Find out about investigative and sanction proceedings that SIX Swiss Exchange may conduct if an
issuer, participant or trader infringes its rules and regulations.
Gain an overview of the means of legal redress that are open to issuers and participants
wishing to contest decisions made by SIX Exchange Regulation or the Sanction Commission.
The Sanction Commission, the independent Appeals Board and the Board of Arbitration constitute
the judicial bodies in proceedings against issuers, participants and traders.
SIX Swiss Exchange publishes agreements and sanction decisions in summary form in media releases. You will
find an overview of published media releases here.
Sanction decisions that have become legally enforceable are published in full by the Sanction
Commission, but in anonymised form. An overview of published sanction decisions can be found here.
