Rules of Procedure
 

6.2 Information issued by Listing & Enforcement

1 The public will not be informed of whether or not Listing & Enforcement has initiated preliminary investigations into a particular matter.

2 Listing & Enforcement will inform the public of the initiation of an investigation, unless this is prohibited by some other rule or regulation. The Party Concerned will be informed in advance.

3 In exceptional cases, Listing & Enforcement may refrain from informing the public that an investigation has been opened.

4 The Parties Concerned and the public will be informed if an investigation that has previously been announced publicly is halted.

5 If an investigation is concluded with a legally enforceable sanction notice, the fact will be made public.

6 The sanction notice will generally be made available on the SIX Exchange Regulation website in anonymised form.




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