Sanction Decisions

Most recent Sanction Decisions	Surveillance & Enforcement	Sanction Commission

Sanction Decisions of Surveillance & Enforcement in its function as sanctioning body

Calendar year	Trader
	Reprimand	Suspension	Revocation
2009	-	-	-
2008	1	1	-
2007	-	-	-
2006	-	-	-
2005	2	1	-
2004	1	-	-
2003	7	-	-
2002	6	-	-

In principle, only those decisions pertaining to new regulatory issues are published. The repeated publication of essentially similar matters is at the discretion of SIX Exchange Regulation.

2008

Decision of	Description	Sanction	Download
03.11.2008	Year-end price manipulation	Suspension
24.04.2008	Year-end price manipulation	Reprimand

2005

Decision of	Description	Sanction	Download
08.11.2005	Unfair trading practices	Reprimand, Suspension
06.05.2005	Year-end price manipulation	Reprimand

2004

Decision of	Description	Sanction	Download
31.03.2004	Year-end price manipulation	Reprimand

2003

Decision of	Description	Sanction	Download
07.05.2003	Nostro-nostro cross trades	Reprimand ( from 6 different participant firms )
25.04.2003	Snake-trading	Reprimand

2002

Decision of	Description	Sanction	Download
15.07.2002	Nostro-nostro cross trades	Reprimand ( from 4 different participant firms )