3. Conditions for maintaining listing

Art. 99
Principle

The issuer is responsible for ensuring that the information obligations attached to continued listing are fulfilled.

Art. 100
Management transactions

Management transactions need not be disclosed as set out in Art. 56.

Art. 101
Information on corporate governance

The Directive on Information Relating to Corporate Governance is not applicable.

Art. 102
Interim reporting

It is not necessary to publish interim financial statements.

Art. 103
Ongoing reporting obligations

For the issuers of global depository receipts and underlying shares, the obligations to provide information during listing are laid down, mutatis mutandis, in Chapter III ("Conditions for maintaining listing"), provided they have not been amended by this Chapter VIII.D.

See also:

• Circular No. 1 (CIR1)

Art. 104
Changes to depository and depository agreement

Changes concerning the depository or depository agreement must be reported to SIX Exchange Regulation at the same time as the holders of the global depository receipts themselves are informed.

See also:

• Circular No. 1 (CIR1)