1. Listing requirements

Art. 107
Duration

Art. 11 is not applicable to collective investment schemes.

Art. 108
Minimum capitalisation/free float of units

¹ In addition to the requirement laid down in Art. 19, collective investment schemes must have assets of at least CHF 100 million at the time of listing.

² These requirements are waived if a SIX Swiss Exchange participant undertakes to SIX Swiss Exchange to act as a market maker for the securities in question.

³ SIX Swiss Exchange may include implementing provisions regarding market making in its Rule Book or in the applicable SIX Swiss Exchange directive, if any.

See also:

• Rule Book of SIX Swiss Exchange

Art. 109
FINMA ruling

The listing of units of collective investment schemes is conditional upon:

1. Swiss collective investment schemes:
   legally enforceable authorisation from FINMA, in accordance with CISA, and fulfilment of the special listing requirements set out below;
2. foreign collective investment schemes:
   legally enforceable authorisation for the sale in or from Switzerland and fulfilment of the special listing requirements set out below.

See also:

• Federal Act of 23 June 2006 on Collective Investment Schemes (Collective Investment Schemes Act, CISA)