The Sanction Commission publishes sanction decisions that have acquired legal force after 1 January 2007.
SIX Exchange Regulation publishes sanction notices that have acquired legal force after 1 January 2007.
The sanction notice will generally be made available in full in anonymised form.
Before 1 January 2007, sanctions have been imposed by the Disciplinary Commission or the Executive
Committee of the Admission Board. The following list shows the name of the sanctioned company, the
publication date of the media release and the judical body that imposed the sanction. Media releases
older than three years will not be listed anymore.
Date
Sanctions in connection with Financial Reporting
Body
Download
07.01.2010
Global Natural Resources Holding Ltd.
SC
29.09.2009
Swissmetal Holding AG
SER
04.09.2009
CI Com SA
SC
26.05.2009
OTI Energy Ltd
SC
14.05.2009
Global Natural Resources Holding Ltd.
SC
12.05.2009
Lenzerheide Bergbahnen AG
SER
27.11.2008
Orascom Development Holding Ltd
AD
23.10.2008
Adval Tech Holding AG
AD
12.06.2008
Bossard Holding AG
AD
06.03.2008
BKW FMB Energie AG
17.01.2008
Ypsomed Holding AG
12.12.2007
Industrieholding Cham AG
AD
Legend:
SC = Sanction Commission
SER = SIX Exchange Regulation
AB = Committee of the Admission Board
DC = Disciplinary Commission (replaced by Sanction Commission)
AD = Admission Division (replaced by SIX Exchange Regulation)
