Surveillance & Enforcement monitors trading on SIX Swiss Exchange and SIX Structured Products Exchange Ltd.
Participants are under obligation to comply with the rules and regulations of the exchange in question.
The trading rules are laid down in particular in the Rule Book and in the Directives of SIX Swiss Exchange
as well as in the Rule Book and in the Directives of SIX Structured Products Exchange Ltd (see
Under the Rule Book of SIX Swiss Exchange and the General Conditions of SIX Structured Products Exchange Ltd, trading participants must
ensure that all persons who have access to the exchange system are registered with SIX Swiss Exchange. Details are
set out in SIX Swiss ExchangeDirective 1: Admission of Participants.