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Regular Reporting Obligations

SIX Exchange Regulation and the Sanction Commission may impose sanctions against issuers for violations of the Listing Rules and in particular in the event of non-compliance with the reporting requirement pursuant to Arts. 59 ff Listing Rules.

The Sanction Commission and SIX Exchange Regulation publish decisions resp. sanction notices that have acquired legal force in anonymised form. The publication will generally be made available in full text.

The following list shows the name of the sanctioned company, the publication date of the media release and the judical body that imposed the sanction. Media releases older than three years will not be listed anymore.

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DateSanctions in connection with Reporting requirementBodyDownload
21.12.2011Mindset Holding AGSER
07.04.2011Global Natural Resources Holding AGSER
18.02.2011Leclanché SASER
24.09.2010Sulzer LtdSC
04.03.2010Lonza Group AGSC
27.05.2009Eastern Property Holdings LimitedSC

Legend:
SC = Sanction Commission
SER = SIX Exchange Regulation
AD = Admission Division (replaced by SIX Exchange Regulation)