Annex 1 - Equity Securities

1.01

Change of name (change of company name)

Within five trading days following entry in the Commercial Register. However, the report must in all cases reach SIX Exchange Regulation no later than 10.00 am on the last trading day prior to the date of exchange modification.

• Name old / new;
• Web address old / new;
• Ticker symbol old / new;
• Security no. and ISIN old / new;
• Date of exchange modification;

Enclosure(s):

• Extract from the commercial register as PDF;
• Articles of association as PDF.

Connexor Reporting electronic reporting platform or online form: "Official Notice Name Change".

Yes.

For issuers whose registered office is located in a country other than Switzerland: if applicable law does not provide for an entry in the Commercial Register, minutes of the resolution by the body responsible for the change of name, officially certified by a notary, must be submitted as soon as this certification has taken place.

1.03

Change of address for the delivery of legally relevant documents

Immediately upon occurrence.

• Name (company name), address, P.O. box;
• Tel. no., fax no.;
• E-mail address;
• Language for correspondence.

Via e-mail: meldepflichten@six-group.com

Issuers must report an address for the delivery of legally relevant documents as soon as the Declaration of Approval is signed. If this changes, the new address must be reported.

Connexor Reporting is currently not available for this report.

1.05

Name of auditors (external auditors)

Within five trading days following entry in the Commercial Register.

• Name (company name);
• Country of domicile;
• Register number of the competent audit oversight authority;
• Reason for the change (incl. comments on whether the auditors resigned and whether there were any unresolved differences of opinion between issuer and auditors at the time of the change).

Enclosure(s):
Extract from the commercial register as PDF.

Connexor Reporting electronic reporting platform or online form: http://www.six-exchange-regulation.com/obligations/reporting/forms_en.html.

If the previous auditors resign and no new auditors are appointed by the competent body within a reasonable period, SIX Exchange Regulation must be notified by e-mail to meldepflichten@six-group.com of the resignation of the previous auditors.

For issuers whose registered office is located in a country other than Switzerland: if applicable law does not provide for an entry in the Commercial Register, minutes of the resolution by the body responsible for appointing the new auditors, officially certified by a notary, must be submitted as soon as this certification has taken place.

1.07

Changes to contact persons:

• Chairman;
• Chief Executive Officer;
• Chief Financial Officer;
• Head of Investor Relations;
• Contact for ad hoc publicity (Directive on Ad Hoc Publicity);
• Contact for regular reporting obligations in accordance with this Annex.

Immediately upon occurrence.

• Last name, first name, address;
• Direct tel. no., direct fax no.;
• Direct e-mail address;
• Team e-mail address.

Additionally for the contacts for ad hoc publicity and regular reporting obligations:
mobile phone number.

Connexor Reporting electronic reporting platform or online form:
"Contacts ".

To ensure that they can be contacted swiftly if necessary, the contacts for ad hoc publicity and regular reporting obligations must notify SIX Exchange Regulation of their mobile phone numbers.

1.09

Change of business activity

Immediately upon occurrence.

Description of activity.

Connexor Reporting electronic reporting platform or by e-mail: meldepflichten@six-group.com

Changes of business activity which result in the issuer being reclassified under the Listing Rules as an investment or real estate company (Arts. 15 and 16 Directive Financial Reporting) must be reported.

2

Financial reporting

2.02

Quarterly financial statements pursuant to Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)

Upon publication, but no later than two months following the balance sheet date. The submission deadlines for financial statements set out in Point 2.01 of this Annex apply if the interim (semi-annual) or annual report is submitted instead of the second or fourth quarterly report.

Form of submission:

• Paper form;
• If the annual or interim (semi-annual) report is submitted instead of the second or fourth quarterly report, then the report must be submitted as a PDF file.

Submissions must be made by post. If the interim (semi-annual) or annual report is submitted instead of the second or fourth quarterly report, then the submission must be made via the Connexor Reporting electronic reporting platform or by e-mail: meldepflichten@six-group.com

Since quarterly reports must be submitted in paper form, Connexor Reporting cannot, generally, be used (Art. 25 Directive Track Record). Connexor Reporting may be used only in those cases in which annual or interim (semi-annual) reports are submitted instead of quarterly reports.

3.01

Date of GMS

As soon as determined.

Date.

Connexor Reporting electronic reporting platform or by e-mail: meldepflichten@six-group.com

3.03

Invitation to GMS

No later than 20 calendar days prior to the GMS.

Enclosure(s):
Agenda as PDF.

Connexor Reporting electronic reporting platform or by e-mail: meldepflichten@six-group.com

In view of Art. 700 para. 1 of the Swiss Code of Obligations, calendar days are used here instead of the trading days stated in other regular reporting obligations. Issuers whose registered office is located in a country other than Switzerland are, as a rule, subject to the same 20-day period. If applicable law provides for a shorter period for the dispatch of the invitation to the GMS, then it is this shorter period which applies. Any media release in the form of a PDF may be used as the enclosure, providing the release lists the agenda items in full.

3.05

For companies which have their registered office in Switzerland:
resolution concerning opting out / opting up (Arts. 22, 32 of Stock Exchange and Security Trading Act)

Within five trading days following the GMS.

Description of the special clause in the articles of association pursuant to Arts. 22 and 32 Stock Exchange and Securities Trading Act.

Enclosure(s):
Articles of association as PDF.

Connexor Reporting electronic reporting platform or by e-mail: meldepflichten@six-group.com

4

Dividends

5

Capital structure

5.02

Reporting of conditional capital (from the time of formal listing of conditional capital)

Monthly, on the first trading day of the following month in each case (the report must be submitted even if the amount has not changed since the last report).

• Category of securities;
• Security no., ISIN;
• Purpose (pursuant to articles of association);
• Term to duration of warrant or convertible bonds;
• Number of outstanding securities;
• Number of exercised securities;
• Remaining conditional capital.

Connexor Reporting electronic reporting platform or online form: "Conditional Capital".

If the issuer knows that no options or conversion rights will be exercised for a longer period, it may submit a written application to SIX Exchange Regulation to be exempted from the monthly reporting of conditional capital (by post or e-mail: meldepflichten@six-group.com. The exemption lasts for a maximum of 1 year).

The report relates only to formally listed capital. If not all of the conditional capital is formally listed, that part of the capital which is not listed may not be included in the report.

5.04

Capital decrease (ordinary capital decrease; capital decrease with simultaneous capital increase, or declarative capital decrease)

Within five trading days following the entry of the capital decrease in the Commercial Register. However, the report must in all cases reach SIX Exchange Regulation no later than 10.00 am on the last trading day prior to the date of exchange modification. No more than ten trading days may elapse between the entry of the capital decrease in the Commercial Register and the date of exchange modification.

By destruction of shares:

• Date of exchange modification;
• New number of outstanding shares.
  

By repayment:

• Payment date; ex date;
• Category of securities;
• Security no., ISIN;
• Gross amount payable per equity security;
• Coupon no.;
• New number of outstanding shares;
• Old / new nominal value.

Capital decrease with simultaneous capital increase, and declarative capital decrease:
The content of the report varies depending on the structure of the transaction in each specific case.

Enclosure(s):

• Extract from the commercial register as PDF;
• Articles of association as PDF.

Connexor Reporting electronic reporting platform or online form:
"Official Notice Capital Decrease".

Yes.

Definitions:

• Capital decrease with simultaneous capital increase:
  A capital reduction by means of a decrease in capital, where the same amount of capital is paid back in at the same time (Art. 732 para. 1 Code of Obligations);
• Declarative capital decrease:
  This is used eliminate a capital deficiency (Art. 735 Code of Obligations).

If shares are destroyed in the course of a capital decrease with simultaneous capital increase, or of a declarative capital decrease, the issuer should use the "Capital decrease by destruction of shares" input screen in Connexor Reporting. Alternatively, the "Official Notice Capital Decrease" online form can be used.
If applicable law does not provide for an entry in the Commercial Register, the report must be submitted no later than five trading days after the capital decrease has taken effect. If applicable law does not provide for an entry in the Commercial Register, the report must be submitted no later than five trading days after the capital decrease has taken effect.

6.01

For primary-listed companies whose registered office is located in a country other than Switzerland: if possible, the number of shares in fixed ownership, as described in Point 2.4.1 of the SPI^® Family Index Rules, should be reported. In addition – if known – information must be given on the shareholder structure and information regarding the manner in which the company determines the number of shares in fixed ownership. Information must also be given on how the issuer determines the shareholder structure.

On the last trading day of the calendar months February, May, August and November, as well as within five days of an absolute change of more than 10% compared to the last reported value.

Online form:
"Free float".

This report is sent not to SIX Exchange Regulation, but to Stoxx Ltd. Should you have any questions, please send an e-mail to indices@six-group.com.

Connexor Reporting is currently not available for this report.