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Proceedings

There are standard Rules of Procedure governing investigations and sanctions which apply in the case of breaches of the Listing Rules and Additional Rules respectively the Rule Book of SIX Swiss Exchange and of Scoach Switzerland by issuers, participants and traders.

The monitoring of compliance with the rules and regulations, as well as the initiation of any related proceedings, is the task of SIX Exchange Regulation.

Abbr.DescriptionOnline VersionDownload
RPRules of Procedure
RUFRegulations on the Use of Fines

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