-
30.10.2000
-
12/2000
Formal recognition of the Stock Exchanges of Helsinki, Lisbon, Stockholm and Vienna as
primary exchanges for the trading of Eurobonds at the SWX
-
23.10.2000
-
11/2000
New supplementary rules for the listing on the segment SIX Swiss Exchange Local Caps (formerly Secondary Market)
-
23.10.2000
-
10/2000
Re-depositing of Swiss certificates of US and Canadian shares (registered in the name
of SNOC Swiss Nominee Company) as of 30 September 2000
-
28.08.2000
-
08/2000
Change in practice pertaining to listing of issues governed by foreign law
-
24.07.2000
-
07/2000
Foreign-currency-based trading in the investment company segment
-
22.05.2000
-
06/2000
Partial Revision of the Listing Rules, Directive for the Listing of Derivatives, Directive
for the Enforcement of Financial Reporting Regulations and the Registration of Auditing Bodies
-
15.05.2000
-
04/2000
Listing of derivatives subject to foreign law (issue programme)
-
15.02.2000
-
03/2000
Listing of bonds denominated in US dollars or euros
-
15.02.2000
-
02/2000
Enforcement of the accounting provisions as laid down in Art. 64 ff. of the Listing Rules
-
24.01.2000
-
01/2000
Trading in derivative products in USD and EUR on the SWX Swiss Exchange
-
17.01.2000
-
11/1999
Listing of "Certificates" on the SWX Swiss Exchange
-
20.12.1999
-
09/1999
Issuers Division - Organisation and Contact Personnel
-
22.11.1999
-
08/1999
SWX New Market - Practice regarding contents of listing prospectus and publication of
quaterly reports
-
22.11.1999
-
07/1999
Partial Revision on the Listing Rules of 24 January 1996
-
11.10.1999
-
06/1999
Soliciting Members' comments; Partial revision of the SWX Listing Rules of 24 January 1996
-
06.08.1999
-
05/1999
AEX-Effectenbeurs and Bourse de Paris as Primary Exchanges for Trading Eurobonds at SWX
-
24.06.1999
-
04/1999
Members of the Admission Board
-
14.06.1999
-
03/1999
Frankfurter Wertpapierbörse as a Primary Exchange for Trading Eurobonds at SWX
-
09.02.1999
-
02/1999
Confirmation of Practice Regarding the Listing of Securities Subject to Foreign Law
-
09.02.1999
-
01/1999
Listing of "Debut Tranches" Issued under EMTN Programmes on the SWX