List of Charges
Table of contents
Listing of equity securities
Basic charge Listing application
Basic charge Listing application
Variable charge New equity securities
Variable charge New equity securities
Additional charge New issuer
Additional charge New issuer
Additional charge Listing prospectus
Additional charge Listing prospectus
Additional charge Additional securities
Additional charge Additional securities
Conditional capital
Conditional capital
Flat charge Secondary listing of equity securities
Flat charge Secondary listing of equity securities
Flat charge Separate trading line
Additional charge Separate trading line
Additional charge Separate trading line
Flat charge Separate trading line
Flat charge Shareholder and employee options
Flat charge Shareholder and employee options
Listing of equity securities
Maintaining listing of equity securities
Annual basic charge
Annual basic charge
Annual variable charge
Annual variable charge
Maintaining listing of equity securities
Listing of collective investment schemes
Basic charge Listing application
Basic charge Listing application
Additional charge New issuer
Additional charge New issuer
Additional charge Additional securities
Additional charge Additional securities
Additional charge Other trading currencies
Additional charge Other trading currencies
Listing of collective investment schemes
Maintaining listing of collective investment schemes
Annual basic charge
Annual basic charge
Maintaining listing of collective investment schemes
Listing of bonds
Basic charge Listing application
Basic charge Listing application
Variable charge New bond or increase
Variable charge New bond or increase
Additional charge New issuer
Additional charge New issuer
Additional charge Listing prospectus
Additional charge Listing prospectus
Flat charge Examination and registration of issue programmes
Flat charge Examination and registration of issue programmes
Flat charge Reissuance of issue programmes
Flat charge Reissuance of issue programmes
Additional charge Listing prospectus for issuance programmes
Additional charge Listing prospectus for issuance programmes
Listing of bonds
Listing of derivatives
Principle
Period of validity
Period of validity
Transferability
Transferability
Flat charge Quantity: 200 derivatives
Flat charge Quantity: 200 derivatives
Flat charge Quantity: 500 derivatives
Flat charge Quantity: 500 derivatives
Flat charge Quantity: 1 000 derivatives
Flat charge Quantity: 1 000 derivatives
Flat charge Quantity: 2 000 derivatives
Flat charge Quantity: 2 000 derivatives
Flat charge Quantity: 5 000 derivatives
Flat charge Quantity: 5 000 derivatives
Flat charge Quantity: 7 500 derivatives
Flat charge Quantity: 7 500 derivatives
Flat charge Quantity: 10 000 derivatives
Flat charge Quantity: 10 000 derivatives
Principle
New allocation of (T+1) applications
New allocation of (T+1) applications
Additional charge New allocation of (T+1) applications
Additional charge New allocation of (T+1) applications
Flat charge Individual derivatives
Flat charge Individual derivatives
Additional charge Individual derivatives
Additional charge Individual derivatives
Flat charge Examination and registration of derivatives programmes
Flat charge Examination and registration of derivatives programmes
Flat charge Reissuance of derivatives programmes
Flat charge Reissuance of derivatives programmes
Flat charge Approval of a new issuer
Flat charge Approval of a new issuer
Charge Adjustments to erroneous entries in IBL
Charge Adjustments to erroneous entries in IBL
Listing of derivatives
Listing of Exchange Traded Products (ETPs)
Basic charge Listing application
Basic charge Listing application
Additional charge New issuer
Additional charge New issuer
Additional charge Other trading currencies
Additional charge Other trading currencies
Additional charge Stand-alone listing prospectus
Additional charge Stand-alone listing prospectus
Additional charge Listing prospectus with reference to approved listing prospectus
Additional charge Listing prospectus with reference to approved listing prospectus
Flat charge Examination and registration of issuance programmes
Flat charge Examination and registration of issuance programmes
Flat charge Reissue of issuance programmes
Flat charge Reissue of issuance programmes
Additional charge Listing prospectus for issuance programmes
Additional charge Listing prospectus for issuance programmes
Listing of Exchange Traded Products (ETPs)
Maintenance of listing for Exchange Traded Products (ETPs)
Annual basic charge
Annual basic charge
Maintenance of listing for Exchange Traded Products (ETPs)
Other services and authorisations
Delisting
Delisting
Application for exemption or preliminary ruling
Application for exemption or preliminary ruling
Withdrawal of applications
Withdrawal of applications
Providing written information
Providing written information
Extraordinary expenditures and costs incurred for experts
Extraordinary expenditures and costs incurred for experts
Recognition as a knowledgeable representative
Recognition as a knowledgeable representative
Broadening of recognition as a knowledgeable representative
Broadening of recognition as a knowledgeable representative
Sanction proceedings
Sanction proceedings
Other services and authorisations
General provisions
Invoicing
Upon listing of equity securities
Upon listing of equity securities
Upon listing of bonds
Upon listing of bonds
Upon listing of derivatives
Upon listing of derivatives
Upon approval of a new derivatives issuer
Upon approval of a new derivatives issuer
Upon adjustments to erroneous entries in IBL
Upon adjustments to erroneous entries in IBL
For maintaining listing
For maintaining listing
Invoicing
Basis for calculating variable charges
Upon listing of equity securities
Upon listing of equity securities
For maintaining listing of equity securities
For maintaining listing of equity securities
Basis for calculating variable charges
General provisions
Final provisions
Entry into force
Entry into force
Transitional provisions
Transitional provisions
Revisions
Revisions
Final provisions
Annexes
Annex
Annex
Annexes
5.4 Additional charge Listing prospectus
For the examination of the listing prospectus, an additional charge of CHF 5,000 is levied.
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