Rules of Procedure
(Rules of Procedure, RP)

Table of contents

• 1 Object and executive bodies
• 1.1 Object
• 1.2 Executive bodies
• 2 General principles
• 2.1 Recusal
• 2.2 Language
• 2.3 Conduct of proceedings
• 2.4 Deadlines
• 2.4.1 Setting of deadlines
• 2.4.2 Deadline calculation
• 2.4.3 Keeping of deadlines
• 2.5 Statute of limitations
• 2.6 Register of sanctions
• 2.7 Destruction of records of proceedings
• 2.8 Secret consultation
• 2.9 Costs
• 2.10 Agreements
• 3 Investigation
• 3.1 General principles
• 3.2 Surveillance & Enforcement proceedings
• 3.3 Listing & Enforcement proceedings
• 3.4 Conclusion of the investigation
• 3.5 Sanction notice
• 4 Sanction comission proceedings
• 4.1 Commencement of proceedings
• 4.2 New facts
• 4.3 Proceedings
• 4.4 Decision
• 4.5 Costs
• 4.6 Additional regulatory authority held by the Sanction Commission
• 5 Means of legal redress
• 5.1 General principles
• 5.2 Sanction notices by investigative bodies
• 5.3 Decisions by the Sanction Commission
• 6 Information for the general public
• 6.1 Information issued by Surveillance & Enforcement
• 6.2 Information issued by Listing & Enforcement
• 6.3 Information issued by the Sanction Commission
• 7 Concluding provisions
• 7.1 Entry into force
• 7.2 Transitional provision
• 7.3 Revision