Rules of Procedure
Table of contents
Object and executive bodies
Object
Object
Executive bodies
Executive bodies
Object and executive bodies
General principles
Recusal
Recusal
Language
Language
Conduct of proceedings
Conduct of proceedings
Deadlines
Setting of deadlines
Setting of deadlines
Deadline calculation
Deadline calculation
Keeping of deadlines
Keeping of deadlines
Deadlines
Statute of limitations
Statute of limitations
Register of sanctions
Register of sanctions
Destruction of records of proceedings
Destruction of records of proceedings
Secret consultation
Secret consultation
Costs
Costs
Agreements
Agreements
General principles
Investigation
General principles
General principles
Surveillance & Enforcement proceedings
Surveillance & Enforcement proceedings
Listing & Enforcement proceedings
Listing & Enforcement proceedings
Conclusion of the investigation
Conclusion of the investigation
Sanction notice
Sanction notice
Investigation
Sanction comission proceedings
Commencement of proceedings
Commencement of proceedings
New facts
New facts
Proceedings
Proceedings
Decision
Decision
Costs
Costs
Additional regulatory authority held by the Sanction Commission
Additional regulatory authority held by the Sanction Commission
Sanction comission proceedings
Means of legal redress
General principles
General principles
Sanction notices by investigative bodies
Sanction notices by investigative bodies
Decisions by the Sanction Commission
Decisions by the Sanction Commission
Means of legal redress
Information for the general public
Information issued by Surveillance & Enforcement
Information issued by Surveillance & Enforcement
Information issued by Listing & Enforcement
Information issued by Listing & Enforcement
Information issued by the Sanction Commission
Information issued by the Sanction Commission
Information for the general public
Concluding provisions
Entry into force
Entry into force
Transitional provision
Transitional provision
Revision
Revision
Concluding provisions
Rules of Procedure
(Rules of Procedure, RP)
Dated 21 April 2010
Table of contents
1 Object and executive bodies
1.1 Object
1.2 Executive bodies
2 General principles
2.1 Recusal
2.2 Language
2.3 Conduct of proceedings
2.4 Deadlines
2.4.1 Setting of deadlines
2.4.2 Deadline calculation
2.4.3 Keeping of deadlines
2.5 Statute of limitations
2.6 Register of sanctions
2.7 Destruction of records of proceedings
2.8 Secret consultation
2.9 Costs
2.10 Agreements
3 Investigation
3.1 General principles
3.2 Surveillance & Enforcement proceedings
3.3 Listing & Enforcement proceedings
3.4 Conclusion of the investigation
3.5 Sanction notice
4 Sanction comission proceedings
4.1 Commencement of proceedings
4.2 New facts
4.3 Proceedings
4.4 Decision
4.5 Costs
4.6 Additional regulatory authority held by the Sanction Commission
5 Means of legal redress
5.1 General principles
5.2 Sanction notices by investigative bodies
5.3 Decisions by the Sanction Commission
6 Information for the general public
6.1 Information issued by Surveillance & Enforcement
6.2 Information issued by Listing & Enforcement
6.3 Information issued by the Sanction Commission
7 Concluding provisions
7.1 Entry into force
7.2 Transitional provision
7.3 Revision
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