Circular No. 1
Reporting Obligations Regarding the Maintenance of Listing
(Circular No. 1, CIR1)

Table of contents

• 1 Substance
• 2 Facts subject to the reporting obligation
• 3 Form of the reports
• 4 Publication in accordance with terms and conditions
• 5 Official notices
• 6 Publication and distribution of notices by SIX Exchange Regulation
• Annexes
• Annex 1 - Equity Securities
• Annex 2 - Bonds and Conversion Rights
• Annex 3 - Derivatives
• Annex 4 - Investment Funds
• Annex 5 - Other Collective Investment Schemes
• Annex 6