SIX Exchange Regulation Communiqués regarding the area of "Paticipants":
Number
Description
Publication
Online Version
Download
05/2011
Use of trader ID in the exchange system via the Capacity Trading Interface (CTI)
27.10.2011
02/2011
FINMA Circular 2008/38 "Market conduct rules" - reporting to the Exchange
01.07.2011
-
Financial Reporting
Latest developments in the area of financial reporting:
Key focal points of enforcement activities
Number
Description
Publication
Online Version
Download
04/2011
2011 Annual Financial Statements - Areas of Focus Updated Findings on IFRS Financial Statements
29.09.2011
Publications
Title
Download
Article from the "Schweizer Treuhänder" No 8/2011: Ende eines Sonderfalls an der SIX Swiss Exchange
(in german only)
Article from the "Schweizer Treuhänder" No 3/2011: IFRS - INCOMPREHENSIBLE FINANCIAL REPORTING
STANDARDS? (in german only)
Updated IFRS Circular
Abbr.
Description
Status
Online Version
Download
CIR2
Circular No. 2 - International Financial Reporting Standards (IFRS)
29.09.2011
Disclosure of Management Transactions
On 1 April 2011 the following revised regulations will come into force:
Abbr.
Description
Entry into force
Online Version
Download
LR
Listing Rules (Art. 56 Disclosure of management transactions)
01.04.2011
DMT
Directive on Disclosure of Management Transactions
01.04.2011
Regulatory Board Communiqué
Number
Description
Publication
Entry into force
Online Version
Download
07/2010
Amendment to Art. 56 Listing Rules (LR) and the Directive on Disclosure of Management
Transactions (DMT) Explanations relating to "Pre-trading Plans"
24.11.2010
01.04.2011
Corporate Governance
Number
Description
Publication
Online Version
Download
03/2011
Main points of focus for the review of annual reports for 2011 and 2011/2012 with regard to
compliance with the Directive on Information relating to Corporate Governance
