Surveillance & Enforcement monitors trading on SIX Swiss Exchange and SIX Structured Products Exchange Ltd. Participants are under obligation to comply with the rules and regulations of the exchange in question.

Trading Rules

The trading rules are laid down in particular in the Rule Book and in the Directives of SIX Swiss Exchange as well as in the Rule Book and in the Directives of SIX Structured Products Exchange Ltd (see Participants).

In addition, FINMA Circular 2008/38 on rules of market behaviour must also be observed in this context.

Trader registration

Under the Rule Book of SIX Swiss Exchange and the General Conditions of SIX Structured Products Exchange Ltd, trading participants must ensure that all persons who have access to the exchange system are registered with SIX Swiss Exchange. Details are set out in SIX Swiss Exchange Directive 1: Admission of Participants.

Information on the trader examination and on trader registration can be found on the SIX Swiss Exchange website.